1.2Tradition Securities and Derivatives202512025-04-30T20:12:27Z202510.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00American Stock ExchangeAMEX31.780.000.000.0031.780.00000.00000.00000.00000.00000.0000-9693.8300-0.8535member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"Philadelphia Stock ExchangePHLX22.030.000.000.0022.030.00000.00000.00000.00000.00000.000029713.97802.0934QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker-Dealer are 20 cents per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12 and Floor QCC Orders, as defined in Options 8, Section 30(e). QCC Rebates A QCC Rebate of 12 centers per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 22 cents per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 19 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 27 centers per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, or Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm on the other side. Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.NYSE ARCA OptionsARCA19.870.000.000.0019.870.00000.00000.00000.00000.00000.0000-73.9072-0.1204Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"MATRIX EXECUTIONS, LLCRSKY12.290.000.000.0012.290.00000.00000.00000.00000.00000.000029.26000.0770Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.CBOE FX NDFSCBOE8.310.000.000.008.310.00000.00000.00000.00000.00000.0000-32889.0000-8.5383Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"202520.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00American Stock ExchangeAMEX29.760.000.000.0029.760.00000.00000.00000.00000.00000.0000-6681.5800-0.4690member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"NYSE ARCA OptionsARCA26.210.000.000.0026.210.00000.00000.00000.00000.00000.0000-96.8979-0.1204Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"Philadelphia Stock ExchangePHLX18.230.000.000.0018.230.00000.00000.00000.00000.00000.0000-2189.7144-0.2445QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker-Dealer are 20 cents per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12 and Floor QCC Orders, as defined in Options 8, Section 30(e). QCC Rebates A QCC Rebate of 12 centers per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 22 cents per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 19 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 27 centers per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, or Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm on the other side. Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.MATRIX EXECUTIONS, LLCRSKY11.750.000.000.0011.750.00000.00000.00000.00000.00000.000027.79700.0770Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.CBOE FX NDFSCBOE9.310.000.000.009.310.00000.00000.00000.00000.00000.0000-43377.5700-9.8903Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"202530.000.000.000.000.000.000.000.000.000.00100.000.000.000.00100.00NYSE ARCA OptionsARCA30.690.000.000.0030.690.00000.00000.00000.00000.00000.0000-138.1848-0.1204Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"American Stock ExchangeAMEX28.940.000.000.0028.940.00000.00000.00000.00000.00000.0000-7704.5000-0.5428member organization executes greater than 1,000,000 qualifying QCC contracts in a given month. Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"Philadelphia Stock ExchangePHLX17.030.000.000.0017.030.00000.00000.00000.00000.00000.0000-18132.5006-1.2244QCC Transaction Fee QCC Transaction Fees for a Lead Market Maker, Market Maker, Firm and Broker-Dealer are 20 cents per contract. Customers and Professionals are not assessed a QCC Transaction Fee. QCC Transaction Fees apply to electronic QCC Orders, as defined in Options 3, Section 12 and Floor QCC Orders, as defined in Options 8, Section 30(e). QCC Rebates A QCC Rebate of 12 centers per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Customer or Professional order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 17 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 22 cents per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. A QCC Rebate of 14 cents per contract will be paid on electronic QCC Orders, as defined in Options 3, Section 12, and Floor QCC Orders, as defined in Options 8, Section 30(e), when a QCC Order is comprised of a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on one side and a Lead Market Maker, Market Maker, Broker-Dealer, or Firm order on the other side. This rebate will be 19 cents per contract in the event that a member or member organization executes greater than 750,000 qualifying QCC contracts in a given month. This rebate will be 27 centers per contract in the event that a member or member organization executes (1) greater than 750,000 qualifying QCC contracts in a given month, (2) Floor Originated Strategy Executions in excess of 2,500,000 contracts in a given month, and (3) at least 40 percent of the member or member organization's QCC executed contracts in that month are comprised of a Lead Market Maker, Market Maker, or Broker-Dealer, or Firm order on one side and Lead Market Maker, Market Maker, Broker-Dealer, or Firm on the other side. Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.CBOE FX NDFSCBOE11.480.000.000.0011.480.00000.00000.00000.00000.00000.0000-42487.4200-12.0868Additional 3rd party relationships may exist that evolve over time, further information pertaining to these relationships can be obtained under an NDA by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the folloring in the subject of the email: "TSD 606 - Material Aspects"MATRIX EXECUTIONS, LLCRSKY7.870.000.000.007.870.00000.00000.00000.00000.00000.000022.71500.0770Further information pertaining to these relationships can be obtained by contacting the Tradition Compliance Team at: ComplianceUS@tradition.com. Please reference the following in the subject of the email: TSD 606 Material Aspects.