1.2A.G.P./Alliance Global Partners202422025-10-31T14:10:14Z20244100.0033.690.400.7665.15StoneX Financial Inc.INTL38.9540.6144.4488.2437.480.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG38.0637.7022.220.0038.78-93.9930-10.0000-0.3000-10.00000.00000.0000-16.8280-9.2042The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA18.0517.8633.3311.7618.130.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN4.143.840.000.004.380.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.800.000.000.001.230.00000.00000.00000.00000.00000.0000-0.0480-0.5418The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0051.894.012.0042.10Citadel Securities LLCCDRG39.9540.7938.500.0040.95-967.2050-10.0000-201.2690-10.00000.00000.0000-627.0010-9.9981The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.StoneX Financial Inc.INTL39.2238.8936.3679.5737.990.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA17.9718.5425.1319.3516.520.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN2.301.650.001.083.370.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.470.000.000.001.120.00000.00000.00000.00000.00000.0000-3.5964-1.1812The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.FL44FL440.040.080.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from FL44.Fidelity Dynamic Liquidity ManFDLM0.020.040.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.NASDAQ EXECUTION SERVICES, LLCINET0.020.000.000.000.050.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from INET.100.0036.190.0060.403.41Fidelity Dynamic Liquidity ManFDLM37.5848.450.0031.0537.860.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Citadel Securities LLCCDRG15.852.740.0023.7115.530.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.STONEX OUTSOURCED SERVICES LLCCESI13.5023.580.007.728.740.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.DASH FINANCIAL TECHNOLOGIES LLDFIN12.119.050.0014.187.770.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.WOLVERINE EXECUTION SERVICES, WEXX11.080.090.0017.5812.620.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.GLOBAL EXECUTION BROKERS, LPGEBB5.7212.250.002.140.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.943.560.002.740.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.660.270.000.880.970.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.20245100.0031.960.731.0066.32StoneX Financial Inc.INTL34.3933.3633.3340.5434.800.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG32.8234.4659.260.0032.23-127.6450-10.0000-45.8940-10.00000.00000.0000-36.8400-9.9932The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA31.1230.837.4159.4631.090.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.481.350.000.001.590.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.190.000.000.000.280.00000.00000.00000.00000.00000.0000-0.0480-0.4507The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0045.743.872.8747.53StoneX Financial Inc.INTL33.6334.1931.2554.4932.020.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.0532.8928.3343.8230.830.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.6031.3440.421.6932.94-706.9070-10.0000-207.1040-10.0000-8.8120-10.0000-624.2710-9.9946The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.811.550.000.002.310.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.920.040.000.001.90-0.6000-12.00000.00000.00000.00000.0000-4.1100-1.2324The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0034.850.0062.402.75Fidelity Dynamic Liquidity ManFDLM39.2449.260.0033.6838.370.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Citadel Securities LLCCDRG14.731.470.0022.3310.470.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.STONEX OUTSOURCED SERVICES LLCCESI13.7724.080.008.1111.630.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.DASH FINANCIAL TECHNOLOGIES LLDFIN13.109.650.0015.0412.790.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.WOLVERINE EXECUTION SERVICES, WEXX10.470.180.0016.1711.630.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.GLOBAL EXECUTION BROKERS, LPGEBB5.3212.220.001.690.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.182.940.001.850.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.740.180.001.080.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.20246100.0032.560.551.8265.08StoneX Financial Inc.INTL34.2431.9747.0653.5734.730.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG32.7534.2617.651.7932.98-96.5110-8.7171-8.1570-10.0000-0.1000-10.0000-35.0480-9.2710The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA31.7432.9735.2944.6430.740.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN0.910.800.000.001.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.360.000.000.000.550.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0047.744.692.7144.86StoneX Financial Inc.INTL33.2834.0528.8461.2931.230.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG32.2933.2742.330.0032.15-585.0140-8.8144-150.4040-8.65100.00000.0000-426.7490-9.0483The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.0131.9528.8438.7132.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.660.730.000.002.920.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.760.000.000.001.700.00000.00000.00000.00000.00000.0000-4.3680-1.5804The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0023.600.0073.992.42Fidelity Dynamic Liquidity ManFDLM29.1548.290.0022.6241.980.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Citadel Securities LLCCDRG22.022.530.0028.756.170.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.WOLVERINE EXECUTION SERVICES, WEXX16.650.130.0022.0213.580.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN15.8111.000.0017.549.880.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI10.1724.020.005.6513.580.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.MORGAN STANLEY & CO. LLCMSCO2.804.420.002.380.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.GLOBAL EXECUTION BROKERS, LPGEBB2.278.340.000.400.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.540.250.000.650.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.MATRIX EXECUTIONS, LLCMATI0.060.250.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from MATI. Orders are routed to MATI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.