1.3 Wellington Shields 2026 2 2026-07-31T17:07:34Z 2026 4 100.00 83.40 1.14 10.75 4.71 CDRG 25.24 24.78 24.00 25.11 33.98 4.2672 6.6676 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 15.23 15.46 8.00 13.19 17.48 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. HRTF 10.70 10.69 8.00 10.21 12.62 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.27 0.33 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 7.00 7.24 0.00 5.11 8.74 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 17.60 18.26 8.00 15.74 12.62 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.29 11.46 4.00 13.62 4.85 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PERX 0.09 0.00 8.00 0.00 0.00 0.0000 0.0000 -0.4714 -15.7139 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. PFRA 1.28 1.54 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 5.49 5.26 16.00 6.81 3.88 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 4.89 4.88 4.00 4.68 5.83 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 0.91 0.11 20.00 5.53 0.00 -1.0717 -21.4339 -2.1467 -11.9260 2.1898 4.6592 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 93.86 1.67 4.09 0.38 CDRG 28.03 29.06 20.00 10.20 0.00 14.3276 7.3100 2.8142 6.8640 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 18.88 19.09 5.00 13.27 88.89 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. GTSM 0.21 0.22 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. HRTF 7.60 7.74 0.00 8.16 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.04 0.04 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 6.73 6.94 2.50 4.08 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 15.87 16.29 10.00 9.18 11.11 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 10.32 10.64 5.00 6.12 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PERX 0.08 0.00 2.50 1.02 0.00 0.0000 0.0000 -0.7857 -15.7139 -0.9428 -15.7139 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. PFRA 3.55 3.78 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 3.26 3.38 0.00 2.04 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 2.67 2.76 0.00 2.04 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 2.76 0.04 55.00 43.88 0.00 -0.2617 -8.7218 -9.8188 -6.7735 71.2097 26.6204 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 22.20 3.00 63.60 11.30 CDRG 37.90 33.50 18.20 37.50 54.20 -13.7500 -0.2500 -1.0000 -0.2500 -44.0000 -0.2500 -11.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 25.60 14.00 50.00 26.20 38.60 -5.7500 -0.2500 -2.7500 -0.2500 -30.7500 -0.2500 -8.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 14.20 23.80 13.60 13.40 0.00 -9.7500 -0.2500 -0.7500 -0.2500 -15.7500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 13.10 11.00 13.60 14.90 7.20 -4.5000 -0.2500 -0.7500 -0.2500 -17.5000 -0.2500 -1.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 5.40 12.80 4.60 3.80 0.00 -5.2500 -0.2500 -0.2500 -0.2500 -4.5000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 3.70 4.90 0.00 4.10 0.00 -2.0000 -0.2500 0.0000 -0.2500 -4.7500 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing 2026 5 100.00 84.36 1.17 10.36 4.12 CDRG 24.90 24.88 11.76 23.18 33.33 2.3537 7.3554 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 12.76 13.41 5.88 9.27 10.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. HRTF 10.84 11.54 5.88 3.97 15.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.34 0.41 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 7.00 7.56 0.00 4.64 3.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 18.72 18.62 17.65 21.85 13.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.04 11.22 0.00 11.92 8.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PERX 0.21 0.00 0.00 1.99 0.00 0.0000 0.0000 0.0000 0.0000 -0.3706 -3.0348 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. PFRA 1.23 1.46 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 3.70 3.50 0.00 5.96 3.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 7.68 7.40 5.88 7.95 13.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 1.58 0.00 52.94 9.27 0.00 0.0000 0.0000 -1.1642 -3.6383 0.6729 1.5725 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 91.06 2.51 6.28 0.14 CDRG 26.82 28.91 8.33 2.22 100.00 12.4390 6.6876 2.2283 7.4278 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 14.87 15.49 5.56 10.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. GTSM 0.70 0.77 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. HRTF 9.08 9.74 2.78 2.22 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.07 0.08 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 5.31 5.83 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 14.18 15.34 0.00 3.33 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.38 11.96 8.33 4.44 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PERX 0.28 0.00 5.56 2.22 0.00 0.0000 0.0000 -0.4249 -3.0348 -0.2731 -3.0348 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Pershing and receives exchange rebates as credits where applicable. PFRA 1.54 1.69 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 4.61 4.83 2.78 2.22 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 5.17 5.37 2.78 3.33 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 6.01 0.00 63.89 70.00 0.00 0.0000 0.0000 0.3806 0.2394 63.3649 20.1159 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 20.50 1.80 63.60 14.10 CDRG 40.10 29.50 33.30 45.50 31.90 -12.7500 -0.2500 -1.2500 -0.2500 -61.0000 -0.2500 -9.