1.3 EMPOWER FINANCIAL SERVICES, INC. 2026 1 2026-04-14T13:30:49Z 2026 1 100.00 54.80 5.13 30.78 9.29 CITADEL SECURITIES LLC CDRG 26.29 25.14 27.05 27.70 27.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 13.19 12.94 13.51 13.43 13.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 12.82 11.88 12.92 12.37 19.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. ICRS ICRS 0.39 0.72 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 6.14 7.45 6.58 4.46 3.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 16.58 17.41 16.92 18.13 6.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 11.81 11.60 11.47 11.91 12.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING FRACTIONAL SHARE PFRA 0.30 0.55 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 6.44 6.14 5.86 5.87 10.38 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.72 6.17 5.69 6.08 1.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 56.18 7.30 29.76 6.76 CITADEL SECURITIES LLC CDRG 23.26 23.12 24.12 23.05 24.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 19.49 18.88 19.01 20.17 22.12 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GTS SECURITIES LLC. GTSM 0.37 0.43 0.32 0.26 0.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 9.02 9.24 9.07 8.68 8.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 3.90 4.77 3.73 2.71 2.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 19.62 19.86 19.97 20.62 12.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 12.37 12.09 12.08 12.77 13.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING LLC PERS 0.35 0.00 0.00 0.00 5.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 5.64 5.36 5.77 5.72 7.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.64 5.64 5.93 6.02 3.68 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 22.50 8.97 67.19 1.34 CITADEL SECURITIES LLC CDRG 36.45 35.87 33.16 36.58 61.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. DASH FINANCIAL OPTION ATS DASH 15.08 18.54 16.39 14.05 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JNOP JNOP 4.73 5.78 6.61 4.22 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GLOBAL EXECUTION BROKERS, LP. SUSQ 24.44 20.97 23.13 25.64 31.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. WOLVERINE EXECUTION SERV, LLC WEXX 19.30 18.84 20.71 19.51 6.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 2026 2 100.00 54.27 5.10 31.00 9.63 CITADEL SECURITIES LLC CDRG 25.90 24.95 26.53 27.39 26.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 13.42 12.96 12.67 13.83 15.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 12.53 11.71 12.17 12.12 18.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. ICRS ICRS 0.33 0.61 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 6.53 7.77 6.86 4.99 4.34 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 16.32 17.42 16.61 17.27 6.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 12.17 12.04 12.53 12.13 12.81 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING LLC PERS 0.35 0.00 0.00 0.00 3.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 6.40 5.91 5.78 6.05 10.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.81 6.17 6.86 6.22 1.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 56.59 7.04 29.30 7.07 CITADEL SECURITIES LLC CDRG 23.89 23.55 23.86 24.13 25.68 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 19.22 18.66 19.51 19.61 21.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GTS SECURITIES LLC. GTSM 0.38 0.45 0.24 0.25 0.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 9.32 9.52 8.77 8.91 9.97 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 3.89 4.67 3.38 2.91 2.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 19.50 19.62 20.97 20.69 12.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 12.47 12.21 12.83 12.46 14.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING LLC PERS 0.31 0.00 0.00 0.00 4.34 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 5.47 5.38 5.25 5.54 6.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.26 5.43 5.18 5.49 3.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 21.45 8.76 68.32 1.47 CITADEL SECURITIES LLC CDRG 36.43 34.55 30.73 36.76 82.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. DASH FINANCIAL OPTION ATS DASH 14.59 19.09 17.28 13.15 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JNOP JNOP 6.67 8.12 10.15 5.91 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GLOBAL EXECUTION BROKERS, LP. SUSQ 23.93 19.48 22.63 25.65 16.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. WOLVERINE EXECUTION SERV, LLC WEXX 18.38 18.76 19.20 18.53 0.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 2026 3 100.00 52.61 5.02 32.59 9.78 CITADEL SECURITIES LLC CDRG 26.53 25.71 27.94 27.44 27.14 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 14.62 14.48 14.44 14.69 15.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 12.43 11.48 11.56 11.96 19.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. ICRS ICRS 0.28 0.53 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 6.10 7.17 5.84 4.40 6.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 16.35 17.33 16.93 17.94 5.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 11.38 11.07 10.54 11.32 13.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING LLC PERS 0.24 0.00 0.00 0.00 2.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 6.76 6.32 6.46 6.89 8.84 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.14 5.58 6.30 5.36 1.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 55.62 7.21 31.09 6.08 CITADEL SECURITIES LLC CDRG 23.75 23.87 23.55 23.57 23.89 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. G1 EXECUTION SERVICES, LLC ETMM 20.65 20.10 21.04 21.00 23.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GTS SECURITIES LLC. GTSM 0.37 0.41 0.53 0.31 0.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. HRT FINANCIAL LP HRTF 8.76 8.88 8.14 8.45 10.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. STONEX FINANCIAL INC. INTL 3.64 4.35 3.60 2.50 3.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JANE STREET CAPITAL, LLC JNST 19.46 19.63 20.55 20.41 11.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. VIRTU AMERICAS LLC NITE 12.13 11.82 11.92 12.30 14.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. PERSHING LLC PERS 0.25 0.00 0.00 0.00 4.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. TWO SIGMA SECURITIES SOHO 5.41 5.15 5.18 5.71 6.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. UBS SECURITIES UBSS 5.28 5.25 5.48 5.76 2.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. 100.00 22.59 8.26 66.78 2.37 CITADEL SECURITIES LLC CDRG 34.30 32.81 28.35 34.34 67.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. DASH FINANCIAL OPTION ATS DASH 15.32 18.94 17.22 14.40 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. JNOP JNOP 8.92 10.37 14.00 8.12 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. GLOBAL EXECUTION BROKERS, LP. SUSQ 24.35 20.91 20.69 25.78 29.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure. WOLVERINE EXECUTION SERV, LLC WEXX 17.11 16.97 19.74 17.36 2.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Empower Financial Services, Inc. (EFSI) routes SEC Rule 606 eligible orders to its clearing firm, Pershing LLC, and does not receive any payment for order flow from the venues listed in this disclosure. For additional information about Pershing LLC's payment for order flow practices, please see Pershing's SEC Rule 606 disclosure.