1.3 Axos Invest LLC 2026 1 2026-04-28T13:36:12Z 2026 01 100.00 55.09 5.79 36.11 3.01 Two Sigma Securities, LLC 50.46 46.22 40.00 54.49 100.00 1.96 10.0000 0.13 10.0000 0.63 10.0000 0.12 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. UBS Securities, LLC 49.31 53.78 60.00 44.87 0.00 3.47 15.0000 2.15 15.0000 0.81 15.0000 0.00 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 61.99 7.51 25.80 4.70 Two Sigma Securities, LLC 52.19 50.47 50.43 48.10 100.00 67.99 10.0000 23.64 10.0000 12.73 10.0000 3.04 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.001 per executed share. UBS Securities, LLC 47.29 49.53 49.57 49.87 0.00 47.93 11.5998 27.46 15.0000 22.84 15.0000 0.08 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 0.00 0.00 0.00 100.00 Dash/IMC Financial Markets 100.00 0.00 0.00 0.00 100.00 41.85 32.4419 7.75 38.7500 15.60 40.0000 32.80 40.0000 Axos Invest LLC receives payment, which is paid to its affiliate, Axos Clearing LLC, for routing option order flow to market makers. Compensation is received in the form of $0.40 per contract from Dash/IMC Financial Markets. Compensation is received in the form of $0.15 per contract from order flow for SPY from Dash/IMC Financial. Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. 2026 02 100.00 49.57 8.26 39.32 2.85 Two Sigma Securities, LLC 51.85 54.02 31.03 50.00 100.00 3.48 10.0000 0.30 10.0000 2.13 10.0000 0.10 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. UBS Securities, LLC 47.58 45.98 65.52 49.28 0.00 0.81 14.5438 1.17 12.0679 1.71 14.6395 0.07 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 56.56 9.14 31.49 2.81 Two Sigma Securities, LLC 51.04 48.96 53.47 50.57 90.32 25.76 10.0000 12.95 10.0000 19.39 10.0000 1.23 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.001 per executed share. UBS Securities, LLC 48.14 51.04 46.53 47.70 0.00 20.36 12.7681 34.32 14.6773 14.35 14.6463 0.03 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 0.00 0.00 0.00 100.00 Dash/IMC Financial Markets 100.00 0.00 0.00 0.00 100.00 14.10 28.7755 4.40 40.0000 19.60 40.0000 5.60 40.0000 Axos Invest LLC receives payment, which is paid to its affiliate, Axos Clearing LLC, for routing option order flow to market makers. Compensation is received in the form of $0.40 per contract from Dash/IMC Financial Markets. Compensation is received in the form of $0.15 per contract from order flow for SPY from Dash/IMC Financial. Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. 2026 03 100.00 32.89 8.11 56.14 2.85 Two Sigma Securities, LLC 50.88 50.67 45.95 49.22 100.00 5.48 10.0000 1.05 10.0000 12.72 10.0000 0.25 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. UBS Securities, LLC 48.46 49.33 54.05 49.61 0.00 8.40 15.0000 4.04 15.0000 3.34 15.0000 7.65 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 54.27 7.55 33.61 4.56 Two Sigma Securities, LLC 52.45 50.76 60.44 47.41 96.36 38.98 10.0000 12.85 10.0000 5.44 10.0000 3.99 10.0000 Axos Invest, LLC receives payments from Two Sigma Securities, LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.001 per executed share. UBS Securities, LLC 47.05 49.24 39.56 51.60 0.00 34.97 14.4062 24.47 14.8273 16.47 14.9347 0.05 15.0000 Axos Invest, LLC receives payments from UBS Securities LLC, which is paid to its affiliate, Axos Clearing LLC, for directing order flow to this venue. Axos Invest, Inc. receives compensation in the form of $0.00075 per executed share. 100.00 0.00 0.00 0.00 100.00 Dash/IMC Financial Markets 100.00 0.00 0.00 0.00 100.00 6.40 30.4762 7.20 40.0000 20.40 40.0000 2.40 40.0000 Axos Invest LLC receives payment, which is paid to its affiliate, Axos Clearing LLC, for routing option order flow to market makers. Compensation is received in the form of $0.40 per contract from Dash/IMC Financial Markets. Compensation is received in the form of $0.15 per contract from order flow for SPY from Dash/IMC Financial. Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs.