1.3 Cannacord Genuity Inc. 2026 1 2026-04-29T00:16:11Z 2026 01 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 99.90 0.00 0.00 0.00 99.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 -6.70 -0.9914 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 69.23 0.00 0.00 0.00 69.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 -9.00 -0.9914 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. Clearpool Execution Services, LLC 15.38 0.00 0.00 0.00 15.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Clearpool charges a rate of $0.0005 per share plus exchange costs/ rebates according to whether the order adds or removes liquidity. The Nasdaq Stock Market 7.69 0.00 0.00 0.00 7.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 -31.79 -13.9095 CG-ADAM is charged a rate of $0.0006 for shares executed at or above $1.00, in accordance with whether the order adds or removes displayed liquidity or non- displayed liquidity, the volume added or removed; and whether the order was price improved or is pegged. Sub-dollar shares are charged at a rate of 30 basis points for removing liquidity; there is no remuneration for sub-dollar shares that add liquidity. CITADEL SECURITIES LLC 7.69 0.00 0.00 0.00 7.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel's fees follow the maker/taker construct plus $0.0005 per share for orders routed through its algo; other orders are rebated at $0.00010 per share. 100.00 20.00 15.86 53.79 10.34 Matrix Executions, LLC / Simplex Trading, LLC 57.93 44.83 47.83 66.67 53.33 -119.18 -0.2964 -21.64 -0.2964 -481.27 -0.2964 -17.93 -0.2964 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ D & D Securities, Inc. 28.28 41.38 34.78 26.92 0.00 -371.67 -0.9958 -69.71 -0.9958 -614.91 -0.9958 0.00 0.0000 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. SRT SECURITIES LLC. 6.90 0.00 17.39 5.13 13.33 0.00 0.0000 0.00 0.0000 0.00 0.0000 -0.76 -0.1898 SRT Securities LLC (Formerly, Israel A Englander) is a Floor Broker on the AMEX Exchange. SRT charges Canaccord a rate of $0.025 per contract for executions. 2026 02 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 66.67 0.00 0.00 0.00 66.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 -2.09 -2.5200 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. CITADEL SECURITIES LLC 33.33 0.00 0.00 0.00 33.33 0.00 0.0000 0.00 0.0000 0.00 0.0000 -0.89 -3.5620 Citadel's fees follow the maker/taker construct plus $0.0005 per share. Additional rebates for larger flow are also given. 100.00 10.00 26.67 0.00 63.33 Morgan Stanley & Co., LLC 46.67 0.00 0.00 0.00 73.68 0.00 0.0000 0.00 0.0000 0.00 0.0000 -7.09 -2.5200 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. CITADEL SECURITIES LLC 23.33 33.33 50.00 0.00 10.53 0.00 0.0000 -3.62 -3.5620 0.00 0.0000 -0.37 -3.5620 Citadel's fees follow the maker/taker construct plus $0.0005 per share for orders routed through its algo; other orders are rebated at $0.00010 per share. The Nasdaq Stock Market 13.33 0.00 50.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CG-ADAM is charged a rate of $0.0006 for shares executed at or above $1.00, in accordance with whether the order adds or removes displayed liquidity or non- displayed liquidity, the volume added or removed; and whether the order was price improved or is pegged. Sub-dollar shares are charged at a rate of 30 basis points for removing liquidity; there is no remuneration for sub-dollar shares that add liquidity. Goldman, Sachs & Co. 10.00 66.67 0.00 0.00 5.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman Sachs charges CG-ADAM at a rate per share of $0.0005 cost/plus; GSCO passes back/on any fees associated with trading on the exchanges. 100.00 13.68 17.09 38.46 30.77 Matrix Executions, LLC / Simplex Trading, LLC 55.56 50.00 80.00 35.56 69.44 -53.27 -0.4318 -138.18 -0.4318 -145.80 -0.4318 -9.25 -0.4318 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ Casey Securities LLC 25.64 6.25 20.00 55.56 0.00 -25.34 -1.2670 -44.34 -1.2670 -411.48 -1.2670 0.00 0.0000 Casey Securities, LLC provides execution services for CG-ADAM, for which it charges $0.05 on one side, per cross/ contract executed with them. D & D Securities, Inc. 7.69 12.50 0.00 8.89 8.33 -331.75 -0.9134 0.00 0.0000 -18.27 -0.9134 -0.23 -0.9134 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. XFAS 3.42 25.00 0.00 0.00 0.00 -183.51 -17.3121 0.00 0.0000 0.00 0.0000 0.00 0.0000 X-CHANGE FINANCIAL ACCESS, LLC (XFAS) are floor brokers on the Chicago Board Options Exchange (CBOE) and charge CG at a rate of $0.19/$0.05 per contracts/ crosses (mainly SPX) executed with them. XFA may pass back/on rebates or charges associated with trading on the various exchanges. Please see routing information for XFAS at: https://www.marex.com/the-group/x-change-financial-access-xfa/ 2026 03 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 83.33 0.00 0.00 0.00 83.33 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.75 1.4622 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. The Nasdaq Stock Market 16.67 0.00 0.00 0.00 16.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 -3.72 -14.8947 CG-ADAM is charged a rate of $0.0006 for shares executed at or above $1.00, in accordance with whether the order adds or removes displayed liquidity or non- displayed liquidity, the volume added or removed; and whether the order was price improved or is pegged. Sub-dollar shares are charged at a rate of 30 basis points for removing liquidity; there is no remuneration for sub-dollar shares that add liquidity. 100.00 3.12 6.25 0.00 90.62 Morgan Stanley & Co., LLC 56.25 0.00 0.00 0.00 62.07 0.00 0.0000 0.00 0.0000 0.00 0.0000 8.20 1.4622 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. CITADEL SECURITIES LLC 21.88 100.00 50.00 0.00 17.24 -3.62 -6.7011 -2.01 -6.7011 0.00 0.0000 -169.71 -6.7011 Citadel's fees follow the maker/taker construct plus $0.0005 per share for orders routed through its algo; other orders are rebated at $0.00010 per share. EANJ 12.50 0.00 0.00 0.00 13.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Clearpool Execution Services, LLC 6.25 0.00 50.00 0.00 3.45 0.00 0.0000 -6.70 -12.6845 0.00 0.0000 0.00 0.0000 Clearpool charges a rate of $0.0005 per share plus exchange costs/ rebates according to whether the order adds or removes liquidity. 100.00 15.46 4.12 27.84 52.58 Matrix Executions, LLC / Simplex Trading, LLC 42.27 13.33 0.00 0.00 76.47 17.59 0.2706 0.00 0.0000 0.00 0.0000 20.07 0.2706 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ Casey Securities LLC 32.99 0.00 100.00 74.07 15.69 0.00 0.0000 -31.26 -1.2505 -322.48 -1.2505 -17.51 -1.2505 Casey Securities, LLC provides execution services for CG-ADAM, for which it charges $0.05 on one side, per cross/ contract executed with them. D & D Securities, Inc. 12.37 46.67 0.00 18.52 0.00 -534.47 -0.8286 0.00 0.0000 -38.74 -0.8286 0.00 0.0000 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. XFAS 6.19 26.67 0.00 7.41 0.00 -122.77 -15.0638 0.00 0.0000 -602.55 -15.0638 0.00 0.0000 X-CHANGE FINANCIAL ACCESS, LLC (XFAS) are floor brokers on the Chicago Board Options Exchange (CBOE) and charge CG at a rate of $0.19/$0.05 per contracts/ crosses (mainly SPX) executed with them. XFA may pass back/on rebates or charges associated with trading on the various exchanges. Please see routing information for XFAS at: https://www.marex.com/the-group/x-change-financial-access-xfa/