1.2A.G.P./Alliance Global Partners202432025-10-31T14:09:58Z20247100.0035.190.461.4362.93Citadel Securities LLCCDRG32.8233.1626.672.1333.37-136.6080-10.0000-10.8000-10.0000-0.5000-10.0000-27.8210-9.2982The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.5733.0720.0059.5731.770.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.StoneX Financial Inc.INTL31.9432.4753.3338.3031.340.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN2.431.300.000.003.140.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.240.000.000.000.390.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0051.514.433.4540.61StoneX Financial Inc.INTL32.6730.7932.6154.7533.180.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG32.4534.2344.352.2331.47-832.3580-10.0000-194.6860-10.0000-7.5000-10.0000-312.9680-9.9952The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.2834.4923.0443.0229.570.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.370.450.000.002.800.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE1.060.040.000.002.56-0.6000-12.00000.00000.00000.00000.0000-12.0840-2.2646The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.National Financial Services LLNFSC0.130.000.000.000.330.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NFSC.A.G.P. / ALLIANCE GLOBAL PARTNALNC0.040.000.000.000.090.00000.00000.00000.00000.00000.00000.00000.0000Firm MPID100.0023.170.0075.581.25Fidelity Dynamic Liquidity ManFDLM28.7248.570.0022.3745.100.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Citadel Securities LLCCDRG21.203.290.0027.021.960.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.WOLVERINE EXECUTION SERVICES, WEXX18.550.530.0024.0221.570.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN15.709.440.0017.729.800.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI9.1921.000.005.569.800.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.GLOBAL EXECUTION BROKERS, LPGEBB3.1711.240.000.750.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.955.730.002.150.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.390.210.000.421.960.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.20248100.0034.190.561.2963.96CODA MARKETS, INC.CODA33.4332.7942.1154.5533.270.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.StoneX Financial Inc.INTL32.6132.3621.0545.4532.590.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.6533.9936.840.0030.98-146.5740-10.0000-19.7490-10.00000.00000.0000-55.9530-9.9568The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN2.020.860.000.002.700.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.290.000.000.000.460.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0045.433.022.2549.30StoneX Financial Inc.INTL33.0633.4128.9559.1531.790.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.5731.7433.1640.1432.950.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.6433.7637.890.7030.72-959.3280-10.0000-188.3530-10.0000-5.0000-10.0000-866.3170-9.9456The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.791.080.000.002.640.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.920.000.000.001.870.00000.00000.00000.00000.00000.0000-27.7320-3.6123The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.VIRTU AMERICAS LLCVALR0.020.000.000.000.030.00000.00000.00000.00000.00000.0000-2.1600-12.0000The Firm does not receive payment or any form of consideration for order flow from VALR. A portion of the Firm’s Institutional order flow is routed manually to VALR based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0028.570.0070.450.98Fidelity Dynamic Liquidity ManFDLM32.5648.670.0025.9240.000.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Citadel Securities LLCCDRG18.032.650.0024.445.710.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.WOLVERINE EXECUTION SERVICES, WEXX17.280.590.0023.9225.710.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN14.6610.820.0016.1917.140.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI10.3422.710.005.385.710.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.GLOBAL EXECUTION BROKERS, LPGEBB3.609.930.001.080.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.724.520.001.992.860.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.760.100.001.040.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.20249100.0032.680.741.1965.39StoneX Financial Inc.INTL32.8333.3735.0043.7532.330.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.5332.8015.0056.2532.160.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.4931.1050.000.0032.05-87.5550-10.0000-10.9450-10.00000.00000.0000-19.6010-9.0490The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN3.042.720.000.003.290.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.110.000.000.000.170.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0047.237.852.9142.01CODA MARKETS, INC.CODA32.9935.4427.5127.1031.660.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.StoneX Financial Inc.INTL32.1430.9133.2572.2630.550.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG32.0532.1838.520.6532.87-837.3910-10.0000-321.6870-10.0000-1.5000-10.0000-369.5040-9.8822The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN2.271.470.000.003.760.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.490.000.000.001.160.00000.00000.00000.00000.00000.0000-4.4040-1.6159The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.GTS SECURITIES LLCGTSM0.060.000.720.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from GTSM.100.0026.870.0071.371.76Fidelity Dynamic Liquidity ManFDLM32.0947.360.0025.7954.390.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.WOLVERINE EXECUTION SERVICES, WEXX20.482.300.0027.4315.790.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.Citadel Securities LLCCDRG18.346.670.0023.113.510.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN12.387.820.0014.323.510.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI8.6820.800.004.281.750.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.GLOBAL EXECUTION BROKERS, LPGEBB3.4610.800.000.741.750.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.723.680.002.420.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ1.420.570.001.770.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.Interactive Brokers LlcIBKR0.030.000.000.040.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from IBKR when our clearing firms route orders to this venue.