1.3 SG Americas Securities, LLC 2026 1 2026-04-30T17:10:11Z 2026 01 100.00 0.00 36.24 62.46 1.30 Cboe BZX Exchange, Inc. 45.69 0.00 0.92 72.56 2.22 -2664.26 -43.6049 113559.75 37.1414 0.00 0.0000 The following relationship between SG Americas Securities, LLC (SGAS) and Dash Financial Technologies LLC (Dash) applies to all listed option exchange venues shown on this report. SG Americas Securities, LLC (SGAS) routes the majority of its customer listed option orders to DASH where DASH via is algorithmic technologies makes all the decisions in which exchange to route for execution SGAS’ pays DASH for its services based on the type of order by either a flat monthly fee or .04 per contract DASH is the executing broker for all orders it receives from SGAS and SGAS is not party to or aware of the payment arrangements between Dash and any of the option exchanges for more detail concerning the routing practices fees and rebates incurred by Dash see its public 606(a) report available at: https://dashfinancial.com/rule-606 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ Cboe Exchange, Inc. 23.20 0.00 26.15 21.12 41.01 -24661.15 -29.8283 -36536.62 -55.8741 -10618.91 -41.9223 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ BOX Exchange LLC 16.68 0.00 45.97 0.02 0.82 4318.75 5.4695 160.00 18.2025 797.60 46.8075 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://boxexchange.com/regulatory/fees/ Miami International Securities Exchange, LLC 4.08 0.00 8.78 1.21 11.08 -609.53 -0.8664 0.00 0.0000 -3.76 -0.0229 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.miaxglobal.com/markets/us-options/miax-options/fees NYSE ARCA OPTIONS 2.72 0.00 0.95 3.79 0.27 -2681.11 -49.8440 12582.75 41.7879 63.90 39.4444 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe EDGX Exchange, Inc. 1.68 0.00 4.59 0.01 0.55 -854.82 -4.4998 -0.06 -0.0638 42.84 38.2500 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ Nasdaq MRX, LLC 1.56 0.00 3.44 0.50 0.43 729.22 5.5879 142.41 11.4111 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207 Nasdaq BX, Inc. 1.31 0.00 3.58 0.02 0.00 -7010.54 -49.5620 -22.03 -34.4219 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/bx/rules/BX%20Equity%207 Nasdaq ISE, LLC 0.67 0.00 0.92 0.10 21.15 -14912.73 -82.7565 -291.70 -11.9647 -1347.14 -6.4822 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 The NASDAQ Options Market LLC 0.64 0.00 1.56 0.13 0.00 -9310.94 -50.1505 918.13 25.0104 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Equity%207 2026 02 100.00 0.00 32.13 66.54 1.33 Cboe Exchange, Inc. 41.83 0.00 47.46 39.09 42.50 -44982.41 -42.6847 -69454.05 -59.6689 -15462.96 -49.5846 The following relationship between SG Americas Securities, LLC (SGAS) and Dash Financial Technologies LLC (Dash) applies to all listed option exchange venues shown on this report. SG Americas Securities, LLC (SGAS) routes the majority of its customer listed option orders to DASH where DASH via is algorithmic technologies makes all the decisions in which exchange to route for execution SGAS’ pays DASH for its services based on the type of order by either a flat monthly fee or .04 per contract DASH is the executing broker for all orders it receives from SGAS and SGAS is not party to or aware of the payment arrangements between Dash and any of the option exchanges for more detail concerning the routing practices fees and rebates incurred by Dash see its public 606(a) report available at: https://dashfinancial.com/rule-606 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ NYSE ARCA OPTIONS 36.99 0.00 2.62 54.32 0.56 -2417.79 -48.9927 33343.12 26.7861 25.74 39.