1.3 Guggenheim Securities, LLC 2026 2 2026-07-29T18:23:07Z 2026 04 100.00 0.01 0.20 5.33 94.46 CBOE EDGX 24.80 1.96 8.86 1.26 26.16 -1.53 -3.0000 1096.68 8.0555 405.16 17.0235 2896.10 28.6572 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions.  Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable.  For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ MIAX OPTIONS 10.64 0.00 4.00 0.34 11.24 0.00 0.0000 -56.28 -4.8643 -0.36 -4.0000 -103.43 -3.5276 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to MIAX Options Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees Cboe Exchange, Inc. 10.10 3.92 6.55 1.67 10.58 -2.17 -4.2549 -52.22 -14.5056 -7.71 -10.4189 -446.30 -12.4700 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Nasdaq PHLX LLC 9.97 3.92 4.49 0.34 10.53 -328.50 -45.0000 -50.11 -32.9671 -0.04 -4.0000 571.90 13.7608 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 Boston Options Exchange 8.88 5.88 5.95 0.34 9.36 -68.04 -18.7438 -359.65 -9.2885 0.00 0.0000 474.05 28.3523 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ NYSE AMER 6.46 1.96 7.65 2.91 6.66 -0.04 -4.0000 -53.07 -9.3433 -1.16 -4.0000 -345.60 -20.4376 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf Nasdaq ISE, LLC 6.10 7.84 3.88 20.58 5.28 -1020.82 -43.0000 -658.82 -74.0247 2502.88 94.3415 351.00 34.8214 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7 MIAX SAPPHIRE LLC 5.77 3.92 4.37 0.02 6.10 19.66 7.6202 189.27 18.3046 0.00 0.0000 288.45 30.7188 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to MIAX Sapphire LLC [EMLD] Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees CBOE BZX Options Exchange 5.31 5.88 4.61 23.05 4.31 -1424.58 -52.0110 -337.87 -49.3962 3714.87 46.8458 548.85 29.9264 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ CBOE C2 4.86 5.88 1.94 20.06 4.01 -2683.12 -44.8682 -474.49 -46.1566 2619.23 50.6719 499.60 33.0861 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ 2026 05 100.00 0.20 0.23 8.46 91.11 CBOE EDGX 25.55 3.01 11.93 1.05 27.91 -123.84 -9.6000 464.24 9.4473 936.16 20.6384 847.10 30.3838 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions.  Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable.  For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ CBOE BZX Options Exchange 10.17 4.10 4.82 26.02 8.72 -500.59 -51.6072 -148.53 -56.2614 3803.53 69.9693 404.80 25.9321 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ MIAX OPTIONS 9.31 8.74 2.06 0.00 10.20 -79.83 -4.0482 -248.32 -67.2954 0.00 0.0000 298.00 34.6915 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to MIAX Options Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees Cboe Exchange, Inc. 9.04 1.37 8.03 0.95 9.81 -12.62 -19.7188 -42.40 -24.5087 -0.47 -4.2727 238.33 34.5406 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Boston Options Exchange 8.46 2.19 3.21 0.11 9.26 -33.42 -11.4061 -110.96 -39.0704 -56.45 -7.2187 545.55 29.0495 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ Nasdaq PHLX LLC 7.95 7.92 1.61 0.00 8.71 -113.78 -9.0302 -22.80 -43.0189 0.00 0.0000 513.61 29.4501 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 Nasdaq ISE, LLC 6.12 6.56 8.03 19.96 4.83 -693.81 -16.9553 -110.40 -45.4321 2388.16 92.8884 162.20 35.8057 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7 NYSE AMER 5.99 4.10 10.09 0.67 6.48 -40.00 -4.0000 -373.61 -27.5931 -6.48 -4.4384 239.00 39.1162 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf CBOE C2 5.69 2.73 3.67 23.32 4.06 -335.72 -44.0000 -305.50 -65.8405 1776.78 46.8560 157.60 32.9707 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ NYSE ARCA 4.42 4.92 5.73 5.93 4.28 -531.06 -53.0000 -203.67 -45.3608 657.78 23.2349 229.25 31.1058 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE Arca [PSE], LLC Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf 2026 06 100.00 0.06 0.21 14.66 85.07 CBOE EDGX 21.11 6.36 11.54 1.99 24.44 -57.94 -6.0480 503.41 12.1158 1055.45 19.4374 3533.39 34.1357 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions.  Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable.  For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE EDGX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/edgx/ NYSE ARCA 8.29 2.73 5.64 16.01 6.97 -118.72 -53.0000 -249.76 -62.7538 728.55 22.3962 1070.80 36.1147 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE Arca [PSE], LLC Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf CBOE BZX Options Exchange 8.02 3.64 5.38 16.43 6.58 -161.62 -50.9842 -173.18 -74.6466 4212.74 78.0426 391.80 35.7808 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE BZX Options Exchange Options Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/bzx/ MIAX OPTIONS 7.95 5.45 3.85 0.05 9.33 -19.12 -4.0000 -20.72 -14.0000 0.00 0.0000 908.56 30.9877 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to MIAX Options Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees Nasdaq PHLX LLC 7.87 4.55 3.85 0.09 9.23 47.52 10.2857 -32.25 -26.4344 0.00 0.0000 1358.26 31.0318 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq PHLX, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7 CBOE C2 7.65 4.55 2.82 16.39 6.16 -128.04 -44.0000 -164.54 -74.7909 2278.38 59.0713 487.50 37.7907 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE C2 Options Exchange [C2OX] Pricing Schedule available at https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ NYSE AMER 7.40 3.64 5.13 12.39 6.55 -14.32 -4.0000 -18.91 -4.1652 -8.32 -4.0000 406.20 36.9945 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to NYSE American Options Pricing Schedule available at https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf Cboe Exchange, Inc. 7.39 3.64 3.59 1.99 8.33 -0.59 -29.5000 -111.35 -23.9978 -286.25 -25.3543 273.31 9.6033 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to CBOE Pricing Schedule available at https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf Nasdaq ISE, LLC 7.31 7.27 4.10 14.55 6.07 -377.27 -31.6236 -34.37 -27.4960 3250.94 88.6298 880.73 37.1773 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Nasdaq ISE, LLC Pricing Schedule available at https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7 Boston Options Exchange 6.94 3.64 5.13 0.04 8.13 -13.04 -6.4876 81.93 9.7652 0.00 0.0000 1069.50 32.7064 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to Boston Options Exchange, LLC Fee Schedule available at https://boxexchange.com/regulatory/fees/ MIAX SAPPHIRE LLC 5.80 2.73 4.87 0.06 6.79 -114.23 -51.2242 281.05 69.0541 0.00 0.0000 320.43 35.6033 Guggenheim Securities, LLC accesses liquidity through Matrix Executions (“Matrix”), Wolverine Execution Services, LLC (“WEX”), and Dash/IMC Financial Markets(“Dash”) and they make all routing decisions. Guggenheim Securities, LLC pays exchange, regulatory, market data and clearing fees and may receive exchange rebates where applicable. For additional information regarding Matrix’s routing statistics, please refer to the relevant quarterly disclosure available at https://matrixexecutions.com/rule-606/ For additional information regarding WEX’s routing statistics, please refer to the relevant quarterly disclosure available at https://www.tradewex.com/Home/Rule606 For additional information regarding Dash’s routing statistics, please refer to the relevant quarterly disclosure available at https://dashfinancial.com/rule-606/ Additionally, please refer to MIAX Sapphire LLC [EMLD] Pricing Schedule available at https://www.miaxglobal.com/markets/us-options/all-options-exchanges/fees