1.2 rhco 2026 3 2026-10-12T19:16:20Z 2026 7 100.00 0.00 0.00 0.00 100.00 New York Stock Exchange XNYS 54.90 0.00 0.00 0.00 54.90 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 101.0362 12629.5200 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] NASDAQ – All Markets XNAS 41.18 0.00 0.00 0.00 41.18 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 5443.6386 10118.2874 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] 100.00 0.00 0.00 0.00 100.00 NASDAQ – All Markets XNAS 46.25 0.00 0.00 0.00 46.25 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 40686.5366 8448.2011 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] New York Stock Exchange XNYS 38.75 0.00 0.00 0.00 38.75 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 7.6920 769.2000 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] Virtu Americas LLC VALR 6.25 0.00 0.00 0.00 6.25 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [*The Firm does receive payments for equity orders routed to Virtu Americas LLC, and it receives exchange rebates or credits from Virtu Americas LLC. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to Virtu Americas LLC.] Citadel Derivatives Group CDRG 5.00 0.00 0.00 0.00 5.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [*The Firm does receive payments for equity orders routed to Citadel Securities, and it receives exchange rebates or credits from Citadel Securities. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to Citadel Securities.] 0.00 0.00 0.00 0.00 0.00 2026 8 100.00 0.00 0.00 0.00 100.00 NASDAQ – All Markets XNAS 48.48 0.00 0.00 0.00 48.48 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 117157.7673 74622.7817 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] New York Stock Exchange XNYS 42.42 0.00 0.00 0.00 42.42 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 30.3120 757.8000 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] 100.00 0.00 0.00 0.00 100.00 NASDAQ – All Markets XNAS 58.82 0.00 0.00 0.00 58.82 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 1269.0325 1364.5511 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] New York Stock Exchange XNYS 17.65 0.00 0.00 0.00 17.65 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] NSDQ NSDQ 8.82 0.00 0.00 0.00 8.82 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [] Global X US 500 Income Edge ET EDGX 2.94 0.00 0.00 0.00 2.94 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 149.3130 4977.1000 [*The Firm does receive payments for equity orders routed to Global X US 500 Income Edge ETF, and it receives exchange rebates or credits from Global X US 500 Income Edge ETF. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to Global X US 500 Income Edge ETF.] Clearpool Securities CPEM 2.94 0.00 0.00 0.00 2.94 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [*The Firm does receive payments for equity orders routed to Clearpool Securities, and it receives exchange rebates or credits from Clearpool Securities. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold; *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to Clearpool Securities.] 0.00 0.00 0.00 0.00 0.00 2026 9 100.00 0.00 0.00 0.00 100.00 New York Stock Exchange XNYS 47.92 0.00 0.00 0.00 47.92 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] NASDAQ – All Markets XNAS 41.67 0.00 0.00 0.00 41.67 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 684879.4506 154321.6428 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] Citadel Derivatives Group CDRG 8.33 0.00 0.00 0.00 8.33 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 [*The Firm does receive payments for equity orders routed to Citadel Securities, and it receives exchange rebates or credits from Citadel Securities. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to Citadel Securities.] 100.00 0.00 0.00 0.00 100.00 NASDAQ – All Markets XNAS 60.64 0.00 0.00 0.00 60.64 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 1342.3092 1677.8865 [*The Firm does receive payments for equity orders routed to NASDAQ- All Markets, and it receives exchange rebates or credits from NASDAQ- All Markets. *The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. *The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. *The Firm does not have any arrangement for volume-based tiered payment schedules; and *The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to NASDAQ - All Markets.] New York Stock Exchange XNYS 32.98 0.00 0.00 0.00 32.98 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 7.1370 713.7000 [•The Firm does receive payments for equity orders routed to the New York Stock Exchange, and it receives exchange rebates or credits from the New York Stock Exchange. • The Firm does not receive incentives for equaling or exceeding an agreed upon order flow volume threshold. • The Firm is not penalized for failing to meet an agreed upon minimum order flow threshold. • The Firm does not have any arrangement for volume-based tiered payment schedules; and • The Firm does not have agreements in place regarding the minimum amount of order flow that the Firm sends to the New York Stock Exchange.] 0.00 0.00 0.00 0.00 0.00