1.2Citadel Securities Institutional LLC202632026-10-14T16:46:57Z20267100.009.564.5834.0151.83CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-232790.70-0.3471-396125.30-0.4540-139122.01-0.26090.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A 20268100.009.085.5139.1746.22CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-217439.70-0.3979-425627.46-0.4630-160153.08-0.27070.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A 20269100.009.178.6239.7542.44CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-222023.61-0.3612-530986.41-0.3731-224460.03-0.28140.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A