1.3 DriveWealth, LLC 2026 3 2026-10-28T18:35:05Z 2026 07 100.00 5.20 9.99 84.82 0.00 Global Execution Brokers LP 34.75 34.21 39.73 34.19 0.00 95.12 48.5306 105.13 25.3937 354.80 40.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 33.11 34.21 24.66 34.03 0.00 22.00 40.0000 48.00 40.0000 172.40 40.0930 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 32.15 31.58 35.62 31.77 0.00 5.20 40.0000 250.40 40.0000 245.20 40.0000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. 2026 08 100.00 8.07 6.73 85.20 0.00 Global Execution Brokers LP 35.87 33.33 46.67 35.26 0.00 5.60 70.0000 27.99 37.3200 52.40 43.6667 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 33.63 27.78 40.00 33.68 0.00 1.20 60.0000 10.40 41.6000 70.40 43.1902 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 30.49 38.89 13.33 31.05 0.00 1.60 40.0000 0.80 40.0000 26.40 42.5806 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. 2026 09 100.00 7.39 8.80 83.80 0.00 Global Execution Brokers LP 35.92 33.33 24.00 37.39 0.00 6.00 46.1538 27.54 44.4194 44.80 44.8000 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Global Execution Brokers LP ("GEBB"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. CITADEL SECURITIES LLC 33.10 33.33 48.00 31.51 0.00 1.20 40.0000 9.20 46.0000 40.00 45.9770 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Citadel Securities LLC ("CDRG"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality. Dash/IMC Financial Markets 30.99 33.33 28.00 31.09 0.00 9.20 40.0000 4.40 48.8889 75.20 50.1333 0.00 0.0000 DriveWealth LLC receives payment for multi-listed option order flow routed to and executed by Dash/IMC Financial Markets ("DASH"). For orders in the penny interval program, the payment rate is $0.40 per contract. For orders in classes not in the penny interval program, the payment rate is $0.80 per contract. DriveWealth LLC receives a fixed rate of $0.20 per option contract for SPY, QQQ, and IWM, which is applied across orders in these symbols. These payments are not contingent upon volume-based tiered payment schedules, agreements regarding minimum order flow, incentives for exceeding order flow thresholds, disincentives for failing to meet order flow thresholds, nor trade-offs of payment or other incentives/disincentives for price improvement or other execution quality.