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Nasdaq MRX, LLC 8.99 0.00 27.88 0.05 0.28 -3386.37 -11.4119 38.96 10.6448 0.00 0.0000 This exchange maintains aa tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207 Cboe BZX Exchange, Inc. 3.74 0.00 0.63 5.27 2.30 -2365.76 -37.4270 49762.93 41.1730 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ The NASDAQ Options Market LLC 1.91 0.00 5.71 0.10 0.00 -12611.56 -49.6420 373.97 32.9199 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Equity%207 Nasdaq ISE, LLC 1.88 0.00 4.68 0.07 24.72 -10101.62 -71.9437 19.30 1.4371 -3330.84 -14.4068 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 Miami International Securities Exchange, LLC 1.75 0.00 3.98 0.58 6.39 -761.63 -1.2261 -7.99 -0.0832 1.60 0.0311 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.miaxglobal.com/markets/us-options/miax-options/fees BOX Exchange LLC 0.62 0.00 1.92 0.01 0.28 7659.25 17.9348 41.25 19.1860 69.70 49.7857 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://boxexchange.com/regulatory/fees/ Nasdaq PHLX LLC 0.45 0.00 0.63 0.01 17.86 -4641.27 -51.8115 0.00 0.0000 -4990.00 -26.2881 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Cboe EDGX Exchange, Inc. 0.43 0.00 1.27 0.01 1.03 -1580.89 -11.1010 -6.78 -2.6178 68.25 35.9211 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ 2026 03 100.00 0.00 25.36 71.72 2.91 Cboe Exchange, Inc. 45.40 0.00 69.30 37.06 42.77 -53520.66 -46.5150 -72526.52 -57.2423 -25418.22 -48.8108 The following relationship between SG Americas Securities, LLC (SGAS) and Dash Financial Technologies LLC (Dash) applies to all listed option exchange venues shown on this report. SG Americas Securities, LLC (SGAS) routes the majority of its customer listed option orders to DASH where DASH via is algorithmic technologies makes all the decisions in which exchange to route for execution SGAS’ pays DASH for its services based on the type of order by either a flat monthly fee or .04 per contract DASH is the executing broker for all orders it receives from SGAS and SGAS is not party to or aware of the payment arrangements between Dash and any of the option exchanges for more detail concerning the routing practices fees and rebates incurred by Dash see its public 606(a) report available at: https://dashfinancial.com/rule-606 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ NYSE ARCA OPTIONS 41.08 0.00 2.52 56.36 0.50 -3416.64 -51.3935 46467.81 33.3717 314.34 70.4798 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe BZX Exchange, Inc. 3.50 0.00 0.97 4.47 1.65 -2892.26 -42.1735 52708.82 41.7010 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ Miami International Securities Exchange, LLC 2.42 0.00 6.23 0.91 6.33 -617.23 -0.9642 -13.63 -0.1177 27.60 0.3236 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.miaxglobal.com/markets/us-options/miax-options/fees Nasdaq ISE, LLC 1.47 0.00 2.58 0.13 24.68 -5964.92 -46.9346 -430.97 -5.0394 -3498.22 -12.9828 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 The NASDAQ Options Market LLC 1.43 0.00 5.17 0.17 0.00 -14873.48 -49.4546 309.14 21.3494 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Equity%207 Nasdaq MRX, LLC 1.16 0.00 4.39 0.06 0.31 -641.94 -6.7923 17.72 5.3697 0.00 0.0000 This exchange maintains aa tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207 Nasdaq PHLX LLC 0.74 0.00 0.68 0.00 19.55 -1690.23 -24.3900 -3.68 -30.6667 -3552.25 -18.2842 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207 Nasdaq GEMX, LLC 0.59 0.00 0.42 0.68 0.00 -1910.06 -49.9101 9419.80 42.1298 0.00 0.0000 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 Cboe EDGX Exchange, Inc. 0.44 0.00 1.59 0.02 1.03 -1151.83 -10.2085 -7.25 -2.2727 205.80 46.3514 This exchange maintains a tiered pricing/payment schedule. Fees and rebate schedules are non-negotiable and are set by the exchange. For details of the fees, rebates, and tier pricing structure for this exchange see the exchange's public website: https://www.cboe.com/us/options/membership/fee_schedule/edgx/