1.3 FUTU CLEARING INC. 2026 1 2026-04-29T12:25:12Z 2026 01 100.00 5.31 13.08 76.89 4.72 CITADEL SECURITIES LLC 32.17 27.11 32.94 32.59 28.82 10383.84 9.8893 29573.60 9.0798 92971.61 25.3990 10972.56 16.6548 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 28.76 28.25 27.67 28.11 42.91 10978.99 9.9613 31397.12 9.4222 159574.31 29.4515 18411.19 21.1264 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 15.47 0.52 5.19 17.74 23.82 995.32 9.9899 3261.81 9.9988 105942.01 32.9982 12966.38 14.8375 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Blue Ocean Technologies, LLC 11.29 0.00 22.03 10.93 0.00 0.00 0.0000 -25640.63 -16.6032 16415.61 5.5911 0.00 0.0000 Futu Clearing Inc. routes listed equity order flow to Blue Ocean Technologies LLC recognized as Trade.Com Online Securities, Inc. or under MPID: BLUE for the order handling and execution of customer limit orders entered between 8:00 pm up to 4:00 AM ET (Sunday – Thursday). Futu Clearing Inc receives $0.0006 per share executed for orders adding liquidity and pays $0.002 per share executed for orders taking liquidity for securities priced equal to or above $1.00. Futu Clearing Inc receives $0.00 per share executed on orders adding liquidity and pays $0.003 per share executed for orders taking liquidity on securities priced below $1.00. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 6.25 0.66 4.49 7.10 3.52 -353.72 -2.1125 11.49 2.2567 0.00 0.0000 -543.02 -6.3277 Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.87 16.86 74.91 3.36 CITADEL SECURITIES LLC 32.56 32.12 33.99 32.46 28.26 73836.20 6.9186 434615.78 6.7823 804100.44 18.8000 9673.32 14.2548 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 29.14 33.50 28.24 28.45 42.85 77501.35 6.9204 463698.44 7.3865 1143203.74 23.4393 14560.65 20.3768 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 14.56 0.62 5.75 16.99 24.66 5630.52 5.2468 82525.68 7.9560 792392.99 27.2131 39055.55 4.7033 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Blue Ocean Technologies, LLC 13.60 0.00 22.41 13.10 0.00 0.00 0.0000 -104964.02 -6.7536 56944.42 11.7079 0.00 0.0000 Futu Clearing Inc. routes listed equity order flow to Blue Ocean Technologies LLC recognized as Trade.Com Online Securities, Inc. or under MPID: BLUE for the order handling and execution of customer limit orders entered between 8:00 pm up to 4:00 AM ET (Sunday – Thursday). Futu Clearing Inc receives $0.0006 per share executed for orders adding liquidity and pays $0.002 per share executed for orders taking liquidity for securities priced equal to or above $1.00. Futu Clearing Inc receives $0.00 per share executed on orders adding liquidity and pays $0.003 per share executed for orders taking liquidity on securities priced below $1.00. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 6.35 0.81 4.98 7.13 3.91 -8799.47 -4.7321 -3109.51 -5.0510 0.00 0.0000 -52461.87 -8.4296 Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 2.23 6.49 75.81 15.46 CITADEL SECURITIES LLC 22.64 19.02 20.44 23.08 21.91 111560.74 40.5472 728602.02 41.6895 1270528.55 42.9848 140194.83 36.9087 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.447 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4728 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5728 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers, LP 20.31 21.10 21.09 20.20 20.39 120231.59 39.8569 442371.50 39.5543 1329752.27 43.2842 130600.34 37.4959 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.447 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4728 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5728 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 19.75 18.20 18.71 19.88 19.78 105977.94 40.5629 560303.71 41.3881 1176828.21 43.3982 125724.55 36.0615 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.447 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4728 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5728 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 18.77 20.38 19.78 18.65 18.69 79077.22 39.3766 308240.84 40.2885 781781.72 42.5123 73156.86 31.5568 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.447 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4728 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5728 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 18.54 21.29 19.99 18.19 19.23 123005.80 39.7190 588016.72 40.3541 1068286.54 43.4153 99472.45 36.1153 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.447 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4728 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5728 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 2026 02 100.00 5.26 12.63 77.39 4.72 CITADEL SECURITIES LLC 34.13 27.70 36.06 34.58 28.66 8365.02 9.9151 24579.97 9.1869 88111.20 25.6470 9735.13 17.9165 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 28.93 29.15 28.00 28.19 43.18 8783.82 9.9755 28262.83 9.3957 154315.76 29.2276 15871.30 22.0855 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 15.75 0.61 5.85 17.89 24.00 526.59 10.0000 3237.19 10.0000 102108.79 32.9995 12596.12 14.1221 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Blue Ocean Technologies, LLC 9.60 0.00 19.13 9.28 0.00 0.00 0.0000 -15185.72 -19.2756 10344.37 6.2387 0.00 0.0000 Futu Clearing Inc. routes listed equity order flow to Blue Ocean Technologies LLC recognized as Trade.Com Online Securities, Inc. or under MPID: BLUE for the order handling and execution of customer limit orders entered between 8:00 pm up to 4:00 AM ET (Sunday – Thursday). Futu Clearing Inc receives $0.0006 per share executed for orders adding liquidity and pays $0.002 per share executed for orders taking liquidity for securities priced equal to or above $1.00. Futu Clearing Inc receives $0.00 per share executed on orders adding liquidity and pays $0.003 per share executed for orders taking liquidity on securities priced below $1.00. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 5.83 0.65 4.20 6.61 3.17 -107.27 -1.2608 16.14 8.4760 0.00 0.0000 -178.42 -3.6419 Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.84 16.44 75.14 3.58 CITADEL SECURITIES LLC 35.62 30.66 36.65 36.07 28.13 50734.12 5.9098 315123.13 6.4769 628680.61 17.9840 10100.83 13.8142 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 27.69 32.10 27.45 26.70 43.49 53283.68 5.8623 331412.59 7.0909 890803.34 22.2378 16451.61 20.2615 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 13.79 0.66 5.72 15.89 24.48 4131.78 5.7885 56150.12 7.8754 613181.02 26.0497 37075.21 4.8583 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Blue Ocean Technologies, LLC 12.41 0.00 20.35 12.06 0.00 0.00 0.0000 -83238.94 -7.4730 47108.07 10.1827 0.00 0.0000 Futu Clearing Inc. routes listed equity order flow to Blue Ocean Technologies LLC recognized as Trade.Com Online Securities, Inc. or under MPID: BLUE for the order handling and execution of customer limit orders entered between 8:00 pm up to 4:00 AM ET (Sunday – Thursday). Futu Clearing Inc receives $0.0006 per share executed for orders adding liquidity and pays $0.002 per share executed for orders taking liquidity for securities priced equal to or above $1.00. Futu Clearing Inc receives $0.00 per share executed on orders adding liquidity and pays $0.003 per share executed for orders taking liquidity on securities priced below $1.00. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 6.32 0.77 4.61 7.19 3.51 -5727.23 -3.7243 -861.76 -2.4003 0.00 0.0000 -14002.34 -2.8257 Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 2.49 6.96 74.82 15.73 CITADEL SECURITIES LLC 22.78 19.34 20.45 23.19 22.42 113107.08 44.5774 822237.31 47.2125 1272182.12 45.4342 106411.35 31.4540 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4985 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4934 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5934 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 19.85 18.27 18.99 20.01 19.72 107091.46 45.0409 645817.56 46.8154 1196225.98 45.5899 98536.50 32.3246 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4985 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4934 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5934 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers, LP 19.79 20.68 20.53 19.67 19.86 123448.79 44.4059 495945.91 45.1647 1319584.80 45.9465 98399.05 32.3416 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4985 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4934 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5934 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 18.95 20.52 20.01 18.84 18.78 91750.02 43.7178 347334.20 45.1714 790793.07 44.6684 57444.14 25.9224 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4985 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4934 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5934 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 18.62 21.20 20.02 18.28 19.21 128525.03 44.5207 694366.32 46.4818 1079511.61 45.6968 78988.92 30.0160 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4985 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4934 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5934 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 2026 03 100.00 4.96 12.50 78.12 4.42 CITADEL SECURITIES LLC 51.36 27.29 61.41 52.44 30.98 8813.02 9.9057 27042.33 9.1341 99973.12 24.2179 11202.26 18.0986 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 26.17 28.52 24.86 25.33 42.01 9395.72 9.9549 28561.71 9.3720 164074.60 29.4794 19045.93 22.7377 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 14.56 0.59 5.22 16.41 23.93 399.35 10.0000 3830.37 10.0000 112234.61 32.9989 14717.30 15.2566 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.25 17.23 75.25 3.27 CITADEL SECURITIES LLC 53.38 30.10 63.52 53.38 30.06 55334.80 6.4897 369811.11 5.6518 840271.82 15.0600 15247.07 12.9111 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 26.98 31.32 25.10 26.48 42.73 57793.09 6.3815 376974.53 6.4196 1148332.62 21.0569 21596.91 19.2550 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 13.71 0.62 5.55 15.85 24.41 4045.78 5.4964 63743.24 6.9124 776020.81 25.3501 44921.95 4.4377 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 2.59 6.62 73.17 17.63 CITADEL SECURITIES LLC 22.54 19.06 20.41 23.02 21.87 139243.15 43.4012 833670.73 45.5629 1464110.58 44.5925 120432.40 24.5809 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4835 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4874per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5874 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers, LP 20.01 21.01 20.68 19.91 19.99 148293.83 42.6858 509402.07 44.2229 1488124.74 44.7590 90378.47 21.4498 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4835 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4874 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5874 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 19.86 18.08 18.80 19.98 20.02 125101.17 43.6143 615559.72 45.2317 1368954.65 44.9301 99536.93 23.3631 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4835 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4874 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5874 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 18.91 20.72 20.00 18.79 18.73 102038.49 41.3879 366827.06 43.8653 898804.80 43.8369 38429.60 12.4183 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4835 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4874 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5874 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash/IMC Financial Markets 18.68 21.13 20.10 18.30 19.38 155135.57 43.4315 657935.28 44.7990 1236326.87 44.8519 64798.98 18.6414 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4835 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4874 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5874 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders.