1.3 Citigroup Global Markets Inc. ("CGMI") Wealth 2026 1 2026-04-10T21:43:11Z 2026 01 100.00 61.95 3.82 30.68 3.54 CITADEL SECURITIES LLC 26.18 25.48 25.33 26.89 33.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Jane Street Capital 16.73 16.99 16.79 16.96 10.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. G1 Execution Services, LLC 13.45 13.25 14.40 13.45 15.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Virtu Americas, LLC 11.96 11.67 11.84 12.32 13.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. Hudson River Trading (HRT) 11.89 11.89 12.08 11.86 12.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 StoneX Financial, Inc. 6.91 7.73 6.70 5.71 3.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 6.34 6.11 6.64 6.51 8.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. UBS Securities, LLC 6.06 6.11 6.22 6.29 2.93 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. 100.00 65.64 5.12 26.19 3.05 CITADEL SECURITIES LLC 23.25 23.33 22.44 22.97 25.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Jane Street Capital 19.04 18.80 19.05 20.10 15.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. G1 Execution Services, LLC 18.39 18.02 18.80 18.65 23.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Virtu Americas, LLC 12.15 11.98 12.15 12.38 13.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. Hudson River Trading (HRT) 10.12 10.39 10.33 9.60 8.52 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 5.84 5.71 6.25 6.01 6.64 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. UBS Securities, LLC 5.80 5.57 6.45 6.42 4.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. 100.00 23.83 4.23 67.38 4.56 CITADEL SECURITIES LLC 33.36 33.77 33.07 34.68 11.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Wolverine Execution Services, LLC 22.67 19.42 19.81 23.03 36.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Wolverine Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Wolverine Execution Services, LLC. Global Execution Brokers LP 22.25 20.23 21.10 21.40 46.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Global Execution Brokers LP. Nor does CGMI Wealth receive any services or technologies subsidized by Global Execution Brokers LP. DASH Financial Option ATS 17.27 19.42 18.95 17.30 4.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from DASH Financial Option ATS. Nor does CGMI Wealth receive any services or technologies subsidized by DASH Financial Option ATS. 2026 02 100.00 62.28 3.61 30.06 4.05 CITADEL SECURITIES LLC 25.85 24.93 26.09 27.23 29.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Jane Street Capital 16.74 16.84 17.06 17.11 12.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. G1 Execution Services, LLC 13.29 13.12 12.88 13.35 16.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Hudson River Trading (HRT) 12.18 12.34 12.26 11.94 11.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 11.97 11.95 12.33 11.70 14.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. StoneX Financial, Inc. 7.25 8.00 7.05 6.21 3.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBS Securities, LLC 6.21 6.34 6.69 6.17 4.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. Two Sigma Securities, LLC 6.07 5.81 5.64 6.28 8.89 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. 100.00 64.81 4.75 27.07 3.36 CITADEL SECURITIES LLC 23.29 23.38 22.94 22.92 25.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Jane Street Capital 19.05 18.95 18.31 19.70 16.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. G1 Execution Services, LLC 18.26 18.05 18.24 18.45 20.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Virtu Americas, LLC 12.23 11.98 13.05 12.48 13.81 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. Hudson River Trading (HRT) 9.78 10.03 10.39 9.54 5.99 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 6.00 5.89 5.57 6.15 7.29 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. UBS Securities, LLC 5.84 5.68 6.63 6.32 3.93 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. 100.00 27.83 4.17 64.76 3.24 CITADEL SECURITIES LLC 32.07 31.40 32.68 33.35 11.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Global Execution Brokers LP 21.56 19.27 19.26 21.50 45.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Global Execution Brokers LP. Nor does CGMI Wealth receive any services or technologies subsidized by Global Execution Brokers LP. Wolverine Execution Services, LLC 20.52 19.67 18.68 19.95 41.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Wolverine Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Wolverine Execution Services, LLC. DASH Financial Option ATS 18.01 19.59 17.90 18.15 1.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from DASH Financial Option ATS. Nor does CGMI Wealth receive any services or technologies subsidized by DASH Financial Option ATS. Jane Street Execution Services, LLC 7.18 8.51 10.60 6.75 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 2026 03 100.00 62.12 3.41 30.48 3.99 CITADEL SECURITIES LLC 26.32 25.70 26.92 26.81 31.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Jane Street Capital 16.72 16.75 17.03 17.59 9.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. G1 Execution Services, LLC 14.12 13.86 14.28 14.43 15.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Hudson River Trading (HRT) 11.91 11.84 12.18 11.73 14.10 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Virtu Americas, LLC 11.40 11.25 10.58 11.43 14.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. StoneX Financial, Inc. 6.81 7.70 6.83 5.44 3.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 6.67 6.34 6.38 7.01 9.47 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. UBS Securities, LLC 5.82 6.19 5.80 5.55 2.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. 100.00 62.84 4.64 29.45 3.07 CITADEL SECURITIES LLC 23.80 24.06 22.53 23.10 27.14 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. G1 Execution Services, LLC 19.62 19.55 20.11 19.52 21.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from G1 Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by G1 Execution Services, LLC. Jane Street Capital 19.26 19.17 19.89 19.76 15.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Jane Street Capital. Nor does CGMI Wealth receive any services or technologies subsidized by Jane Street Capital. Virtu Americas, LLC 11.84 11.69 12.10 12.03 12.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Virtu Americas, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Virtu Americas, LLC. Hudson River Trading (HRT) 9.31 9.35 9.12 9.54 6.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Two Sigma Securities, LLC 5.57 5.40 5.88 5.69 7.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Two Sigma Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Two Sigma Securities, LLC. UBS Securities, LLC 5.38 5.21 5.91 5.88 3.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from UBS Securities, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by UBS Securities, LLC. 100.00 28.02 3.52 65.69 2.76 CITADEL SECURITIES LLC 30.49 30.49 31.85 31.44 6.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Citadel Securities LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Citadel Securities LLC. Wolverine Execution Services, LLC 20.76 20.16 19.25 20.35 38.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Wolverine Execution Services, LLC. Nor does CGMI Wealth receive any services or technologies subsidized by Wolverine Execution Services, LLC. Global Execution Brokers LP 20.38 18.07 19.35 19.96 55.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from Global Execution Brokers LP. Nor does CGMI Wealth receive any services or technologies subsidized by Global Execution Brokers LP. DASH Financial Option ATS 18.46 19.46 18.15 18.82 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 CGMI has entered into a Fully Disclosed Clearing Agreement with Pershing LLC pursuant to which Pershing provides clearing and custody services for the accounts of the wealth line of business that offer investment products through CGMI (“CGMI Wealth”). There are multiple lines of business under the CGMI broker dealer and this particular disclosure pertains to the CGMI Wealth line of business, identified as market participant CGWM. CGMI Wealth routes customer orders in equity securities and/or exchange-traded options to Pershing for order handling. The CGMI Wealth business does not receive or solicit payment for order flow for these orders, nor does CGMI Wealth share in any profits derived by Pershing for the execution of these orders. In addition, CGMI Wealth does not receive any sort of consideration from DASH Financial Option ATS. Nor does CGMI Wealth receive any services or technologies subsidized by DASH Financial Option ATS. Jane Street Execution Services, LLC 9.52 11.27 9.78 9.17 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000