1.2Wells Fargo Securities LLC [WCHV]202612026-04-20T16:01:16Z20261100.0093.161.012.033.80INTELLIGENTCROSSINCR74.7579.4168.761.230.650.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF7.174.128.5758.2454.440.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG4.785.065.880.140.190.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE4.334.593.380.600.080.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM3.051.412.4725.2731.560.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ2.903.073.990.070.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST1.260.642.0212.8310.260.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.660.691.380.120.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO0.370.240.821.402.780.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.320.331.450.040.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.180.190.380.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.120.130.250.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersNasdaq Execution Services, LLC.NASR0.060.070.060.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.050.050.590.060.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0087.264.623.144.97INTELLIGENTCROSSINCR56.4361.8051.902.000.57-3478.1000-2.0000-598.8500-2.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF14.6510.7610.1558.2459.710.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE7.107.775.911.310.180.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM6.174.442.5624.6128.290.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST5.234.885.3510.248.190.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG3.222.7617.160.240.100.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ2.783.013.090.210.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Nasdaq Execution Services, LLC.NASR1.561.750.540.020.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO1.080.960.642.282.910.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.660.681.150.560.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.470.520.390.050.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.360.390.410.040.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersLUMINEX TRADING & ANALYTICS LLCEBXL0.200.210.270.050.00-195.8000-2.5000-37.8900-2.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.090.070.480.150.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.008.3068.4523.25MEMX LLC OPTIONSMXOP18.090.004.6525.810.080.00000.0000-136.1000-2.5000-172.8250-2.5000-45.6150-2.9911Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX16.380.0034.0513.9817.220.00000.0000-2143.2750-2.5000-156.2000-2.5788-995.7650-2.6233Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX PEARL, LLCEPRL13.310.003.8218.960.040.00000.0000-100.8000-2.5000-100.9750-2.5000-65.7300-3.0000Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX EMERALD, LLCEMLD12.640.003.2113.3813.820.00000.0000-139.6900-2.6879-116.2850-2.5099-788.0450-2.5359Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE BZX OPTIONS EXCHANGEBATS11.730.003.2115.802.800.00000.0000-44.6000-2.5000353.59501.82111334.245014.0462Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE GEMINI EXCHANGEGMNI7.930.002.8810.552.010.00000.0000-121.0600-2.7156-8.5550-0.2286159.930017.1231Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.PHILADELPHIA OPTIONS EXCHANGEPHLX6.810.0037.770.0515.700.00000.0000-192.3500-2.5000-16.0000-2.5000-624.9450-2.6052Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE GLOBAL MARKETS INC.CBOE4.580.002.580.7416.580.00000.0000-510.2650-2.3290-634.2650-2.0843-459.1550-2.5934Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NYSE ARCA OPTIONSARCA4.400.003.610.4916.180.00000.0000-160.5750-2.5000-188.0150-2.7858-2278.1800-2.6061Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.INTERNATIONAL SECURITIES EXCHANGE, LLCXISE4.130.004.220.2415.570.00000.0000-397.1250-2.6629-47.6000-2.5000-29.0800-0.1017Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.20262100.0094.441.131.712.72INTELLIGENTCROSSINCR75.0778.6068.561.761.800.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF6.264.438.9154.7038.140.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE4.764.973.691.170.190.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG4.304.484.930.160.420.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ3.473.624.280.130.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM2.691.272.3326.6836.820.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST1.650.912.0013.1419.740.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.610.631.430.260.040.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.350.351.440.090.040.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO0.300.190.771.792.760.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.240.250.490.020.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.180.190.340.000.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersNasdaq Execution Services, LLC.NASR0.070.070.060.010.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.050.040.770.090.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0088.615.172.583.64INTELLIGENTCROSSINCR57.0961.3150.872.331.23-2684.0100-2.0000-385.2500-2.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF13.6311.3710.7755.0743.470.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE7.067.575.522.280.340.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST5.965.436.2010.6215.300.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM5.533.872.3925.0536.710.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG3.532.9317.850.330.150.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ2.903.132.380.240.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Nasdaq Execution Services, LLC.NASR1.531.690.600.040.080.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO0.870.750.642.792.630.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.640.641.010.770.040.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.450.480.400.090.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.440.470.400.090.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersLUMINEX TRADING & ANALYTICS LLCEBXL0.270.280.440.060.00-200.3500-2.5000-37.2200-2.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.100.080.530.240.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.007.1973.4519.36MEMX LLC OPTIONSMXOP17.320.004.7623.060.110.00000.0000-118.6750-2.5000-149.5750-2.5000-26.0700-2.9966Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX14.890.0029.1112.7317.830.00000.0000-1624.3250-2.5000-242.3250-2.7142-568.6150-2.6010Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX PEARL, LLCEPRL14.080.003.7718.790.040.00000.0000-83.4250-2.5000-84.5000-2.5000-60.0000-3.0000Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX EMERALD, LLCEMLD13.710.002.9314.6814.060.00000.0000-72.4700-2.6971-114.0250-2.5094-421.6050-2.5452Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE BZX OPTIONS EXCHANGEBATS13.230.003.2217.311.470.00000.0000-43.0250-2.5000705.31007.2585605.295014.6596Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE GEMINI EXCHANGEGMNI8.510.002.4011.100.970.00000.0000-58.1700-2.601577.71502.381093.620015.0757Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.PHILADELPHIA OPTIONS EXCHANGEPHLX6.410.0044.000.2615.840.00000.0000-251.9250-2.5000-14.5250-2.5000429.37502.3738Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE GLOBAL MARKETS INC.CBOE4.780.004.311.8915.920.00000.0000-56.3850-0.5699-622.5150-2.1136237.36502.1112Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.INTERNATIONAL SECURITIES EXCHANGE, LLCXISE3.620.005.170.1716.110.00000.0000-256.7050-2.5354-47.6000-2.5000-730.4700-1.7808Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE EDGX OPTIONS EXCHANGEEDGX3.450.000.330.0117.650.00000.00004.35500.3045-148.0650-1.2557393.40004.2337Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.20263100.0096.700.930.951.42INTELLIGENTCROSSINCR72.8574.5769.582.944.090.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE6.496.653.911.890.470.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG5.475.604.270.261.130.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF5.325.148.5824.222.630.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ4.054.154.490.220.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM2.551.342.3745.1556.720.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST1.831.202.1521.4731.330.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.330.330.820.390.160.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.280.281.200.170.100.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.270.270.520.040.060.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO0.250.170.923.053.150.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.190.190.270.040.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersNasdaq Execution Services, LLC.NASR0.070.070.050.000.090.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.050.040.870.160.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0091.235.041.921.82INTELLIGENTCROSSINCR59.2462.1647.293.453.51-2945.6100-2.0000-463.4700-2.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.HUDSON RIVER TRADING (HRT)HRTF11.6811.488.9535.524.170.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to HRT Financial LP (HRTF). Routing decisions for these customer orders are not influenced by any agreement with HRT Financial LP. WFS and HRTF do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE7.817.9210.103.310.750.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE) Single Dealer Platform or Wholesaler. Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST5.835.314.3515.0026.610.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST) Wholesaler or Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 EXECUTION SERVICESETMM5.023.412.2836.1360.900.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.CITADEL SECURITIESCDRG4.193.4021.220.540.420.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG) Single Dealer Platform. Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JUMP TRADING - US EQUITY PLATFORMJLEQ2.562.682.190.360.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jump Execution, LLC (JLEQ). Routing decisions for these customer orders are not influenced by any agreement with JLEQ. WFS and JLEQ do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Nasdaq Execution Services, LLC.NASR1.301.400.430.050.150.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Nasdaq (NASR). Routing decisions for these customer orders are not influenced by any agreement with Nasdaq. WFS and NASR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO0.660.550.593.783.250.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG0.500.470.931.100.110.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS0.450.470.410.090.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Matchit ATSVFMI0.440.460.420.140.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Matchit ATS (VTPNG). Routing decisions for these customer orders are not influenced by any agreement with Matchit ATS. WFS and VTPNG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of ordersLUMINEX TRADING & ANALYTICS LLCEBXL0.220.220.290.120.03-185.4300-2.5000-20.8500-2.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSA0.100.070.550.410.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.007.9167.9924.10MEMX LLC OPTIONSMXOP17.310.005.2924.680.380.00000.0000-188.5750-2.5000-200.4000-2.5000-94.4050-2.9998Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX14.070.0023.2011.8917.290.00000.0000-1678.6750-2.5000-215.9000-2.6777-988.7850-2.6405Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX PEARL, LLCEPRL13.850.003.9319.900.030.00000.0000-154.1000-2.5000-134.5750-2.5000-71.6100-3.0000Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX EMERALD, LLCEMLD13.390.003.0914.1914.510.00000.0000-168.8700-2.7392-131.2250-2.5000-658.6300-2.6268Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE BZX OPTIONS EXCHANGEBATS12.820.003.1817.851.800.00000.0000-62.6500-2.5000660.68506.65541239.230015.0538Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.PHILADELPHIA OPTIONS EXCHANGEPHLX7.910.0049.860.1316.100.00000.0000-382.4250-2.5000-15.1250-2.5000601.76501.7914Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE GEMINI EXCHANGEGMNI7.290.001.879.941.620.00000.0000-60.3600-2.647463.40002.4970145.785017.5856Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE GLOBAL MARKETS INC.CBOE5.230.004.351.2116.860.00000.0000377.60505.8808-136.9600-1.0342113.44000.5490Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS.For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.INTERNATIONAL SECURITIES EXCHANGE, LLCXISE4.220.004.640.1715.500.00000.0000-403.9650-2.5585-54.6000-2.5000-1723.5450-2.2241Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/ WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE EDGX OPTIONS EXCHANGEEDGX3.910.000.590.0415.910.00000.0000-15.4500-0.7562311.94005.9147875.93005.8989Wells Fargo Securities, LLC. (WFS) utilizes Dash Financial (DASH) and Wolverine Execution Services LLC (WEX) as primary routing venues for options orders. DASH and WEX provide WFS with a suite of algos utilized to execute client option orders where the DASH or WEX algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost-plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. WFS is charged $.05/contract for 0-500,000 contracts, $.04/contract for 500,001-1 million contracts, and $.03/contract for greater than 1 million contracts. WFS qualified for the $.03/contract discounted tier. DASH routes order flow to a preferred market maker on the exchange and receives compensation according to the exchange's payment model. All exchange credits received by DASH are fully passed through to WFS. For more information on DASH routing, please see the DASH 606 reports at: https://dashfinancial.com/rule-606/. WFS pays WEX a fixed fee per contract. WEX may pass through to WFS certain fees and/or rebates from exchanges that WEX receives based on the volume tiers reached at such exchanges. The fees and/or rebates from exchanges that WEX receives may vary depending on WEX's overall trading volumes from their clients in total. The portion of the exchange fees and/or rebates that WEX passes through to WFS as pass-through fees and/or rebates, if any, is determined based on WEX's overall trading volumes at the exchanges that are attributable to WEX trading activity. WEX's disclosure may be found here: https://www.tradewex.com/Home/Rule606. Fee and rebate schedules are established by the exchange. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ WFS did not reach any special pricing tiers. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.