1.3 Wellington Shields 2026 1 2026-04-30T06:49:31Z 2026 1 100.00 88.40 0.49 8.84 2.26 CDRG 27.28 28.28 10.00 12.99 0.00 0.0181 0.0188 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 18.29 18.83 15.00 9.09 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. JNST 17.39 17.52 20.00 14.29 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 10.99 10.97 10.00 11.69 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 10.41 9.79 10.00 22.08 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. INTL 5.43 5.79 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. UBSS 4.40 4.28 5.00 6.49 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. SOHO 3.43 3.52 0.00 2.60 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. VALR 1.42 0.00 30.00 20.78 0.00 0.0000 0.0000 0.0954 0.5301 6.0401 9.6058 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. GTSM 0.45 0.48 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. ICRS 0.32 0.34 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS PFRA 0.19 0.21 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 92.18 1.63 6.20 0.00 CDRG 27.66 29.19 7.69 10.10 0.00 1.3107 0.5328 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 17.71 18.53 11.54 7.07 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. JNST 16.83 17.24 15.38 11.11 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 10.64 10.79 7.69 9.09 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 10.08 9.64 7.69 17.17 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. INTL 5.26 5.70 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. UBSS 4.26 4.21 3.85 5.05 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. SOHO 3.32 3.46 0.00 2.02 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. VALR 3.32 0.20 46.15 38.38 0.00 -0.2236 -2.0329 -7.2525 -7.5547 19.9469 10.6668 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. GTSM 0.44 0.48 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. ICRS 0.31 0.34 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS PFRA 0.19 0.20 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 16.50 1.60 66.80 15.10 CDRG 41.40 37.80 42.90 41.00 46.60 -13.5000 -0.2500 -1.5000 -0.2500 -59.5000 -0.2500 -15.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 21.40 11.20 21.40 20.90 35.10 -4.0000 -0.2500 -0.7500 -0.2500 -30.2500 -0.2500 -11.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 19.40 17.50 21.40 21.40 12.20 -6.2500 -0.2500 -0.7500 -0.2500 -31.0000 -0.2500 -4.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 13.10 23.80 7.10 12.20 6.10 -8.5000 -0.2500 -0.2500 -0.2500 -17.7500 -0.2500 -2.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 3.30 9.80 7.10 2.40 0.00 -3.5000 -0.2500 -0.2500 -0.2500 -3.5000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 1.40 0.00 0.00 2.10 0.00 0.0000 -0.2500 0.0000 -0.2500 -3.0000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing 2026 2 100.00 80.41 0.92 14.57 4.10 CDRG 25.81 26.21 15.38 23.30 29.31 0.0135 0.0153 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 16.76 15.92 23.08 20.87 17.24 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 12.66 12.14 0.00 17.96 6.90 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. ETMM 11.60 11.87 7.69 10.19 12.07 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. HRTF 11.46 12.40 0.00 9.22 3.45 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. INTL 7.21 7.39 15.38 4.37 12.07 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. UBSS 6.44 6.51 7.69 4.37 12.07 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. SOHO 5.37 5.63 0.00 3.88 6.90 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. VALR 1.06 0.09 23.08 5.34 0.00 -0.6793 -6.7929 0.0000 0.0000 4.5815 12.7689 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. PFRA 0.85 1.06 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met ICRS 0.64 0.79 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS PERX 0.14 0.00 7.69 0.49 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. 100.00 88.91 2.85 8.13 0.11 CDRG 28.09 29.81 18.52 12.99 0.00 2.0123 0.9143 1.8351 1.1315 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 15.73 15.91 11.11 15.58 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. ETMM 15.52 16.39 7.41 7.79 100.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. NITE 9.71 10.45 0.00 5.19 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 8.76 9.38 3.70 3.90 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. SOHO 5.91 6.18 0.00 5.19 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 5.60 5.34 3.70 9.09 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 5.28 5.94 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. VALR 4.65 0.12 51.85 37.66 0.00 0.0000 0.0000 -4.3110 -6.2479 24.4829 14.9286 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. ICRS 0.32 0.36 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS PERX 0.32 0.00 3.70 2.60 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. GTSM 0.11 0.12 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. 100.00 14.60 1.30 75.90 8.20 CDRG 39.40 32.70 50.00 42.50 21.00 -9.0000 -0.2500 -1.2500 -0.2500 -61.0000 -0.2500 -3.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 20.00 12.70 40.00 16.60 61.30 -3.5000 -0.2500 -1.0000 -0.2500 -23.7500 -0.2500 -9.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 19.10 16.40 0.00 20.40 14.50 -4.5000 -0.2500 0.0000 -0.2500 -29.2500 -0.2500 -2.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 14.70 19.10 10.00 15.50 0.00 -5.2500 -0.2500 -0.2500 -0.2500 -22.2500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 3.80 18.20 0.00 1.60 0.00 -5.0000 -0.2500 0.0000 -0.2500 -2.2500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 3.00 0.90 0.00 3.50 3.20 -0.2500 -0.2500 0.0000 -0.2500 -5.0000 -0.2500 -0.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing 2026 3 100.00 86.50 0.50 8.73 4.27 CDRG 27.50 27.01 36.36 32.29 26.60 0.0288 0.0443 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable JNST 20.50 20.55 18.18 18.75 23.40 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. HRTF 12.23 12.24 0.00 9.90 18.09 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ETMM 12.18 12.40 9.09 11.98 8.51 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. NITE 10.00 10.30 9.09 9.90 4.26 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. UBSS 6.14 6.36 9.09 2.60 8.51 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. INTL 5.82 6.31 0.00 3.12 2.13 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. SOHO 4.68 4.20 0.00 7.81 8.51 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. ICRS 0.45 0.53 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS VALR 0.41 0.00 18.18 3.65 0.00 0.0000 0.0000 0.0000 0.0000 0.9370 3.7480 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. PFRA 0.09 0.11 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 94.48 1.22 3.91 0.38 CDRG 30.02 30.89 10.53 16.39 16.67 4.0556 1.3040 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 19.05 19.28 21.05 14.75 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. JNST 17.70 17.99 10.53 14.75 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.23 11.13 21.05 9.84 16.67 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. HRTF 7.18 7.47 10.53 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. INTL 4.81 4.96 0.00 3.28 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. SOHO 4.11 3.94 5.26 1.64 66.67 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 3.40 3.46 0.00 3.28 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 1.73 0.07 21.05 36.07 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. GTSM 0.38 0.41 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. ICRS 0.26 0.27 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS PFRA 0.13 0.14 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 12.5278 15.0937 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable Wellington Shields also receives incremental pricing benefits if certain volume thresholds are met 100.00 17.70 2.00 71.30 9.00 CDRG 40.40 26.80 29.40 42.60 52.60 -10.2500 -0.2500 -1.2500 -0.2500 -65.5000 -0.2500 -10.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 21.70 15.00 11.80 21.10 41.00 -5.7500 -0.2500 -0.5000 -0.2500 -32.5000 -0.2500 -8.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 16.10 25.50 29.40 15.50 0.00 -9.7500 -0.2500 -1.2500 -0.2500 -23.7500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 15.80 19.00 17.70 16.10 6.40 -7.2500 -0.2500 -0.7500 -0.2500 -24.7500 -0.2500 -1.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 3.60 11.80 11.80 1.80 0.00 -4.5000 -0.2500 -0.5000 -0.2500 -2.7500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 2.40 2.00 0.00 2.90 0.00 -0.7500 -0.2500 0.0000 -0.2500 -4.5000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing