1.3 HSBC Securities 2026 1 2026-04-29T14:12:12Z 2026 01 100.00 1.15 32.40 65.95 0.50 The Nasdaq Stock Market LLC 33.68 20.87 18.30 41.63 12.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 12.99 70.89 5.45 15.79 0.00 -685.52 -10.0000 116.98 0.9494 -5108.66 -25.6882 0.00 0.0000 No material aspects related to this relationship UBS Securities, LLC ATS 10.63 0.00 25.78 3.45 0.00 0.00 0.0000 -4370.06 -10.0000 -1064.52 -10.0000 0.00 0.0000 No material aspects related to this relationship NYSE Arca, Inc. 8.15 0.00 8.08 8.26 16.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 5.72 0.00 5.17 6.11 3.80 0.00 0.0000 -2603.95 -29.9956 -432.93 -30.0000 0.00 0.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 5.53 0.00 4.76 6.04 0.93 0.00 0.0000 0.99 9.9689 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 5.09 0.00 5.05 5.24 0.06 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 2.98 0.00 1.37 3.84 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 2.55 0.00 1.15 3.31 0.00 0.00 0.0000 -131.98 -30.0000 -69.04 -30.0000 0.00 0.0000 No material aspects related to this relationship J.P. Morgan Securities LLC 2.46 0.00 5.56 0.99 0.00 0.00 0.0000 -882.17 -12.1300 -242.24 -12.1300 0.00 0.0000 No material aspects related to this relationship 100.00 0.63 34.79 63.91 0.66 The Nasdaq Stock Market LLC 19.73 12.54 13.54 22.97 38.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE Arca, Inc. 12.56 27.40 9.72 14.05 3.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 10.13 43.76 5.47 12.01 40.73 -1586.10 -10.0000 4771.99 5.3850 -27665.84 -24.7872 -611.64 -27.7060 No material aspects related to this relationship UBS Securities, LLC ATS 7.37 0.00 16.99 2.28 1.07 0.00 0.0000 -26301.13 -10.0000 -3130.02 -10.0000 -3.13 -10.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 7.25 0.00 5.67 8.26 0.76 0.00 0.0000 -22723.54 -29.9971 -2570.21 -29.9836 -1.04 -30.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 6.84 1.40 4.59 8.17 2.03 0.00 0.0000 2.47 4.4851 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 6.25 0.00 5.24 6.91 1.52 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 6.09 0.00 2.34 8.24 1.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE American LLC 4.37 3.22 2.07 5.67 0.19 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 4.10 0.00 1.51 5.59 0.27 0.00 0.0000 -3061.98 -30.0000 -717.57 -30.0000 0.00 0.0000 No material aspects related to this relationship 100.00 2.09 41.14 53.91 2.87 Interactive Brokers LLC 82.36 100.00 79.03 88.60 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 4.58 0.00 6.87 0.71 47.76 0.00 0.0000 2027.08 24.5558 190.96 25.7706 184.00 64.5614 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. NYSE American LLC 3.80 0.00 2.00 5.48 0.75 0.00 0.0000 0.90 0.0436 0.00 0.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX Emerald, LLC 2.99 0.00 1.43 1.71 51.49 0.00 0.0000 -264.58 -50.2049 194.36 43.0000 456.30 44.6477 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX PEARL, LLC 2.57 0.00 2.94 2.52 0.00 0.00 0.0000 -617.15 -47.4002 334.25 25.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. Nasdaq BX, Inc. 1.97 0.00 4.66 0.10 0.00 0.00 0.0000 -1144.35 -24.8448 0.30 30.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. The NASDAQ Options Market LLC 1.73 0.00 3.07 0.87 0.00 0.00 0.0000 -959.74 -48.5944 47.15 53.5795 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. 2026 02 100.00 0.93 30.34 68.25 0.49 The Nasdaq Stock Market LLC 35.67 24.58 17.51 44.01 19.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 12.00 65.88 5.10 14.41 0.00 -530.16 -10.0000 -146.70 -1.2264 -5242.82 -25.5754 0.00 0.0000 No material aspects related to this relationship UBS Securities, LLC ATS 10.23 0.00 25.64 3.59 0.00 0.00 0.0000 -4285.31 -10.0000 -1178.71 -10.0000 0.00 0.0000 No material aspects related to this relationship NYSE Arca, Inc. 8.15 0.00 8.80 7.91 16.34 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 5.65 0.00 4.95 6.06 3.42 0.00 0.0000 -1798.21 -29.9950 -435.53 -30.0000 0.00 0.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 5.35 0.00 4.75 5.71 1.15 0.00 0.0000 0.19 6.4913 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 4.57 0.00 4.22 4.82 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 2.88 0.00 1.40 3.59 0.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 2.58 0.00 1.24 3.22 0.00 0.00 0.0000 -131.48 -30.0000 -66.16 -30.0000 0.00 0.0000 No material aspects related to this relationship J.P. Morgan Securities LLC 2.35 0.00 5.48 1.01 0.00 0.00 0.0000 -861.60 -12.1300 -242.17 -12.1300 0.00 0.0000 No material aspects related to this relationship 100.00 0.55 30.50 61.02 7.94 The Nasdaq Stock Market LLC 22.32 11.41 13.06 25.24 36.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE Arca, Inc. 12.56 26.78 9.42 15.41 1.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 12.11 42.89 4.95 11.66 40.93 -1176.46 -9.9993 3537.43 5.0661 -20246.71 -23.0743 -5255.33 -29.3846 No material aspects related to this relationship UBS Securities, LLC ATS 6.80 0.00 17.56 2.08 2.22 0.00 0.0000 -39663.71 -10.0000 -3020.27 -10.0000 -55.61 -10.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 6.79 0.00 6.49 7.85 0.28 0.00 0.0000 -28090.61 -29.9991 -2752.39 -30.0000 -3.47 -30.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 6.46 2.56 4.83 8.09 0.38 0.00 0.0000 0.10 0.3543 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 5.69 0.00 5.07 6.56 1.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 5.39 0.00 2.33 7.53 1.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE American LLC 3.77 4.08 1.94 5.11 0.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 3.68 0.00 1.67 5.19 0.00 0.00 0.0000 -2441.40 -30.0000 -718.52 -30.0000 0.00 0.0000 No material aspects related to this relationship 100.00 1.35 41.02 53.05 4.58 Interactive Brokers LLC 80.92 100.00 75.21 91.83 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 4.40 0.00 6.55 0.51 31.53 0.00 0.0000 1196.05 21.9700 142.15 24.4664 544.90 33.8868 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX Emerald, LLC 4.10 0.00 1.90 1.34 56.90 0.00 0.0000 -276.39 -44.2933 103.63 43.0000 403.40 42.4185 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. NYSE American LLC 3.33 0.00 1.60 4.04 11.58 0.00 0.0000 -54.95 -6.2372 2.10 0.3691 -237.20 -53.6652 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX PEARL, LLC 2.57 0.00 4.59 1.30 0.00 0.00 0.0000 -1039.27 -43.2489 461.75 25.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. Nasdaq BX, Inc. 2.37 0.00 5.47 0.23 0.00 0.00 0.0000 -1063.70 -29.2627 0.00 0.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. The NASDAQ Options Market LLC 2.31 0.00 4.68 0.74 0.00 0.00 0.0000 -1428.10 -47.8105 56.80 76.7568 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. 2026 03 100.00 0.87 26.81 69.36 2.96 The Nasdaq Stock Market LLC 35.14 22.83 16.95 43.00 19.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 14.64 65.67 5.18 15.47 65.99 -566.42 -10.0000 57.34 0.5160 -5889.05 -25.5719 -2668.56 -29.7730 No material aspects related to this relationship UBS Securities, LLC ATS 9.52 0.00 26.76 3.38 0.12 0.00 0.0000 -3507.11 -10.0000 -1048.35 -10.0000 -0.61 -10.0000 No material aspects related to this relationship NYSE Arca, Inc. 7.90 0.00 8.21 8.11 2.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 5.40 0.00 4.65 5.96 0.62 0.00 0.0000 -1414.55 -29.9819 -388.14 -30.0000 0.00 0.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 4.87 0.00 4.38 5.32 0.31 0.00 0.0000 0.33 6.3547 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 4.36 0.00 3.92 4.77 0.06 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 2.91 0.00 1.29 3.68 0.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 2.47 0.00 1.03 3.16 0.04 0.00 0.0000 -190.08 -30.0000 -56.35 -30.0000 0.00 0.0000 No material aspects related to this relationship NYSE American LLC 2.23 0.00 1.24 2.74 0.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship 100.00 0.59 30.08 69.04 0.30 The Nasdaq Stock Market LLC 22.33 10.02 12.30 26.71 45.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE Arca, Inc. 13.29 36.48 9.03 14.99 3.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NEW YORK STOCK EXCHANGE, INC. 9.74 27.95 4.52 11.78 27.98 -773.82 -10.0000 1413.39 2.0186 -27495.11 -23.9299 -255.34 -28.9330 No material aspects related to this relationship Cboe EDGX Exchange, Inc. 6.98 0.00 5.15 7.86 0.35 0.00 0.0000 -17931.22 -29.9971 -2178.89 -30.0000 0.00 0.0000 No material aspects related to this relationship UBS Securities, LLC ATS 6.84 0.00 18.31 1.94 0.12 0.00 0.0000 -24745.41 -10.0000 -2981.26 -10.0000 -0.15 -10.0000 No material aspects related to this relationship Cboe BZX Exchange, Inc. 6.77 1.92 4.13 7.98 0.69 0.00 0.0000 6.41 14.6121 0.34 17.0000 0.00 0.0000 No material aspects related to this relationship Cboe BYX Exchange, Inc. 6.01 0.00 2.67 7.53 0.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Investors Exchange (IEXG) 5.92 0.00 4.81 6.48 1.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE American LLC 4.19 1.92 1.88 5.23 0.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship Cboe EDGA Exchange, Inc. 4.03 0.00 1.43 5.22 0.00 0.00 0.0000 -3259.59 -30.0000 -998.99 -30.0000 0.00 0.0000 No material aspects related to this relationship 100.00 3.46 35.20 57.65 3.69 Interactive Brokers LLC 79.75 100.00 75.56 86.20 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material aspects related to this relationship NYSE American LLC 5.11 0.00 1.64 7.05 12.54 0.00 0.0000 163.70 16.0020 0.00 0.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. The NASDAQ Options Market LLC 4.03 0.00 5.59 3.58 0.00 0.00 0.0000 -1480.37 -56.9811 72.80 58.7097 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX Emerald, LLC 3.01 0.00 2.20 0.38 54.55 0.00 0.0000 -372.88 -49.0632 105.81 42.4940 341.60 34.3317 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. Cboe EDGX Exchange, Inc. 2.95 0.00 4.51 0.26 32.92 0.00 0.0000 1067.01 26.4439 52.04 22.5281 173.60 40.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. MIAX PEARL, LLC 2.84 0.00 4.80 1.99 0.00 0.00 0.0000 -705.94 -35.8163 50.75 25.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC. Nasdaq BX, Inc. 2.32 0.00 5.69 0.54 0.00 0.00 0.0000 -721.37 -30.7227 20.90 110.0000 0.00 0.0000 HSBC Securities (USA) Inc. ("HSBC") utilizes Interactive Brokers, LLC as its executing broker for listed options. Interactive Brokers, LLC determines all routing decisions and HSBC does not receive direct compensation for directing order flow to Interactive Brokers, LLC. However, HSBC may accept certain payments in the form of rebates that Interactive Brokers, LLC may receive from accessing certain exchange venues, which are then passed back to HSBC.