1.3 DriveWealth, LLC 2026 2 2026-07-31T13:27:06Z 2026 04 100.00 33.33 6.06 60.61 0.00 Global Execution Brokers LP 51.52 45.45 50.00 55.00 0.00 0.80 40.0000 2.80 46.6667 2.00 50.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 30.30 36.36 0.00 30.00 0.00 2.00 40.0000 0.00 0.0000 1.20 40.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 18.18 18.18 50.00 15.00 0.00 0.40 40.0000 0.40 40.0000 0.80 40.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. 2026 05 100.00 10.27 9.89 79.85 0.00 Global Execution Brokers LP 35.74 37.04 19.23 37.62 0.00 92.80 40.0000 20.40 45.3333 143.20 41.6279 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 33.84 25.93 42.31 33.81 0.00 2.40 40.0000 23.20 42.9630 50.80 44.9558 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 30.42 37.04 38.46 28.57 0.00 14.00 58.3333 17.60 42.9268 45.20 40.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. 2026 06 100.00 4.46 6.96 88.57 0.00 Global Execution Brokers LP 34.64 36.00 41.03 34.07 0.00 0.80 40.0000 47.46 37.3701 88.00 49.1620 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 33.21 32.00 38.46 32.86 0.00 1.20 60.0000 29.20 40.5556 134.00 48.3755 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 32.14 32.00 20.51 33.06 0.00 0.40 40.0000 5.60 40.0000 89.60 48.9617 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality.