1.3 Cannacord Genuity Inc. 2026 2 2026-07-30T20:38:07Z 2026 04 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 97.22 0.00 0.00 0.00 97.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 -5.95 -5.4595 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. 100.00 5.26 0.00 0.00 94.74 Morgan Stanley & Co., LLC 84.21 0.00 0.00 0.00 88.89 0.00 0.0000 0.00 0.0000 0.00 0.0000 -71.16 -5.4595 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. CITADEL SECURITIES LLC 5.26 0.00 0.00 0.00 5.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel's fees follow the maker/taker construct plus $0.0005 per share for executions done as agency; whereas they will remunerate Canaccord at a rate up to $0.001 for principal executions. Additional rebates for larger flow are also given. Clearpool Execution Services, LLC 5.26 0.00 0.00 0.00 5.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Clearpool charges a rate of $0.0005 per share plus exchange costs/ rebates according to whether the order adds or removes liquidity. Goldman, Sachs & Co. 5.26 100.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman Sachs charges CG-ADAM at a rate per share of $0.0005 cost/plus; guaranteed market on close is billed at $0.0006 all-in. GSCO passes back/on any fees associated with trading on the exchanges. GSCO pays CG-ADAM a rate of per share of $0.001 for VWAP, Participate (POV) & TWAP orders in US listed equities priced greater than or equal to $1.00 per share. For VWAP/TWAP/ Participate orders where the security is price is <$1 per share, the all-in rate is $0.001. 100.00 23.40 14.89 21.28 40.43 Matrix Executions, LLC / Simplex Trading, LLC 34.04 31.82 0.00 30.00 50.00 99.62 1.0501 0.00 0.0000 24.05 1.0501 19.11 1.0501 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ Casey Securities LLC 34.04 31.82 50.00 30.00 31.58 -37.87 -0.5660 -41.88 -0.5660 -37.03 -0.5660 -6.79 -0.5660 Casey Securities, LLC provides execution services for CG-ADAM, for which it charges $0.05 on one side, per cross/ contract executed with them. D & D Securities, Inc. 20.21 18.18 50.00 40.00 0.00 -105.89 -0.1037 -11.41 -0.1037 -12.13 -0.1037 0.00 0.0000 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. Cheevers & Company Inc. 4.26 0.00 0.00 0.00 10.53 0.00 0.0000 0.00 0.0000 0.00 0.0000 -0.07 -0.0060 Penserra charges CG-ADAM at a rate of $0.0002 per share for equity executions depending on who initiated the trade, and on whether the trade is broker to broker or DVP. Penserra is used to execute the equity portion of complex options. 2026 05 100.00 0.00 0.00 0.00 100.00 Goldman, Sachs & Co. 57.14 0.00 0.00 0.00 57.14 0.00 0.0000 0.00 0.0000 0.00 0.0000 4.92 1.6234 Goldman Sachs charges CG-ADAM at a rate per share of $0.0005 cost/plus; guaranteed market on close is billed at $0.0006 all-in. GSCO passes back/on any fees associated with trading on the exchanges. GSCO pays CG-ADAM a rate of per share of $0.001 for VWAP, Participate (POV) & TWAP orders in US listed equities priced greater than or equal to $1.00 per share. For VWAP/TWAP/ Participate orders where the security is price is <$1 per share, the all-in rate is $0.001. Morgan Stanley & Co., LLC 42.86 0.00 0.00 0.00 42.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 -22.86 -3.1212 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. 100.00 0.00 0.00 0.00 100.00 Goldman, Sachs & Co. 61.54 0.00 0.00 0.00 61.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 36.70 1.6234 Goldman Sachs charges CG-ADAM at a rate per share of $0.0005 cost/plus; guaranteed market on close is billed at $0.0006 all-in. GSCO passes back/on any fees associated with trading on the exchanges. GSCO pays CG-ADAM a rate of per share of $0.001 for VWAP, Participate (POV) & TWAP orders in US listed equities priced greater than or equal to $1.00 per share. For VWAP/TWAP/ Participate orders where the security is price is <$1 per share, the all-in rate is $0.001. Morgan Stanley & Co., LLC 34.62 0.00 0.00 0.00 34.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 -4.15 -3.1212 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. 100.00 4.46 13.39 44.64 37.50 Casey Securities LLC 46.43 40.00 20.00 66.00 33.33 -11.10 -1.1098 -22.20 -1.1098 -629.36 -1.1098 -8.51 -1.1098 Casey Securities, LLC provides execution services for CG-ADAM, for which it charges $0.05 on one side, per cross/ contract executed with them. D & D Securities, Inc. 32.14 40.00 60.00 28.00 26.19 311.51 2.4384 512.07 2.4384 597.29 2.4384 31.94 2.4384 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. Matrix Executions, LLC / Simplex Trading, LLC 13.39 20.00 20.00 6.00 19.05 0.68 0.2739 13.70 0.2739 13.70 0.2739 1.67 0.2739 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ 2026 06 100.00 0.00 0.00 0.00 100.00 Morgan Stanley & Co., LLC 70.59 0.00 0.00 0.00 70.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 -3.88 -5.7480 CG- ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. Goldman, Sachs & Co. 11.76 0.00 0.00 0.00 11.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Goldman Sachs charges CG-ADAM at a rate per share of $0.0005 cost/plus; guaranteed market on close is billed at $0.0006 all-in. GSCO passes back/on any fees associated with trading on the exchanges. GSCO pays CG-ADAM a rate of per share of $0.001 for VWAP, Participate (POV) & TWAP orders in US listed equities priced greater than or equal to $1.00 per share. For VWAP/TWAP/ Participate orders where the security is price is <$1 per share, the all-in rate is $0.001. CITADEL SECURITIES LLC 5.88 0.00 0.00 0.00 5.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 -3.04 -6.0878 Citadel's fees follow the maker/taker construct plus $0.0005 per share for executions done as agency; whereas they will remunerate Canaccord at a rate of $0.0001 for principal executions. Additional rebates for larger flow are also given. Clearpool Execution Services, LLC 5.88 0.00 0.00 0.00 5.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Clearpool charges a rate of $0.0005 per share plus/minus exchange costs/ rebates according to whether the order adds or removes liquidity. RBC Capital Markets Corporation 5.88 0.00 0.00 0.00 5.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ROYAL BANK OF CANADA (RBCM) executes orders on behalf of CG-ADAM at a rate between $0.0005 and $0.05 per share and may also pass on/back fees or rebates associated with execution on the various exchanges. Please see RBC's routing information at:- https://www.rbccm.com/assets/rbccm/docs/legal/RBC-Capital-Markets-Regulatory-Disclosures-Equities-and-Listed-Options.pdf 100.00 7.14 0.00 0.00 92.86 Morgan Stanley & Co., LLC 78.57 0.00 0.00 0.00 84.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 -1.49 -5.7480 CG-ADAM utilizes Morgan Stanley's services for which it is charged at a rate of $0.0005 cost plus per share. MSCO passes back/on any fees associated with trading on the exchanges. RBC Capital Markets Corporation 14.29 0.00 0.00 0.00 15.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ROYAL BANK OF CANADA (RBCM) executes orders on behalf of CG-ADAM at a rate between $0.0005 and $0.05 per share and may also pass on/back fees or rebates associated with execution on the various exchanges. Please see RBC's routing information at:- https://www.rbccm.com/assets/rbccm/docs/legal/RBC-Capital-Markets-Regulatory-Disclosures-Equities-and-Listed-Options.pdf CITADEL SECURITIES LLC 7.14 100.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Citadel's fees follow the maker/taker construct plus $0.0005 per share for executions done as agency; whereas they will remunerate Canaccord at a rate up to $0.001 for principal executions. Additional rebates for larger flow are also given. 100.00 0.99 13.86 45.54 39.60 Matrix Executions, LLC / Simplex Trading, LLC 39.60 0.00 50.00 28.26 50.00 0.00 0.0000 -22.06 -0.3461 -27.58 -0.3461 -6.52 -0.3461 Matrix Executions is a member of all US options exchanges, and charges CG-ADAM at a rate between $0.0 to $0.04 per contract, and $0.00010 per share on executions; in accordance with the exchange on which the order is executed, the size of the contract, whether the order is QCC, DMA or ALGO, customer or non-customer, the initiating side, and whether phoned-in or not. Cannaccord primarily utilizes Matrix's SMART ROUTER. Matrix also passes on/back any maker /taker rebates/fees associated with trading on the exchanges as well as rebates for hitting certain tiers on the PHLX Exchange, and for QCC Crosses. Please see Matrix Executions's order routing information at: https://www.matrixexecutions.com/ D & D Securities, Inc. 20.79 0.00 7.14 28.26 17.50 0.00 0.0000 88.81 5.9206 701.60 5.9206 38.48 5.9206 D&D Securities - floor brokers on the PHLX Options Exchange, charge CG-ADAM at a rate of $0.05/ $0.025 per contract/cross, and pass on/back rebates or charges associated with trading on the exchanges. Casey Securities LLC 16.83 100.00 7.14 32.61 0.00 -3.62 -2.0120 -6.04 -2.0120 -76.46 -2.0120 0.00 0.0000 Casey Securities, LLC provides execution services for CG-ADAM, for which it charges $0.05 on one side, per cross/ contract executed with them. SRT SECURITIES LLC. 16.83 0.00 35.71 10.87 17.50 0.00 0.0000 -23.77 -0.1585 -23.77 -0.1585 -12.76 -0.1585 SRT Securities LLC (Formerly, Israel A Englander) is a Floor Broker on the AMEX Exchange. SRT charges Canaccord a rate of $0.025 per contract for executions.