1.2 Cetera Wealth Services, LLC 2026 1 2026-04-09T10:26:58Z 2026 1 100.00 95.71 0.32 3.24 0.73 Citadel Securities (CDRG) 23.38 23.79 21.27 10.27 28.71 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 16.93 17.30 17.40 7.46 10.37 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 15.18 15.52 13.54 6.15 11.22 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 13.56 13.91 11.60 4.81 6.76 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.03 13.14 15.75 6.01 27.99 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 5.73 5.82 6.63 2.79 6.63 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.84 4.89 5.80 2.46 8.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 3.96 4.09 4.42 0.74 0.24 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NYSE New York Stock Exchange, Inc (NYSE) 0.98 0.00 1.66 30.24 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Goldman Sachs & Co (GSCO) 0.86 0.89 0.83 0.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 96.78 0.38 2.10 0.74 Citadel Securities (CDRG) 22.56 22.75 19.75 8.27 39.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 17.90 18.18 17.95 7.75 10.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 17.75 18.02 20.27 6.92 11.27 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.16 13.25 15.21 4.77 24.02 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 13.12 13.42 10.56 3.35 2.64 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.91 4.95 4.44 2.00 7.97 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 4.66 4.72 4.12 2.14 4.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 2.90 2.97 1.37 0.77 0.38 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Goldman Sachs & Co (GSCO) 0.85 0.88 1.16 0.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NASDAQ Execution Services, LLC (INET) 0.59 0.00 0.74 27.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 41.07 2.25 39.23 17.45 Citadel Securities LLC (CITL) 35.86 36.04 37.45 37.23 32.15 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Susquehanna International Group, LLP (SUSQ) 21.51 21.52 25.51 18.98 26.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Wolverine Execution Svc. (WEXX) 18.29 14.70 9.88 22.36 18.70 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Option ATS (DASH) 12.93 14.65 5.76 7.30 22.42 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Options, LLC (JSOL) 7.58 10.21 14.40 7.80 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Technologies LLC (DFIN) 3.76 2.89 7.00 6.15 0.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Global Execution Brokers, LP (GEBB) 0.06 0.00 0.00 0.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 2026 2 100.00 95.82 0.33 2.93 0.92 Citadel Securities (CDRG) 23.63 24.00 22.13 9.12 31.85 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 17.36 17.69 21.55 7.07 14.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 15.16 15.52 14.08 5.37 9.94 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.57 13.68 18.97 5.66 25.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 12.92 13.23 11.49 4.80 6.69 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 5.60 5.68 4.31 2.82 6.09 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.55 4.62 2.30 2.02 5.48 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 3.81 3.95 3.16 0.51 0.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Goldman Sachs & Co (GSCO) 0.99 1.03 0.57 0.26 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NYSE New York Stock Exchange, Inc (NYSE) 0.95 0.00 0.29 32.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 97.01 0.38 2.20 0.41 Citadel Securities (CDRG) 22.91 23.28 18.60 7.02 25.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 18.10 18.41 15.56 6.43 9.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 17.54 17.82 17.43 5.95 14.13 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.60 13.71 13.45 5.28 31.85 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 12.29 12.53 10.06 3.07 6.41 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 4.71 4.76 7.84 2.45 2.83 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.68 4.74 3.63 1.58 7.93 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 2.78 2.85 1.52 0.51 1.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Goldman Sachs & Co (GSCO) 0.97 0.99 1.05 0.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NASDAQ Execution Services, LLC (INET) 0.63 0.00 0.12 28.54 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 41.60 1.68 39.78 16.93 Citadel Securities LLC (CITL) 33.31 32.99 32.28 33.38 34.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Susquehanna International Group, LLP (SUSQ) 21.94 20.21 20.89 21.94 26.31 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Wolverine Execution Svc. (WEXX) 18.09 14.19 15.82 21.46 20.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Option ATS (DASH) 13.03 15.24 8.23 8.12 19.63 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Options, LLC (JSOL) 9.90 14.60 15.82 8.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Technologies LLC (DFIN) 3.64 2.69 6.96 6.05 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Global Execution Brokers, LP (GEBB) 0.04 0.03 0.00 0.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Interactive Brokers LLC (IBKR) 0.02 0.05 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 2026 3 100.00 95.59 0.30 3.19 0.92 Citadel Securities (CDRG) 24.45 24.91 22.32 8.45 33.27 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 18.28 18.68 19.27 6.69 16.68 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 15.38 15.76 17.74 5.09 10.56 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.31 13.47 17.13 5.58 22.90 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 11.40 11.71 11.01 4.38 3.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 5.55 5.67 3.06 1.65 8.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.40 4.47 3.67 2.19 5.23 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 3.56 3.69 1.22 0.83 0.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NYSE New York Stock Exchange, Inc (NYSE) 1.01 0.00 1.83 31.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NASDAQ Execution Services, LLC (INET) 0.96 0.00 0.61 30.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 97.21 0.29 2.03 0.47 Citadel Securities (CDRG) 23.47 23.82 18.85 6.94 24.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Capital, LLC (JNST) 19.32 19.62 18.19 5.67 15.58 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. G1 Execution Services, LLC (ETMM) 17.94 18.19 17.28 5.99 17.23 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Virtu Americas, LLC (NITE) 13.52 13.66 15.18 4.28 23.91 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. HRT FINANCIAL LP (HRTF) 10.45 10.65 8.12 2.59 3.46 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. UBS Securities LLC (UBSS) 4.63 4.68 2.75 2.40 4.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Two Sigma Securities (SOHO) 4.55 4.59 2.88 1.79 9.56 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. StoneX Financial Inc (INTL) 2.63 2.69 1.44 0.42 0.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Goldman Sachs & Co (GSCO) 0.94 0.96 2.09 0.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. NASDAQ Execution Services, LLC (INET) 0.54 0.00 0.13 26.46 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. 100.00 38.76 1.51 38.66 21.07 Citadel Securities LLC (CITL) 35.55 33.68 38.01 36.25 37.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Susquehanna International Group, LLP (SUSQ) 21.65 19.21 23.39 21.82 25.68 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Wolverine Execution Svc. (WEXX) 16.90 13.51 11.70 19.62 18.51 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Option ATS (DASH) 12.57 13.73 9.94 8.37 18.30 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Jane Street Options, LLC (JSOL) 9.87 15.77 12.87 9.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. DASH Financial Technologies LLC (DFIN) 2.89 3.15 4.09 4.16 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS. Global Execution Brokers, LP (GEBB) 0.58 0.96 0.00 0.55 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cetera Wealth Services, LLC Under Rule 606(a)(1)(iv), the SEC requires broker-dealers to disclose any material aspects of order flow routing relations with “Specified Venues” (e.g. market makers, securities exchanges, ECNs, etc.) that may influence the routing of equity and options orders by broker-dealers. The SEC advises that such aspects may create conflicts of interest that may compromise the interests of public customers and result in financial harm to the customers. Cetera Wealth Services, LLC (CWS) reports material aspects of its relationships with Specified Venues which includes but is not limited to the following: 1.The routing of CWS’s order flow is managed exclusively by Pershing and National Financial Services (NFS). Although CWS is ultimately responsible for Best Execution and supervision of its execution quality, the routing decision is made by Pershing andNFS. 2.CWS does not receive or solicit any payment for order flow from any venue. 3.CWS does not receive any sort of consideration from any venue. 4.CWS does not receive any services or technologies subsidized by venues. 5.CWS does not receive any payment for order flow passed through by Pershing and NFS.