1.2A.G.P./Alliance Global Partners202442025-10-31T14:09:36Z202410100.0036.050.471.4762.01StoneX Financial Inc.INTL33.5831.0861.5456.1034.300.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG33.0534.267.690.0033.31-3.2760-0.30610.00000.00000.00000.0000-1.1040-0.5883The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.0434.5630.7743.9030.310.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN0.900.100.000.001.390.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.430.000.000.000.690.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0050.107.723.2438.94StoneX Financial Inc.INTL34.5333.1538.0567.9632.810.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.5234.0827.6131.4931.570.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.8232.6532.250.0033.32-42.4480-0.4269-3.9250-0.16540.00000.0000-16.1940-0.3233The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.VIRTU Americas LLCNITE0.650.000.000.001.660.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.RBC Capital Markets CorporatioDAIN0.270.070.000.000.600.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.GTS SECURITIES LLCGTSM0.070.000.930.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from GTSM.Direct Edge ECN LLCEDGX0.040.000.000.550.050.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from EDGX.INTELLIGENT CROSS LLCINCR0.040.000.460.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from INCR.J.P. Morgan Securities LLCJPMS0.040.000.460.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from JPMS.Fidelity Dynamic Liquidity ManFDLM0.020.040.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.100.0023.840.0073.123.04Fidelity Dynamic Liquidity ManFDLM26.1044.920.0019.9227.130.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Bofa Securities, Inc.MLCO20.404.940.0026.173.100.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from MLCO. Orders are routed to MLCO by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.WOLVERINE EXECUTION SERVICES, WEXX13.601.580.0017.6710.080.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.Citadel Securities LLCCDRG13.565.230.0016.4110.080.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN9.655.330.0011.206.200.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI9.3223.590.004.3117.830.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.GLOBAL EXECUTION BROKERS, LPGEBB3.4111.550.000.900.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO2.542.860.002.540.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.SAL EQUITY TRADING, GPSUSQ0.560.000.000.770.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.RBC Capital Markets CorporatioDAIN0.070.000.000.100.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.202411100.0027.550.901.7769.79StoneX Financial Inc.INTL33.2231.9638.2453.7333.130.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.0333.8835.2944.7830.940.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.5632.0626.471.4932.19-117.4020-10.0000-15.7400-10.0000-0.1500-10.0000-28.8740-9.4310The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.822.110.000.001.780.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.Fidelity Dynamic Liquidity ManFDLM0.550.000.000.000.790.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.VIRTU Americas LLCNITE0.550.000.000.000.790.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.USCA Securities LLCUSCA0.260.000.000.000.380.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from USCA.100.0048.994.952.5543.52StoneX Financial Inc.INTL33.4332.4234.0856.5233.140.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.0733.6027.3642.0330.310.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.8232.8038.311.4531.75-1357.2070-9.9946-306.2510-10.0000-12.7500-10.0000-422.0830-9.7501The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.RBC Capital Markets CorporatioDAIN1.280.880.000.001.950.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.Fidelity Dynamic Liquidity ManFDLM0.690.250.000.001.300.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.VIRTU Americas LLCNITE0.470.000.000.001.070.00000.00000.00000.00000.00000.0000-6.2700-0.9651The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.USCA Securities LLCUSCA0.210.030.000.000.450.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from USCA.GTS SECURITIES LLCGTSM0.020.030.250.000.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from GTSM.VIRTU AMERICAS LLCVALR0.010.000.000.000.030.00000.00000.00000.00000.00000.0000-0.7188-12.0000The Firm does not receive payment or any form of consideration for order flow from VALR. A portion of the Firm’s Institutional order flow is routed manually to VALR based on execution quality metrics, including price improvement, fill rates, and speed of execution.100.0022.110.0073.484.41Fidelity Dynamic Liquidity ManFDLM29.2740.970.0025.8327.750.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.Bofa Securities, Inc.MLCO18.0314.520.0020.061.910.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from MLCO. Orders are routed to MLCO by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.Citadel Securities LLCCDRG13.183.340.0015.9516.270.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.WOLVERINE EXECUTION SERVICES, WEXX12.671.910.0015.4320.570.