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 24.80 18.50 53.30 21.50 45.40 -8.0000 -0.2500 -2.0000 -0.2500 -28.7500 -0.2500 -13.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 15.30 16.80 6.70 15.10 15.10 -7.2500 -0.2500 -0.2500 -0.2500 -20.2500 -0.2500 -4.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 12.90 23.70 6.70 12.30 0.80 -10.2500 -0.2500 -0.2500 -0.2500 -16.5000 -0.2500 -0.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 3.80 10.40 0.00 2.60 0.00 -4.5000 -0.2500 0.0000 -0.2500 -3.5000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 3.10 1.20 0.00 3.00 6.70 -0.5000 -0.2500 0.0000 -0.2500 -4.0000 -0.2500 -2.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing 2026 6 100.00 81.59 1.07 14.26 3.08 CDRG 23.36 23.54 37.50 21.13 23.91 2.1379 4.8588 0.0000 0.0000 0.2416 8.0548 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 14.52 14.36 12.50 12.68 28.26 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. GTSM 0.07 0.08 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. HRTF 10.37 10.99 0.00 8.92 4.35 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.27 0.33 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 6.09 6.15 0.00 7.51 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 15.39 15.91 12.50 12.68 15.22 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.78 11.57 6.25 15.96 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PFRA 5.29 6.48 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 5.02 4.76 0.00 3.29 21.74 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 6.02 5.82 0.00 7.51 6.52 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 1.81 0.00 31.25 10.33 0.00 0.0000 0.0000 -2.3047 -13.5570 2.9461 3.7293 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 80.62 3.47 14.44 1.47 CDRG 26.18 28.07 13.33 20.86 5.26 10.6315 6.0751 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays execution fees and receives execution rebates as credits where applicable ETMM 14.13 15.33 13.33 9.09 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to G1 Execution Services. GTSM 1.24 1.53 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to GTS Securities. HRTF 8.03 9.00 2.22 4.81 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to HRT Financial. ICRS 0.39 0.48 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to ICRS. INTL 5.95 6.23 4.44 3.74 15.79 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to StoneX. JNST 16.22 16.28 17.78 11.76 52.63 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Jane Street Capital. NITE 11.81 11.40 8.89 13.90 21.05 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Virtu�s Broker/Dealer desk. PFRA 1.62 2.01 0.00 0.00 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields pays exchange, regulatory, market data and clearing fees to PFRA and receives exchange rebates as credits where applicable SOHO 4.48 4.98 4.44 2.14 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to Two Sigma. UBSS 4.48 4.69 0.00 4.28 5.26 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Wellington Shields does not participate in any exchange rebates nor does it pay any fees to UBS Securities. VALR 5.48 0.00 35.56 29.41 0.00 0.0000 0.0000 -8.1280 -6.2523 37.6623 14.9454 0.0000 0.0000 Wellington Shields pays execution fees, exchange, regulatory, market data and clearing fees to Virtu and receives exchange rebates as credits where applicable. 100.00 23.40 3.00 65.30 8.30 CDRG 45.70 36.00 33.30 49.70 45.50 -16.7500 -0.2500 -2.0000 -0.2500 -64.5000 -0.2500 -7.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing SUSQ 19.50 13.40 29.20 18.30 42.40 -6.2500 -0.2500 -1.7500 -0.2500 -23.7500 -0.2500 -7.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DASH 14.00 20.40 12.50 12.50 7.60 -9.5000 -0.2500 -0.7500 -0.2500 -16.2500 -0.2500 -1.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing WEXX 14.50 12.90 12.50 16.60 3.00 -6.0000 -0.2500 -0.7500 -0.2500 -21.5000 -0.2500 -0.5000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing DFIN 3.80 12.40 4.20 1.20 0.00 -5.7500 -0.2500 -0.2500 -0.2500 -1.5000 -0.2500 0.0000 -0.2500 Wellington Shields pays execution and clearing fees to Pershing JNOP 2.60 4.80 8.30 1.70 1.50 -2.2500 -0.2500 -0.5000 -0.2500 -2.2500 -0.2500 -0.2500 -0.2500 Wellington Shields pays execution and clearing fees to Pershing