1.2 Spiderrock EXS, LLC 2026 1 2026-04-27T08:37:02Z 2026 01 100.00 0.01 74.23 25.77 0.00 NYSE ARCA ARCX 30.24 0.01 29.83 31.41 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 3.04 0.00 3.19 2.59 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.31 0.00 0.41 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 2.77 0.00 2.84 2.56 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 12.80 0.00 12.20 14.53 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 2.11 0.00 2.84 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 1.00 0.00 1.06 0.84 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.73 0.00 0.60 1.09 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ - ALL MARKETS XNAS 10.62 0.00 11.06 9.36 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 7.27 0.00 7.53 6.52 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 28.33 0.00 27.59 30.47 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX BX XBOS 0.04 0.00 0.05 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.09 0.00 0.12 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NYSE NATIONAL, INC. XCIS 0.05 0.00 0.07 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. CBOE EDGX OPTIONS EXCHANGE EDGO 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. 100.00 0.01 74.92 25.08 0.00 NYSE ARCA ARCX 28.19 0.01 28.19 28.20 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 2.94 0.00 3.05 2.62 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.10 0.00 0.13 0.03 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.60 0.00 0.80 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 2.75 0.00 2.79 2.61 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 15.07 0.00 14.92 15.51 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 1.93 0.00 2.57 0.02 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 0.98 0.00 1.03 0.84 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.66 0.00 0.56 0.98 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NYSE NATIONAL, INC. XCIS 0.11 0.00 0.12 0.07 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ - ALL MARKETS XNAS 9.39 0.00 9.69 8.49 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 10.39 0.00 10.14 11.16 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 26.29 0.00 25.43 28.86 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX BX XBOS 0.03 0.00 0.03 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. 99.14 0.00 80.49 19.51 0.00 CBOE GLOBAL MARKETS INC. XCBO 2.39 0.00 1.37 2.30 0.00 0.00 0.0000 42940.23 27.8833 15006.68 22.2321 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE AMEX OPTIONS AMXO 0.87 0.00 0.85 0.99 0.00 0.00 0.0000 33403.27 77.5018 796.66 17.7036 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ . All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE ARCA OPTIONS ARCO 47.32 0.00 48.87 43.00 0.00 0.00 0.0000 108741.70 16.1290 91767.68 12.6629 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE BZX OPTIONS EXCHANGE BATO 3.73 0.00 3.03 6.77 0.00 0.00 0.0000 57017.37 50.8176 23139.84 50.0862 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE C2 OPTIONS EXCHANGE C2OX 3.71 0.00 2.86 7.37 0.00 0.00 0.0000 68230.42 28.6924 44317.17 34.9229 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. CBOE EDGX OPTIONS EXCHANGE EDGO 0.54 0.00 0.55 0.51 0.00 0.00 0.0000 29447.40 30.7384 4077.19 33.9766 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX EMERALD, LLC EMLD 2.40 0.00 1.70 5.43 0.00 0.00 0.0000 16417.97 48.0058 10943.73 38.3991 0.00 0.0000 EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_01012023_1.pdf . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. ISE GEMINI EXCHANGE GMNI 1.06 0.00 0.70 2.57 0.00 0.00 0.0000 9621.36 46.7056 3892.80 42.3130 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. ISE MERCURY, LLC MCRY 0.43 0.00 0.41 0.51 0.00 0.00 0.0000 25160.01 17.1507 793.76 3.9887 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX PEARL, LLC MPRL 1.62 0.00 1.13 3.72 0.00 0.00 0.0000 30606.50 49.2858 5044.75 34.3180 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. BOX OPTIONS EXCHANGE XBOX 0.47 0.00 0.50 0.38 0.00 0.00 0.0000 15048.95 12.9509 804.45 22.3458 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX BX OPTIONS XBXO 1.92 0.00 1.82 2.42 0.00 0.00 0.0000 20920.03 45.4783 7004.35 61.4417 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 1.62 0.00 1.38 2.68 0.00 0.00 0.0000 35539.19 38.0913 4031.06 22.7744 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 0.53 0.00 0.40 1.08 0.00 0.00 0.0000 13132.15 37.5204 1109.72 21.3408 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OPTIONS MARKET XNDQ 28.58 0.00 32.10 15.33 0.00 0.00 0.0000 86855.68 46.1507 59960.34 73.5710 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX PHLX XPHL 0.63 0.00 0.52 1.13 0.00 0.00 0.0000 23045.02 39.1257 5345.58 37.9119 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MEMX LLC OPTIONS MXOP 2.13 0.00 1.78 3.69 0.00 0.00 0.0000 51093.21 43.2261 49321.09 53.2051 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. MIAX SAPPHIRE, LLC SPHR 0.06 0.00 0.05 0.11 0.00 0.00 0.0000 8360.28 52.9132 877.30 43.8650 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. 