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN10.735.440.0012.3610.050.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.STONEX OUTSOURCED SERVICES LLCCESI8.8919.580.005.5211.480.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.GLOBAL EXECUTION BROKERS, LPGEBB3.2111.460.000.920.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.MORGAN STANLEY & CO. LLCMSCO1.862.290.001.672.870.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.RBC Capital Markets CorporatioDAIN1.080.000.001.470.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.SAL EQUITY TRADING, GPSUSQ0.340.190.000.400.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.202412100.0029.390.911.8567.84StoneX Financial Inc.INTL32.6131.9038.4650.9432.340.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG31.4233.9342.310.0031.05-95.4840-9.8331-18.6000-10.00000.00000.0000-20.6320-9.2029The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA30.4130.6019.2349.0629.960.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Fidelity Dynamic Liquidity ManFDLM2.411.430.000.002.940.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.RBC Capital Markets CorporatioDAIN1.781.900.000.001.810.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE0.870.000.000.001.290.00000.00000.00000.00000.00000.0000-0.2520-0.1598The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.USCA Securities LLCUSCA0.450.240.000.000.570.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from USCA.JANE STREET CAPITAL, LLCJNST0.030.000.000.000.050.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from JNST.100.0056.125.143.4035.34StoneX Financial Inc.INTL32.3032.4834.7660.3728.960.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA30.7632.7631.1036.4127.010.00000.00000.00000.00000.00000.00000.00000.0000The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG30.3231.4734.153.2330.55-1006.9770-9.9281-279.0850-10.0000-25.9850-10.0000-742.4230-9.8951The Firm routes a portion of non-directed customer order flow to CDRG, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.Fidelity Dynamic Liquidity ManFDLM2.521.540.000.004.700.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our order flow.RBC Capital Markets CorporatioDAIN1.791.230.000.003.100.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.VIRTU Americas LLCNITE1.290.000.000.003.640.00000.00000.00000.00000.00000.0000-9.1440-1.4149The Firm does not receive payment or any form of consideration for order flow from NITE. A portion of the Firm’s Institutional order flow is routed manually to NITE based on execution quality metrics, including price improvement, fill rates, and speed of execution.USCA Securities LLCUSCA0.710.530.000.001.150.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from USCA.JANE STREET CAPITAL, LLCJNST0.160.000.000.000.440.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from JNST.G1 Execution Services, LLCETMM0.130.000.000.000.350.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from ETMM.HRT FINANCIAL LPHRTF0.020.000.000.000.040.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from HRTF.100.0019.730.0077.243.03Fidelity Dynamic Liquidity ManFDLM31.0243.590.0027.3842.010.00000.00000.00000.00000.00000.00000.00000.0000FDLM is a proprietary intelligent order router used by National Financial Services (NFS), one of our clearing firms. The Firm does not receive payment from NFS when they utilize FDLM for our options order flow.WOLVERINE EXECUTION SERVICES, WEXX15.922.550.0019.2917.160.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from WEXX when our clearing firms route orders to this venue.Bofa Securities, Inc.MLCO13.6612.370.0014.500.590.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from MLCO. Orders are routed to MLCO by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.DASH FINANCIAL TECHNOLOGIES LLDFIN13.5310.560.0014.469.470.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DFIN. Orders are routed to DFIN by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.Citadel Securities LLCCDRG12.571.180.0015.5710.060.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from CDRG when our clearing firms route orders to this venue.STONEX OUTSOURCED SERVICES LLCCESI7.2718.380.004.2312.430.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from CESI. Orders are routed to CESI by our clearing firm(s) or at the discretion of AGP Prime Brokerage clients based on execution quality metrics, including price improvement, fill rates, and speed of execution.MORGAN STANLEY & CO. LLCMSCO2.783.820.002.581.180.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from MSCO when our clearing firms route orders to this venue.GLOBAL EXECUTION BROKERS, LPGEBB1.947.460.000.531.780.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from GEBB when our clearing firms route orders to this venue.RBC Capital Markets CorporatioDAIN0.720.000.000.930.000.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration for order flow from DAIN.SAL EQUITY TRADING, GPSUSQ0.410.090.000.490.590.00000.00000.00000.00000.00000.00000.00000.0000The Firm does not receive payment or any form of consideration from SUSQ when our clearing firms route orders to this venue.