1.3 American Enterprise Investment Services Inc. (AEIS) 2026 1 2026-04-10T20:25:12Z 2026 01 100.00 92.67 0.13 0.78 6.41 CITADEL SECURITIES LLC 26.24 26.24 27.63 25.92 26.24 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 22.66 22.66 19.85 23.27 22.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 20.24 20.23 18.85 20.12 20.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 10.46 10.44 11.45 11.01 10.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 10.06 10.08 11.60 9.51 9.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. StoneX Financial, Inc. 5.33 5.35 5.19 5.07 5.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Two Sigma Securities, LLC 5.02 5.00 5.42 5.11 5.28 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 89.12 0.37 1.14 9.36 CITADEL SECURITIES LLC 32.34 32.27 33.04 30.72 33.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 20.09 20.10 20.65 20.46 19.99 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 19.33 19.26 15.26 15.29 20.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 10.64 10.73 13.22 15.34 9.07 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 6.74 6.77 8.16 8.30 6.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. StoneX Financial, Inc. 5.67 5.68 4.82 5.16 5.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Two Sigma Securities, LLC 5.02 5.02 4.79 4.66 5.10 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 43.93 3.48 26.19 26.40 Citadel Execution Services 42.65 40.30 38.26 39.54 50.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Wolverine Execution Services, LLC 35.37 39.87 43.88 40.20 21.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Global Execution Brokers LP 14.99 19.80 17.86 20.14 1.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Dash/IMC Financial Markets 6.99 0.03 0.00 0.12 26.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow. 2026 02 100.00 92.52 0.20 0.98 6.31 CITADEL SECURITIES LLC 26.14 26.10 25.86 26.17 26.68 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 22.58 22.58 23.72 23.10 22.47 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 17.65 17.65 17.41 16.85 17.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 12.67 12.72 11.76 12.67 12.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 10.53 10.52 11.50 10.87 10.71 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. StoneX Financial, Inc. 5.40 5.41 5.46 5.26 5.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Two Sigma Securities, LLC 5.03 5.03 4.29 5.09 5.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 89.02 0.40 1.21 9.37 CITADEL SECURITIES LLC 32.22 32.15 30.73 31.30 33.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 19.21 19.09 16.17 16.29 20.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 18.70 18.68 18.00 17.99 19.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 10.57 10.66 13.89 14.48 8.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 8.72 8.82 10.90 9.48 7.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. StoneX Financial, Inc. 5.34 5.35 4.55 4.85 5.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Two Sigma Securities, LLC 5.08 5.06 5.73 5.58 5.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 43.09 2.57 29.05 25.29 Citadel Execution Services 40.12 36.75 37.00 36.98 49.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Wolverine Execution Services, LLC 32.97 37.02 37.44 36.23 21.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Dash/IMC Financial Markets 14.79 10.68 10.72 10.35 27.33 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow. Global Execution Brokers LP 12.12 15.54 14.83 16.44 1.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 2026 03 100.00 92.58 0.50 1.08 5.84 CITADEL SECURITIES LLC 25.97 26.08 6.28 24.64 26.14 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 21.26 21.38 5.60 18.37 21.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 16.84 16.91 4.63 15.76 16.83 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 14.62 14.71 4.10 12.73 14.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 10.31 10.34 2.78 9.42 10.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. StoneX Financial, Inc. 5.34 5.37 1.35 4.17 5.36 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 88.76 0.60 1.32 9.32 CITADEL SECURITIES LLC 32.19 32.19 17.49 31.80 33.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Jane Street Capital 19.15 19.13 8.79 16.17 20.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Virtu Americas, LLC 17.59 17.60 9.20 17.51 18.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. G1 Execution Services, LLC 10.46 10.56 6.58 10.94 9.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. UBS Securities, LLC 9.95 10.11 6.26 12.76 8.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Two Sigma Securities, LLC 5.01 5.00 3.41 5.28 5.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. 100.00 44.12 2.09 28.02 25.77 Citadel Execution Services 36.51 31.17 34.51 32.89 49.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Wolverine Execution Services, LLC 32.43 35.98 34.51 34.63 23.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues. Dash/IMC Financial Markets 18.58 16.53 15.18 16.18 24.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives, or payment schedules with its Routing Venues. Dash Financial, further routes order flow to exchanges and may preference routing to unaffiliated market makers such as IMC to provide enhanced liquidity and price improvement opportunities. Dash Financial may receive remuneration from these third-party liquidity providers in relation to AEIS flow. Global Execution Brokers LP 12.48 16.32 15.81 16.30 1.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 American Enterprise Investment Services Inc. (AEIS), the clearing firm for Ameriprise Financial Services, LLC does not receive compensation, rebates or pay transaction fees for the routing of its equity or option order flow. AEIS does not engage in any profit-sharing relationships, volume-based incentives, disincentives or payment schedules with its Routing Venues.