2026 02 100.00 0.01 72.61 27.39 0.00 NYSE ARCA ARCX 30.70 0.01 30.67 30.75 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 2.87 0.00 2.98 2.56 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.04 0.00 0.05 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.10 0.01 0.14 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 2.73 0.00 2.80 2.55 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 14.14 0.00 13.44 16.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 0.91 0.00 1.24 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 0.92 0.00 0.94 0.87 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.59 0.00 0.51 0.80 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ OMX BX XBOS 0.02 0.00 0.02 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NYSE NATIONAL, INC. XCIS 0.02 0.00 0.03 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ - ALL MARKETS XNAS 10.24 0.01 10.62 9.24 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 6.81 0.00 6.87 6.66 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 29.66 0.00 29.45 30.22 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. 100.00 0.01 74.21 25.79 0.00 NYSE ARCA ARCX 28.66 0.01 28.76 28.37 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 2.68 0.00 2.75 2.49 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.07 0.01 0.08 0.06 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.25 0.01 0.33 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 2.56 0.00 2.59 2.48 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 16.10 0.00 15.99 16.42 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 0.94 0.00 1.25 0.03 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 0.86 0.00 0.88 0.80 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.63 0.00 0.55 0.87 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ OMX BX XBOS 0.02 0.00 0.02 0.02 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NYSE NATIONAL, INC. XCIS 0.06 0.00 0.06 0.05 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ - ALL MARKETS XNAS 9.00 0.00 9.10 8.73 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 9.62 0.00 9.55 9.83 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 28.33 0.00 27.90 29.58 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. 99.48 0.01 84.79 15.21 0.00 CBOE GLOBAL MARKETS INC. XCBO 1.51 0.01 0.91 1.94 0.00 1.64 0.0000 49022.79 29.8555 20789.27 20.8309 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE AMEX OPTIONS AMXO 0.30 0.00 0.21 0.77 0.00 0.00 0.0000 13456.25 33.9804 728.66 23.5052 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ . All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE ARCA OPTIONS ARCO 54.13 0.00 55.35 48.70 0.00 0.00 0.0000 113758.84 17.6179 112201.66 16.3679 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE BZX OPTIONS EXCHANGE BATO 1.87 0.00 1.45 4.29 0.00 0.00 0.0000 48874.24 52.9515 24586.74 60.5585 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE C2 OPTIONS EXCHANGE C2OX 2.60 0.01 1.95 6.33 0.00 3.10 0.0000 63606.66 28.8204 40910.21 38.3773 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. CBOE EDGX OPTIONS EXCHANGE EDGO 0.29 0.00 0.21 0.77 0.00 0.00 0.0000 23240.58 31.7061 2112.88 33.5378 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX EMERALD, LLC EMLD 1.22 0.00 0.80 3.57 0.00 0.00 0.0000 11621.89 45.7555 8948.72 37.7583 0.00 0.0000 EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_01012023_1.pdf . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. ISE GEMINI EXCHANGE GMNI 0.60 0.00 0.35 1.99 0.00 0.00 0.0000 8006.36 47.3749 2656.99 41.5155 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. ISE MERCURY, LLC MCRY 0.27 0.00 0.20 0.66 0.00 0.00 0.0000 22516.52 20.3585 381.74 3.7425 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX PEARL, LLC MPRL 0.70 0.00 0.47 2.02 0.00 0.00 0.0000 27159.08 49.6510 3834.82 36.1775 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. BOX OPTIONS EXCHANGE XBOX 0.19 0.00 0.16 0.39 0.00 0.00 0.0000 13374.20 14.0044 593.70 26.9864 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX BX OPTIONS XBXO 0.92 0.00 0.72 2.06 0.00 0.00 0.0000 25470.48 57.4954 15183.97 84.3554 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.64 0.01 0.45 1.73 0.00 12.00 0.0000 34655.42 36.9067 3742.97 21.8887 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 0.30 0.00 0.20 0.83 0.00 0.00 0.0000 12406.41 33.9902 1053.34 17.5557 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OPTIONS MARKET XNDQ 32.65 0.00 35.08 20.22 0.00 0.00 0.0000 90630.85 44.2102 53231.36 70.7864 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX PHLX XPHL 0.30 0.00 0.24 0.67 0.00 0.00 0.0000 19147.13 37.2512 3239.39 40.4924 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MEMX LLC OPTIONS MXOP 1.48 0.00 1.23 2.95 0.00 0.00 0.0000 56590.09 46.4997 70857.40 52.3706 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. MIAX SAPPHIRE, LLC SPHR 0.03 0.00 0.02 0.11 0.00 0.00 0.0000 19312.20 51.0905 503.25 45.7500 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. 2026 03 100.00 0.01 72.17 27.83 0.00 NYSE ARCA ARCX 53.46 0.01 52.87 54.97 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 8.99 0.00 8.96 9.06 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.03 0.00 0.04 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 8.86 0.00 8.78 9.06 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 2.54 0.00 2.48 2.70 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 0.79 0.00 1.09 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 0.24 0.00 0.26 0.17 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.19 0.00 0.17 0.26 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ - ALL MARKETS XNAS 16.93 0.00 17.11 16.45 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 1.73 0.00 1.88 1.35 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 6.09 0.00 6.15 5.92 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ NYSE NATIONAL, INC. XCIS 0.02 0.00 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.09 0.00 0.12 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX BX XBOS 0.01 0.00 0.01 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. CBOE EDGX OPTIONS EXCHANGE EDGO 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. 100.00 0.00 73.32 26.68 0.00 NYSE ARCA ARCX 52.15 0.00 52.00 52.58 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 ARCX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. CBOE BZX U.S. EQUITIES EXCHANGE BATS 9.18 0.00 9.21 9.12 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGA U.S. EQUITIES EXCHANGE EDGA 0.21 0.00 0.28 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGA has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edga/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE EDGX U.S. EQUITIES EXCHANGE EDGX 9.06 0.00 9.03 9.16 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 EDGX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. MIAX PEARL EQUITIES EPRL 2.95 0.00 3.00 2.81 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INVESTORS EXCHANGE IEXG 0.97 0.00 1.32 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 IEXG has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://storage.googleapis.com/assets-bucket/exchange/assets/IEX_Exchange_Fee_Schedule_Current.pdf. For more information please see https://spiderrockexs.com/supplemental-reports/ MEMX LLC EQUITIES MEMX 0.27 0.00 0.31 0.18 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. NYSE MKT LLC XASE 0.21 0.00 0.19 0.28 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XASE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ OMX BX XBOS 0.01 0.00 0.01 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XBOS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NASDAQ - ALL MARKETS XNAS 15.27 0.00 15.16 15.56 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNAS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 . The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NEW YORK STOCK EXCHANGE, INC. XNYS 3.19 0.00 3.04 3.60 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XNYS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ NASDAQ OMX PSX XPSX 6.41 0.00 6.33 6.63 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XPSX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: http://www.nasdaqtrader.com/Trader.aspx?id=PSX_Pricing/. For more information please see https://spiderrockexs.com/supplemental-reports/ CBOE BYX U.S. EQUITIES EXCHANGE BATY 0.04 0.00 0.06 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 BATY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/equities/membership/fee_schedule/byx/ . The firm has entered into an agreement with Instinet, pursuant to which the firm is provided access to its tiered pricing/payments scheduled for client orders routed to Instinet for execution on the exchange. NYSE NATIONAL, INC. XCIS 0.03 0.00 0.04 0.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XCIS has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/markets/nyse-national/. For more information please see https://spiderrockexs.com/supplemental-reports/ LONG-TERM STOCK EXCHANGE, INC. LTSE 0.01 0.00 0.01 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE EDGX OPTIONS EXCHANGE EDGO 0.00 0.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. 95.81 0.01 86.38 13.62 0.00 ISE GEMINI EXCHANGE GMNI 0.40 0.00 0.23 1.66 0.00 0.00 0.0000 7064.12 45.5750 2595.31 39.9278 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES XISE 0.64 0.01 0.56 1.34 0.00 167.75 83.8750 33889.64 36.2456 4379.53 22.0077 0.00 0.0000 XISE has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7 . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX PHLX XPHL 0.30 0.01 0.27 0.55 0.00 7.00 0.0000 18363.51 35.3144 4134.83 43.0711 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE AMEX OPTIONS AMXO 0.22 0.00 0.16 0.65 0.00 0.00 0.0000 12442.28 32.1506 891.76 28.7665 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ . All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NYSE ARCA OPTIONS ARCO 53.55 0.00 56.47 51.69 0.00 0.00 0.0000 85963.16 13.1684 89065.35 12.3685 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE BZX OPTIONS EXCHANGE BATO 1.53 0.00 1.25 3.79 0.00 0.00 0.0000 50921.63 55.1100 30365.39 64.6072 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE C2 OPTIONS EXCHANGE C2OX 2.46 0.00 1.99 6.20 0.00 0.00 0.0000 90145.95 33.0084 61836.36 39.9202 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. CBOE EDGX OPTIONS EXCHANGE EDGO 0.21 0.00 0.17 0.52 0.00 0.00 0.0000 25393.38 30.1584 2989.35 36.0163 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX EMERALD, LLC EMLD 0.81 0.00 0.59 2.49 0.00 0.00 0.0000 15400.52 45.5637 9331.57 38.4015 0.00 0.0000 EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/sites/default/files/fee_schedule-files/MIAX_Emerald_Fee_Schedule_01012023_1.pdf . For Options: The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/ All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. ISE MERCURY, LLC MCRY 0.21 0.00 0.15 0.60 0.00 0.00 0.0000 20733.24 19.2867 786.29 6.3926 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAX PEARL, LLC MPRL 0.43 0.00 0.28 1.52 0.00 0.00 0.0000 24787.46 49.0841 3734.60 35.5676 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. BOX OPTIONS EXCHANGE XBOX 0.15 0.00 0.11 0.42 0.00 0.00 0.0000 15102.75 12.8863 1187.60 39.5867 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OMX BX OPTIONS XBXO 0.83 0.00 0.73 1.74 0.00 0.00 0.0000 21133.01 54.8909 32156.73 94.0255 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. CBOE GLOBAL MARKETS INC. XCBO 5.42 0.01 1.30 1.75 0.00 209.75 69.9167 72475.94 35.5972 34213.28 26.6459 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 0.20 0.00 0.13 0.73 0.00 0.00 0.0000 11438.52 33.3485 1292.08 20.8400 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. NASDAQ OPTIONS MARKET XNDQ 31.26 0.00 34.36 21.61 0.00 0.00 0.0000 92549.69 47.2916 56627.23 67.4937 0.00 0.0000 The Firm has entered an agreement with Instinet, pursuant to which the Firm is provided access to its tiered pricing/payment schedule for client orders routed to Instinet for execution on the exchange. Information reflecting Instinet’s tiered pricing schedule can be found at the following link: https://spiderrockexs.com/supplemental-reports/. Pursuant to this agreement, the Firm also receives (i) 100% of any benefit tied to Instinet’s tiered pricing/payment schedule for the tiers that the Firm reaches independent of Instinet’s customer orders, and (ii) a split of any benefit between the tier reached by the Firm’s customer orders and the tier reached by Instinet inclusive of the Firm’s customer orders. Finally, this agreement allows the Firm to benefit from a portion of payments for order flow (“PFOF”) that Instinet receives from the Firm’s client orders that are routed to Instinet for execution on the exchange. Information on the Firm’s PFOF payments for this quarter can be found at the following link: https://spiderrockexs.com/supplemental-reports/. All transactions facilitated by SpiderRock ATS occur through the submitted auction facilities of registered options exchanges. MEMX LLC OPTIONS MXOP 1.35 0.01 1.22 2.67 0.00 0.00 0.0000 62904.89 43.8362 81703.91 51.9085 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request. MIAX SAPPHIRE, LLC SPHR 0.03 0.00 0.03 0.07 0.00 0.00 0.0000 24554.58 49.7056 870.19 34.8076 0.00 0.0000 Note regarding Payment for Order Flow Practices The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. The Firm may accept payment for order flow for these client orders from the executing broker who is responsible for market access. Payment for order flow or tier consideration does not influence the routing decision of the Firm since the Firm routing logic relies exclusively on base tiers with no inclusion of payment for order flow. Further information about the source and nature of payment for order flow received by the Firm will be provided upon your written request.