1.3 Guggenheim Securities, LLC 2026 1 2026-04-27T20:58:11Z 2026 01 100.00 0.01 0.59 10.24 89.15 Cboe EDGX Exchange, Inc. 20.71 2.13 9.21 3.85 22.72 -0.48 -3.0000 671.80 10.5912 132.72 7.7118 5752.71 22.8809 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ Nasdaq ISE, LLC 11.56 4.26 7.87 13.40 11.37 -9.89 -43.0000 -366.17 -27.3261 2910.53 62.1642 795.21 9.0881 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7 Cboe Exchange, Inc. 8.53 4.26 7.34 2.53 9.23 -0.76 -4.2500 -128.83 -7.3117 -47.36 -5.0712 -104.23 -1.2008 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf NYSE American LLC 8.23 4.26 9.98 2.34 8.90 -6.68 -4.0000 -269.00 -10.2087 -8.32 -4.0000 -1595.40 -16.4831 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf MIO 8.20 4.26 3.26 0.70 9.10 -6.68 -4.0000 -31.08 -4.2575 -1.64 -4.0000 -2090.26 -23.8914 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Miami International Securities Exchange [MIO] Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees Nasdaq PHLX LLC 7.00 4.26 3.65 5.84 7.16 -2.04 -4.0000 -127.38 -15.6872 -65.56 -4.0000 1706.60 16.7003 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 Boston Options Exchange 6.60 6.38 4.65 0.47 7.31 2.06 5.0244 379.12 13.1229 -8.01 -4.6842 4692.30 25.3802 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ Cboe C2 Exchange, Inc. 6.36 2.13 2.40 6.06 6.42 -2.64 -44.0000 -977.01 -51.6937 24.94 12.6599 -9032.98 -38.7815 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ Cboe BZX Exchange, Inc. 6.35 6.38 4.61 11.41 5.78 -57.49 -53.7290 -2574.81 -63.6070 3117.65 63.6515 4337.90 25.5938 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ PSE 5.57 6.38 3.93 6.55 5.47 -21.20 -53.0000 -943.15 -70.4369 39.15 8.3833 -1104.69 -11.0913 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE Arca [PSE], LLC Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Nasdaq MRX, LLC 2.83 4.26 7.05 4.98 2.56 -1.64 -2.9286 670.47 29.0498 -20.20 -4.0000 -422.28 -39.6135 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq MRX [MCRY] Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207 2026 02 100.00 0.00 0.78 10.03 89.19 Cboe EDGX Exchange, Inc. 31.08 3.33 11.39 4.02 34.30 -4.44 -5.4146 497.30 2.9318 302.61 8.8534 5449.59 15.8566 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ NYSE American LLC 10.49 3.33 10.74 2.47 11.39 -4.00 -4.0000 -1148.34 -15.0090 -8.52 -3.8552 464.35 6.7690 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf MIO 10.00 10.00 1.58 0.11 11.18 -4.72 -4.0000 -548.48 -15.9303 -0.08 -4.0000 -3505.19 -22.6463 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Miami International Securities Exchange [MIO] Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees Cboe Exchange, Inc. 8.36 6.67 10.63 2.98 8.95 -2.22 -4.4300 -685.51 -17.5413 -319.70 -4.4738 205.91 1.6057 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Nasdaq PHLX LLC 8.04 3.33 2.26 7.29 8.17 -24.75 -45.0000 -492.30 -13.1315 -214.96 -4.0000 2444.88 12.8786 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 Cboe BZX Exchange, Inc. 6.20 6.67 3.67 12.52 5.52 -101.52 -54.8757 -4689.76 -60.7089 7551.06 69.4095 2948.00 26.5132 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ Boston Options Exchange 5.46 6.67 6.95 0.10 6.04 -7.46 -13.8148 482.25 7.3068 -46.40 -10.0000 1249.70 24.0142 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ Cboe C2 Exchange, Inc. 4.97 3.33 1.74 4.61 5.04 -63.36 -44.0000 -3623.82 -47.0138 37.41 10.9386 -695.22 -6.5960 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ Nasdaq ISE, LLC 4.80 3.33 11.02 18.00 3.26 -143.62 -43.0000 -1171.01 -32.9213 4422.36 54.2554 119.20 2.7215 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7 PSE 4.79 3.33 2.71 5.82 4.69 -117.66 -53.0000 -1783.41 -58.9167 363.68 29.1878 -2165.95 -17.6538 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE Arca [PSE], LLC Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf 2026 03 100.00 0.05 0.31 8.30 91.33 Cboe EDGX Exchange, Inc. 31.32 3.78 6.47 3.47 33.95 -63.09 -3.0000 -51.42 -0.1911 514.61 8.8482 1886.12 4.2345 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ MIO 9.52 3.78 2.89 0.22 10.39 -51.05 -4.2720 -245.45 -19.1608 -19.32 -4.0000 -430.62 -5.7879 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Miami International Securities Exchange [MIO] Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees NYSE American LLC 9.09 1.56 6.39 5.15 9.46 -22.24 -4.0000 -202.69 -7.8592 -66.75 -4.8265 3572.12 23.5411 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf Cboe Exchange, Inc. 8.15 3.56 4.62 3.47 8.59 -37.25 -12.0558 -317.78 -24.9237 -266.64 -4.3357 977.33 16.8215 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Nasdaq PHLX LLC 7.99 3.11 2.97 2.43 8.51 -35.40 -4.3013 -708.29 -31.4098 -72.16 -4.0000 3531.00 25.9442 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 Boston Options Exchange 7.14 5.33 4.47 0.17 7.78 -124.02 -10.9947 45.41 1.2383 -52.97 -4.1874 4420.70 32.5722 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ Cboe BZX Exchange, Inc. 5.80 8.89 4.82 13.56 5.09 -1082.57 -53.2761 -1161.90 -59.5846 10049.15 62.4753 2018.20 30.7559 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ Cboe C2 Exchange, Inc. 5.19 3.78 3.43 10.76 4.68 -273.24 -44.0000 -2073.77 -48.9212 75.21 0.7662 496.80 8.9546 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ PSE 5.02 4.22 4.66 8.92 4.66 -1025.55 -53.0000 -1867.03 -58.0725 1637.66 23.3851 655.55 5.9374 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE Arca [PSE], LLC Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Nasdaq ISE, LLC 3.66 5.56 6.43 12.14 2.88 -693.52 -38.1894 -735.58 -32.3759 7086.36 92.1383 890.60 23.4060 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7