1.3 WALL STREET ACCESS 2026 1 2026-04-23T17:22:12Z 2026 01 99.59 38.09 27.69 15.13 19.09 StoneX Financial, Inc. 28.53 70.02 0.69 10.68 0.25 314.77 5.0000 17.95 5.0000 18.74 5.0000 0.12 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. The Nasdaq Stock Market 21.45 0.00 60.95 13.44 13.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. Matrix Executions, LLC / Simplex Trading, LLC 10.86 0.91 13.10 8.75 29.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. Virtu Americas, LLC 10.40 15.94 4.47 10.24 8.10 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. WALL STREET ACCESS 9.15 0.01 4.01 27.88 20.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Goldman, Sachs & Co. 4.48 0.00 3.21 10.22 10.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. Cowen and Company, LLC 4.34 0.01 4.86 4.72 11.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. 3.60 0.00 7.68 4.14 4.45 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. (ARCA) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to the Trading Fees PDF available at this link: https://www.nyse.com/markets/nyse-arca/trading-info. For this period, the Standard Rates enumerated on the NYSE ARCA Fee Schedule applied to the firm. We recieve $0.002 for adding liquidity and pay $0.003 for removing liquidity. 99.67 33.30 27.85 20.34 18.50 StoneX Financial, Inc. 26.46 68.43 1.08 16.06 0.53 415.08 5.0000 31.35 5.0000 37.10 4.8688 1.90 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link:https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. The Nasdaq Stock Market 18.72 0.06 50.91 10.13 13.27 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. WALL STREET ACCESS 14.41 0.07 9.70 29.43 30.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Virtu Americas, LLC 11.38 14.08 8.36 10.93 11.57 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE/VALR) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. For orders routed to Virtu Americas agency desk, we pay $0.0015 per share for execution fees. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Matrix Executions, LLC / Simplex Trading, LLC 9.71 1.21 12.56 8.42 22.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. Goldman, Sachs & Co. 5.23 0.00 6.06 8.27 10.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.0008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. NYSE Arca, Inc. 3.04 0.00 5.18 4.57 3.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. (ARCA) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to the Trading Fees PDF available at this link: https://www.nyse.com/markets/nyse-arca/trading-info. For this period, the Standard Rates enumerated on the NYSE ARCA Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. Cowen and Company, LLC 2.39 0.04 3.90 3.12 3.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay $0.002 per share in execution fees for use of their execution algos. 100.00 0.00 7.49 22.70 69.81 NYSE ARCA OPTIONS 25.98 0.00 0.00 96.09 5.97 0.00 0.0000 0.00 0.0000 2056.80 37.1800 110.18 32.9880 NYSE ARCA Options (ARCA) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Nasdaq ISE, LLC 18.03 0.00 3.61 0.00 25.44 0.00 0.0000 -98.11 -57.3743 0.00 0.0000 -24.40 -5.0413 NASDAQ ISE (ISE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 Cboe Exchange, Inc. 16.76 0.00 28.87 0.00 20.91 0.00 0.0000 -35.12 -5.3297 0.00 0.0000 -31.08 -5.2678 CBOE Exchange, Inc. (CBOE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe EDGX Exchange, Inc. 14.79 0.00 5.67 0.00 20.58 0.00 0.0000 -2.44 -4.0000 0.00 0.0000 41.48 14.2543 CBOE EDGX Options Exchange (EDGO) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ Nasdaq PHLX LLC 13.05 0.00 0.00 0.00 18.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 -18.70 -6.1921 NASDAQ PHLX (PHLX) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Miami International Securities Exchange, LLC 3.67 0.00 28.35 0.51 2.05 0.00 0.0000 -75.65 -5.0000 -13.00 -5.0000 -15.65 -4.1512 MIAX Options (MIAX) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://www.miaxoptions.com/fees 2026 02 99.68 27.49 26.15 24.34 22.01 The Nasdaq Stock Market 20.89 0.00 55.32 13.09 14.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. Matrix Executions, LLC / Simplex Trading, LLC 18.65 1.08 11.28 28.11 38.89 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. StoneX Financial, Inc. 17.09 53.06 0.77 9.30 0.15 250.22 5.0000 23.16 5.0000 22.36 5.0000 1.63 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. Virtu Americas, LLC 10.87 21.65 4.38 8.52 7.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. WALL STREET ACCESS 8.09 0.03 7.04 13.52 13.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Cowen and Company, LLC 7.03 0.01 10.99 8.46 9.51 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs & Co. 4.35 0.00 1.34 9.30 7.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. NYSE Arca, Inc. 3.77 0.00 7.99 3.28 4.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. (ARCA) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to the Trading Fees PDF available at this link: https://www.nyse.com/markets/nyse-arca/trading-info. For this period, the Standard Rates enumerated on the NYSE ARCA Fee Schedule applied to the firm. We recieve $0.002 for adding liquidity and pay $0.003 for removing liquidity. 99.54 21.71 22.75 28.42 27.12 Matrix Executions, LLC / Simplex Trading, LLC 18.73 1.78 9.83 26.36 31.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. The Nasdaq Stock Market 17.79 0.04 52.88 9.71 11.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. StoneX Financial, Inc. 16.48 56.66 0.99 13.61 0.34 358.61 5.0000 37.12 5.0000 30.90 5.0000 7.44 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link:https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. WALL STREET ACCESS 14.14 0.05 15.38 18.09 20.24 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Virtu Americas, LLC 11.52 21.20 6.99 8.28 10.99 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE/VALR) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. For orders routed to Virtu Americas agency desk, we pay $0.0015 per share for execution fees. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Cowen and Company, LLC 5.66 0.44 5.32 4.80 11.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay $0.002 per share in execution fees for use of their execution algos. Goldman, Sachs & Co. 5.04 0.00 0.99 9.34 7.97 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.0008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. NYSE Arca, Inc. 3.81 0.00 6.39 3.92 4.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. (ARCA) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to the Trading Fees PDF available at this link: https://www.nyse.com/markets/nyse-arca/trading-info. For this period, the Standard Rates enumerated on the NYSE ARCA Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. 100.00 0.00 3.19 17.70 79.11 Nasdaq ISE, LLC 24.74 0.00 1.23 0.00 31.23 0.00 0.0000 -5.25 -105.0000 0.00 0.0000 -26.70 -4.9262 NASDAQ ISE (ISE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 NYSE ARCA OPTIONS 21.13 0.00 0.00 96.22 5.17 0.00 0.0000 0.00 0.0000 491.40 28.8719 31.42 29.9238 NYSE ARCA Options (ARCA) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe Exchange, Inc. 18.45 0.00 33.33 0.00 21.98 0.00 0.0000 -8.19 -5.6096 0.00 0.0000 -13.23 -5.1279 CBOE Exchange, Inc. (CBOE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Cboe EDGX Exchange, Inc. 15.74 0.00 13.58 0.00 19.34 0.00 0.0000 -0.72 -1.5000 0.00 0.0000 76.72 28.7341 CBOE EDGX Options Exchange (EDGO) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ Nasdaq PHLX LLC 14.40 0.00 0.00 0.00 18.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 -21.92 -7.2105 NASDAQ PHLX (PHLX) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 2026 03 99.70 26.52 21.70 24.86 26.91 The Nasdaq Stock Market 21.41 0.00 60.14 13.23 18.83 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. StoneX Financial, Inc. 18.32 49.59 1.38 19.13 0.40 217.42 5.0000 24.39 5.0000 21.15 5.0000 2.14 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. Matrix Executions, LLC / Simplex Trading, LLC 17.82 0.94 12.51 26.15 31.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. WALL STREET ACCESS 9.30 0.09 6.05 16.47 14.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Virtu Americas, LLC 9.11 18.94 4.56 6.18 5.81 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Cowen and Company, LLC 4.92 0.06 4.92 2.49 11.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs & Co. 3.86 0.00 0.71 5.97 8.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. CITADEL SECURITIES LLC 3.33 8.97 0.09 1.97 1.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel Securities LLC (CDRG) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Jane Street Capital 3.22 8.66 0.13 1.44 2.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Jane Street Capital (JNST) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. 99.71 19.59 22.48 26.44 31.49 The Nasdaq Stock Market 20.67 0.09 59.12 12.72 12.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Nasdaq Stock Market (NSDQ) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to this link: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 For this period, the Standard Rates enumerated on the NASDAQ Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. StoneX Financial, Inc. 14.57 49.90 1.10 16.63 0.48 305.98 5.0000 22.11 5.0000 45.34 5.0000 5.90 5.0000 StoneX Financial, Inc. (INTL) We route certain orders to our clearing firm Pershing LLC for handling. The orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link:https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Wall Street Access also receives a rebate for orders we route directly to StoneX Financial. Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive $0.0005/ share for NMS marketable and non-marketable orders. Matrix Executions, LLC / Simplex Trading, LLC 13.60 2.32 7.05 18.90 20.85 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Matrix Executions LLC/ Simplex Trading LLC (MTRX) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We receive pass through rebates from (MATX) for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. Rebates are given when an order adds liquidity and fees are charged when an order tales liquidity. The net amount of this rebate, if positive, is included in our disclosures. WALL STREET ACCESS 13.25 0.58 12.19 16.60 19.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Wall Street Access (WABR/VNDM) Wall Street Access (“the Firm) is a market maker in S&P 500 and Non-S&P 500 securities. The firm is an execution venue. The firm may route orders to other market centers, exchanges, alternative trading systems, electronic communication networks and other broker dealers as noted in this report. These venues may offer credits for providing liquidity or assess fees for taking liquidity. Cowen and Company, LLC 12.32 0.09 7.82 6.48 28.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay $0.002 per share in execution fees for use of their execution algos. Virtu Americas, LLC 9.49 23.01 5.25 7.66 5.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC (NITE/VALR) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. We pay $0.001 to 0.0025 per share in execution fees for use of their execution algos and receive $0.0023 for adding liquidity to their SMRT order router. For orders routed to Virtu Americas agency desk, we pay $0.0015 per share for execution fees. We route certain orders to our clearing firm Pershing LLC for handling. Some of the orders represented in the percentages routed to this destination were sent by our clearing firm and not directly sent by us. For orders routed by Pershing, we do not share in any fees or rebates generated by these routed orders. If additional details are needed about the payments Pershing receives, please review Pershing’s disclosures and the material aspects by visiting the following link: https://www.orderroutingdisclosure.com In the search feature, enter Pershing LLC. Goldman, Sachs & Co. 5.19 0.00 1.27 10.39 6.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman, Sachs (GSCO) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We pay GSCO $0.0008 per share for equity executions. We may receive pass through rebates from GSCO for exchange executions that provide liquidity, the rebate is based on the exchange that the order is ultimately executed on and we pay the same venue execution fees for taking liquidity. The net amount of this fee is included in our disclosures. NYSE Arca, Inc. 3.31 0.00 4.98 4.24 3.41 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 NYSE Arca, Inc. (ARCA) Below is a discussion of the material aspects of Wall Street Access’ relationship with this Specified Venue including any terms, written or oral, of payment for order flow arrangements or profit-sharing relationships that may influence our order routing decisions. We do not receive incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment; We do not receive disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee; We do not participate in volume-based tiered payment schedules; and We do not have any agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. We do receive a customary rebate from this execution venue for executions that provide liquidity, and we pay the same venue execution fees for taking liquidity. The net amount of this payment, if positive, is included in our disclosures. The trading fee schedule that applies to the firm can be found by referring to the Trading Fees PDF available at this link: https://www.nyse.com/markets/nyse-arca/trading-info. For this period, the Standard Rates enumerated on the NYSE ARCA Fee Schedule applied to the firm. We receive $0.002 for adding liquidity and pay $0.003 for removing liquidity. 100.00 0.00 11.10 17.73 71.18 Cboe EDGX Exchange, Inc. 20.24 0.00 12.10 0.00 26.55 0.00 0.0000 -4.80 -4.0000 0.00 0.0000 45.30 8.7452 CBOE EDGX Options Exchange (EDGO) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ NYSE ARCA OPTIONS 19.53 0.00 0.00 96.80 3.33 0.00 0.0000 0.00 0.0000 1372.20 23.9268 90.54 6.8435 NYSE ARCA Options (ARCA) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Nasdaq ISE, LLC 17.68 0.00 1.51 0.00 24.61 0.00 0.0000 -153.09 -44.8944 0.00 0.0000 -48.92 -7.1730 NASDAQ ISE (ISE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 Cboe Exchange, Inc. 17.54 0.00 28.73 0.00 20.16 0.00 0.0000 -66.78 -5.3768 0.00 0.0000 -16.06 -5.2500 CBOE Exchange, Inc. (CBOE) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Nasdaq PHLX LLC 12.00 0.00 0.00 0.00 16.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 -20.92 -5.9432 NASDAQ PHLX (PHLX) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Miami International Securities Exchange, LLC 5.22 0.00 34.03 0.36 1.95 0.00 0.0000 -269.10 -5.0000 -15.25 -5.0000 -17.00 -5.0000 MIAX Options (MIAX) Wall Street Access directs all client option orders through executing broker dealers, namely: Dash Financial Technologies Inc. (DFIN) who then route such orders to the venues identified above. Wall Street Access may receive rebates or pays fees for theses exchange executions through the executing brokers for the routing of customer orders to this exchange or pay/receive rebates at a rate set by the executing broker. Detailed information about this exchange’s overall fee schedule is available on the exchange’s public website at https://www.miaxoptions.com/fees