1.3 SOFI 2026 1 2026-04-30T19:13:12Z 2026 01 100.00 76.50 0.27 2.49 20.74 Virtu Americas, LLC 25.52 14.13 13.81 11.93 69.33 1498.39 18.0000 0.12 19.4516 1.32 26.8354 578.08 14.7103 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. Hudson River Trading (HRT) 19.40 21.75 22.05 23.59 10.21 2299.90 18.0000 0.19 19.0909 2.62 26.8890 633.74 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Husdon River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. GTS SECURITIES LLC 17.20 21.74 20.71 20.58 0.00 2463.16 18.0000 0.18 19.2581 2.28 26.8304 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. CITADEL SECURITIES LLC 14.73 15.53 16.70 28.70 10.04 1829.54 18.0000 0.15 20.2800 3.18 26.8784 683.86 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. Jane Street Capital 12.24 12.70 14.70 12.78 10.42 1410.82 18.0000 0.13 19.2273 1.42 26.9317 637.01 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 7.01 9.14 7.13 0.00 0.00 985.34 18.0000 0.06 18.0000 0.00 0.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Services. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.90 5.00 4.90 2.42 0.00 524.90 18.0000 0.04 19.6364 0.27 26.5500 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 69.15 4.01 1.98 24.85 Virtu Americas, LLC 25.80 14.18 14.54 11.54 61.08 27026.26 17.9584 97.42 16.8984 40.75 26.2820 14538.38 7.9681 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. Hudson River Trading (HRT) 19.53 21.59 21.55 25.69 12.97 38342.10 17.9871 71.73 15.8732 53.74 22.6071 12805.28 10.2743 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Hudson River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. GTS SECURITIES LLC 16.21 21.63 20.94 20.94 0.00 41991.95 17.9807 74.92 16.0204 48.11 22.7137 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. CITADEL SECURITIES LLC 15.47 15.80 16.05 28.50 13.41 35573.68 17.9657 64.87 16.2292 94.97 24.6818 17203.17 9.5159 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. Jane Street Capital 12.66 12.72 12.75 11.93 12.54 32051.31 17.9129 34.98 15.4748 23.35 25.5533 13374.59 9.8089 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 6.68 9.13 9.17 0.01 0.00 17048.92 17.9886 64.00 16.8814 11.88 18.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Sevices. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.65 4.95 5.00 1.39 0.00 9334.12 17.9980 1.81 8.0856 0.51 26.2154 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 0.68 42.17 56.67 0.48 Dash Financial Technologies 27.46 26.44 27.17 27.67 29.79 658.10 33.2375 64367.58 30.5722 61254.74 34.8147 1216.62 43.5128 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Dash Financial Technologies. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Dash Financial Technologies by Apex for execution. CITADEL SECURITIES LLC 21.83 23.15 21.28 22.03 45.44 1040.19 36.3958 59355.44 31.7107 52470.09 35.7860 1404.45 43.6030 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel Securities LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Citadel Securities LLC by Apex for execution. Jane Street Capital 20.77 18.78 21.07 20.73 0.00 360.44 39.9158 45340.09 31.2182 45275.37 34.2435 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Jane Street Capital by Apex for execution. Global Execution Brokers LP 14.39 15.32 15.08 13.87 14.02 296.49 38.6049 35299.37 30.1683 28239.36 32.4740 363.54 34.3932 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Global Execution Brokers LP. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Global Execution Brokers LP by Apex for execution. Wolverine Execution Services, LLC 7.95 8.73 7.45 8.29 9.81 338.02 32.6589 20914.74 34.9470 18681.16 36.3376 258.66 44.8278 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Wolverine Execution Services, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Wolverine Execution Services, LLC by Apex for execution. Matrix Executions, LLC / Simplex Trading, LLC 5.85 6.67 6.03 5.75 0.00 78.92 28.9071 12657.02 29.2519 12216.72 31.3885 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Matrix Executions, LLC / Simplex Trading, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Matrix Executions, LLC / Simplex Trading, LLC by Apex for execution. WATERSHED 1.75 0.91 1.92 1.65 0.93 7.01 38.9500 3661.50 27.4846 3152.24 30.7506 7.60 27.1429 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Watershed. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Watershed by Apex for execution. 2026 02 100.00 77.22 0.32 2.89 19.57 Virtu Americas, LLC 23.29 12.40 14.26 12.06 68.06 922.02 18.0000 0.14 20.5147 1.41 26.8802 578.89 16.8530 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. GTS SECURITIES LLC 17.73 22.07 23.69 21.13 0.00 1662.15 18.0000 0.22 19.5929 2.48 26.8633 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. Hudson River Trading (HRT) 16.65 17.92 19.92 23.58 10.54 1359.56 18.0000 0.19 19.8000 2.77 26.9213 592.45 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Husdon River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. CITADEL SECURITIES LLC 15.13 15.74 18.03 27.71 10.84 1286.12 18.0000 0.17 20.0930 3.25 26.9032 723.94 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. Jane Street Capital 14.86 16.01 14.26 13.32 10.56 1177.16 18.0000 0.14 20.1176 1.56 26.8451 637.93 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 8.42 10.88 5.87 0.00 0.00 817.89 18.0000 0.05 18.0000 0.00 0.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Services. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.92 4.97 3.98 2.20 0.00 340.83 18.0000 0.04 18.9474 0.26 26.7188 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 70.04 2.87 2.13 24.97 Virtu Americas, LLC 24.40 12.46 12.45 12.49 60.27 18269.48 17.9748 21.77 15.7290 28.28 21.7825 9582.54 7.6905 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. Hudson River Trading (HRT) 16.86 17.88 18.57 24.91 13.12 24767.83 17.9513 43.79 16.2985 31.76 22.0590 9139.05 11.3393 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Hudson River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. GTS SECURITIES LLC 16.46 22.01 21.74 19.90 0.00 28572.21 17.9406 41.70 15.9185 26.24 25.6586 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. CITADEL SECURITIES LLC 15.46 15.69 15.44 28.86 13.66 24390.74 17.9422 74.34 17.1553 67.29 26.1966 9595.64 8.8418 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. Jane Street Capital 15.30 16.17 16.60 12.25 12.95 25383.02 17.9664 46.55 16.5138 53.75 19.8389 9504.34 10.7973 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 7.90 10.85 10.32 0.00 0.00 15365.40 17.9759 41.53 16.9067 0.00 0.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Sevices. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.63 4.94 4.88 1.58 0.00 6229.86 17.9806 9.33 15.8802 4.66 18.6596 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 0.70 40.60 58.35 0.36 Dash Financial Technologies 25.61 28.07 25.29 25.77 28.91 513.67 36.3278 42167.06 30.0723 44987.73 33.5649 565.14 30.9155 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Dash Financial Technologies. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Dash Financial Technologies by Apex for execution. CITADEL SECURITIES LLC 22.94 20.21 22.32 23.29 40.65 294.15 30.9956 42505.18 29.7937 42650.58 33.4176 973.70 39.2939 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel Securities LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Citadel Securities LLC by Apex for execution. Global Execution Brokers LP 20.20 21.36 20.29 20.13 19.90 404.67 32.3737 32875.10 30.7029 37524.75 34.2889 504.81 44.2428 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Global Execution Brokers LP. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Global Execution Brokers LP by Apex for execution. Jane Street Capital 15.92 14.74 16.76 15.46 0.00 161.51 31.3003 23355.43 28.0849 25791.09 31.0908 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Jane Street Capital by Apex for execution. Wolverine Execution Services, LLC 7.89 8.74 7.40 8.21 10.03 203.81 35.9459 13092.92 33.2535 16827.46 36.8320 235.43 43.0400 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Wolverine Execution Services, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Wolverine Execution Services, LLC by Apex for execution. Matrix Executions, LLC / Simplex Trading, LLC 5.68 5.21 6.02 5.48 0.00 82.34 40.3610 8732.57 28.7001 9633.36 30.6327 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Matrix Executions, LLC / Simplex Trading, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Matrix Executions, LLC / Simplex Trading, LLC by Apex for execution. WATERSHED 1.76 1.68 1.91 1.67 0.51 26.48 35.7791 2537.18 28.4246 2398.62 29.5033 1.82 22.8000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Watershed. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Watershed by Apex for execution. 2026 03 100.00 76.22 0.34 2.98 20.47 Virtu Americas, LLC 25.74 14.60 15.91 14.40 69.04 952.69 18.0000 0.14 19.3378 1.58 26.8173 757.89 18.4450 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. Hudson River Trading (HRT) 19.28 21.45 20.43 25.59 10.29 1385.78 18.0000 0.19 20.0842 2.83 26.9143 755.83 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Husdon River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. CITADEL SECURITIES LLC 16.85 18.12 20.65 28.13 10.42 1177.71 18.0000 0.19 19.4062 3.10 26.8596 931.52 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. GTS SECURITIES LLC 14.58 18.29 18.92 19.21 0.00 1242.88 18.0000 0.18 19.9432 2.12 26.9429 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. Jane Street Capital 12.88 13.65 14.62 11.09 10.25 955.86 18.0000 0.13 19.7206 1.22 26.9209 845.99 27.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 7.06 9.23 6.67 0.00 0.00 587.91 18.0000 0.06 18.0000 0.00 0.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Services. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.60 4.65 2.80 1.58 0.00 322.17 18.0000 0.03 21.4615 0.17 26.8615 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 70.77 2.05 2.04 25.14 Virtu Americas, LLC 25.80 14.77 15.18 13.60 58.71 23928.23 17.9695 33.62 16.6342 70.62 26.2506 11770.03 7.9838 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Virtu Americas. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Virtu Americas by Apex for execution. Hudson River Trading (HRT) 19.49 21.31 20.86 25.15 13.80 28680.54 17.9587 41.28 16.4787 156.19 26.3519 11365.59 10.3257 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Hudson River Trading. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Hudson River Trading by Apex for execution. CITADEL SECURITIES LLC 17.38 18.16 17.73 29.27 14.19 28032.55 17.9686 53.54 17.0398 68.95 21.4280 12870.45 8.5799 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Citadel by Apex for execution. GTS SECURITIES LLC 13.75 18.33 18.42 19.69 0.00 28334.33 17.9576 132.41 17.5579 64.59 26.4859 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at GTS Securities LLC. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to GTS Securities LLC by Apex for execution. Jane Street Capital 13.50 13.63 14.47 10.83 13.30 27571.85 17.9830 89.85 17.4803 96.17 22.3416 13644.86 11.6882 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Jane Street Capital by Apex for execution. G1 Execution Services, LLC 6.76 9.30 8.70 0.04 0.00 15243.71 17.9716 102.34 17.7112 32.32 18.0000 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at G1 Execution Sevices. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to G1 Executions Services by Apex for execution. Canaccord Genuity Securities 3.31 4.50 4.64 1.42 0.00 6953.39 17.9484 10.72 16.6857 0.46 26.6379 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Canaccord Genuity. SoFi and Apex have an 90%/10% (in favor of SoFi) split on all payment for order flow generated from SoFi’s equities orders routed to Canaccord Genuity by Apex for execution. 100.00 0.54 40.24 58.67 0.55 Dash Financial Technologies 24.41 23.30 24.20 24.50 30.97 232.01 33.0969 44602.60 29.7638 45590.72 30.4623 798.87 34.7186 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Dash Financial Technologies. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Dash Financial Technologies by Apex for execution. CITADEL SECURITIES LLC 22.36 23.08 21.65 22.72 35.88 375.32 37.2338 41434.41 29.4806 41549.12 31.0741 1049.71 35.2134 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Citadel Securities LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Citadel Securities LLC by Apex for execution. Global Execution Brokers LP 21.49 23.75 21.30 21.60 20.61 389.09 40.2786 44542.19 29.3170 39477.94 30.8552 530.88 32.0773 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Global Execution Brokers LP. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Global Execution Brokers LP by Apex for execution. Jane Street Capital 15.69 14.49 16.69 15.16 0.00 126.16 28.2237 25952.55 26.8807 28143.11 27.5840 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Jane Street Capital. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Jane Street Capital by Apex for execution. Wolverine Execution Services, LLC 7.35 9.25 6.79 7.68 9.92 175.23 52.7794 16036.11 32.8232 15265.79 33.5608 663.67 53.3926 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Wolverine Execution Services, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Wolverine Execution Services, LLC by Apex for execution. Matrix Executions, LLC / Simplex Trading, LLC 5.98 4.24 6.29 5.84 0.00 40.26 27.7662 11817.33 27.9992 10566.61 27.3931 0.00 0.0000 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Matrix Executions, LLC / Simplex Trading, LLC. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Matrix Executions, LLC / Simplex Trading, LLC by Apex for execution. WATERSHED 2.73 1.90 3.08 2.49 2.62 9.26 25.0338 4666.56 24.7984 4079.02 23.5007 36.00 37.8900 SoFi Securities LLC ("SoFi") routes order flow to Apex Clearing Corporation (“Apex”) who in turn routes to and executes order flow at Watershed. SoFi and Apex have an 95%/5% (in favor of SoFi) split on all payment for order flow generated from SoFi’s options orders routed to Watershed by Apex for execution.