1.3 FUTU CLEARING INC. 2026 2 2026-07-29T15:22:07Z 2026 04 100.00 5.07 12.84 76.89 5.20 CITADEL SECURITIES LLC 51.28 27.90 61.74 52.27 33.60 10574.72 9.8912 34672.87 9.0825 131160.82 24.2393 17320.25 16.1106 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 22.78 27.81 24.69 21.37 34.08 9978.53 9.9486 33798.51 9.4158 154367.06 29.1317 20990.04 19.8666 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 19.15 0.89 7.05 21.69 29.18 860.74 10.0016 5056.12 10.0000 158421.04 32.9978 22519.61 14.9482 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.48 16.40 75.80 3.32 CITADEL SECURITIES LLC 55.26 30.75 63.76 55.86 32.58 57931.57 7.6161 383588.23 6.6238 862489.25 18.0971 12108.96 13.0391 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 22.74 30.15 25.10 21.29 34.29 58597.33 7.1202 362705.86 7.4337 899166.42 23.3936 14185.69 18.3084 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 17.32 0.96 7.38 19.87 30.31 5970.45 5.7427 72481.60 8.2762 870122.17 28.3021 49227.44 5.1775 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 2.71 6.99 74.82 15.47 CITADEL SECURITIES LLC 22.44 21.82 21.92 22.53 22.38 211983.44 42.1953 1022189.21 43.9148 1536197.93 44.1050 122710.08 29.7205 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4535 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4754 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5754 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers LP 21.10 19.05 20.14 21.19 21.42 178667.86 42.2861 577420.12 42.4074 1642507.61 43.8085 101868.17 27.2790 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4535 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4754 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5754 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 21.02 17.69 19.28 21.30 21.06 171342.68 41.9029 781553.13 43.0001 1482295.99 44.2565 106907.01 28.5327 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4535 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4754 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5754 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 20.47 22.18 21.64 20.40 20.00 134201.91 40.8014 428722.20 41.3645 992878.44 43.4896 57396.01 20.8965 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4535 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4754 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5754 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash Financial Technologies 14.97 19.26 17.02 14.58 15.14 186681.28 42.2781 690390.66 42.4294 1069356.59 44.1500 55150.92 23.6953 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.4535 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4754 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5754 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 2026 05 100.00 4.82 14.03 77.10 4.04 CITADEL SECURITIES LLC 51.49 24.75 63.19 51.88 35.28 10838.11 9.9090 32886.84 8.9053 166017.47 24.2018 14866.35 17.5019 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 22.84 4.23 9.94 25.74 34.50 2579.18 10.0000 8290.64 10.0000 210504.79 32.9990 23501.44 13.6497 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 18.39 27.18 20.79 16.96 26.87 11529.96 9.9781 32911.47 9.4604 138333.83 29.5295 14488.41 19.6873 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.26 17.04 75.75 2.94 CITADEL SECURITIES LLC 54.89 27.42 64.29 55.10 34.79 61030.97 8.7227 460353.28 7.6394 1189301.71 20.9890 13704.84 12.1139 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 21.61 4.81 10.74 24.46 35.40 14642.57 8.7138 127108.26 9.1721 1240644.33 30.3091 68175.80 5.9551 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 18.60 29.64 21.18 17.08 26.62 66661.97 8.5935 418622.94 8.4477 942156.73 26.6918 11187.78 16.7199 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 2.39 5.97 77.24 14.41 CITADEL SECURITIES LLC 22.59 24.67 23.46 22.48 22.50 288770.82 43.1992 1089879.00 45.8712 1911271.23 45.6544 159029.41 36.8919 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.475 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.484 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.584 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers LP 22.29 17.59 19.92 22.56 22.61 231928.48 43.4049 571434.46 44.4509 2164188.33 45.5113 142611.04 34.5443 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.475 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.484 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.584 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 21.59 22.70 22.61 21.51 21.42 141208.55 41.5479 472952.20 43.7600 1281864.06 44.9915 93256.66 30.6977 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.475 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.484 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.584 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 19.99 17.34 18.68 19.79 22.07 211795.24 42.9113 812596.86 45.1211 1750401.45 45.8185 141004.25 34.3043 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.475 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.484 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.584 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash Financial Technologies 13.53 17.70 15.34 13.66 11.41 201696.66 43.0561 614847.47 44.3283 1191466.57 45.7166 60010.17 33.0145 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.475 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.484 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.584 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 2026 06 100.00 4.90 13.70 77.38 4.02 CITADEL SECURITIES LLC 51.67 20.53 60.88 52.88 35.02 6143.43 9.8243 24350.52 8.8560 139775.04 24.0969 12402.60 18.8168 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 22.43 8.60 12.94 24.36 34.62 2842.83 10.0000 11237.34 10.0000 163909.35 33.0000 21755.07 13.5027 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 18.30 24.64 19.72 17.17 27.45 7473.46 9.6908 26153.85 9.4011 121630.56 29.1608 12460.62 20.1801 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 4.30 17.16 75.46 3.08 CITADEL SECURITIES LLC 52.24 22.71 59.59 53.02 33.49 65417.39 9.0266 470611.61 7.7035 1335124.05 21.7720 16892.90 14.8448 Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market hours from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0006 per share executed as part of a cost+ model for orders executed outside regular market hours from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market hours from 8:00 pm up to 4:00 AM ET (Sunday – ending 4:00 AM EST Friday), the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Virtu Americas, LLC 20.27 9.37 12.52 22.14 32.86 28561.45 9.3667 184123.88 9.2943 1354970.93 30.8796 80053.00 6.0768 Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 18.32 26.25 19.27 17.32 26.57 75551.73 9.0756 452345.97 8.5241 1119799.15 26.9129 15986.17 17.7282 Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.0033 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0006 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. 100.00 3.01 6.68 75.87 14.44 CITADEL SECURITIES LLC 22.07 21.42 21.60 22.14 22.08 263491.65 49.3153 1061047.77 51.3361 1864225.33 47.6709 138626.51 35.2565 Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.544 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.5116 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.6116 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Wolverine Execution Services, LLC 20.86 21.90 21.71 20.83 20.44 199352.31 47.9520 556243.92 49.9126 1276163.01 46.9834 84199.16 28.9711 Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.544 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.5116 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.6116 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Global Execution Brokers LP 20.15 19.59 20.30 20.17 20.12 254453.82 49.7057 686438.12 50.9637 2017794.99 48.4465 126203.45 35.1149 Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.544 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.5116 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.6116 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Jane Street Capital 19.24 19.60 19.63 18.71 21.76 258653.47 49.5148 951329.39 51.4598 1657091.32 47.6406 136116.89 35.0584 Futu Clearing Inc. routes option order flow to Jane Street Capital recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.544 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.5116 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.6116 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Dash Financial Technologies 17.67 17.49 16.77 18.16 15.59 213591.25 49.3263 702873.69 51.0678 1500163.41 47.6292 75249.29 31.3532 Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.544 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.5116 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.6116 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders.