1.3 MLCO.GWIM_NEW 2026 1 2026-04-29T15:35:12Z 2026 01 100.00 50.09 2.21 46.29 1.40 BofA Securities, Inc. 72.96 50.21 86.96 96.15 98.51 -5542.15 -0.3751 -6246.66 -2.8462 130434.46 23.7324 2774.80 2.1768 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 15.52 30.99 0.00 0.00 0.01 -33279.20 -7.0000 0.00 0.0000 0.00 0.0000 -1.42 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 2.16 4.30 0.08 0.00 0.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 2.13 4.22 0.28 0.00 0.47 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.62 3.24 0.06 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NEW YORK STOCK EXCHANGE, INC. 1.29 0.42 7.35 1.97 0.02 -220.37 -2.0368 -307.98 -2.3319 764.74 18.2138 -2.10 -4.7229 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. Two Sigma Securities, LLC 1.27 2.52 0.04 0.00 0.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 1.09 2.15 0.04 0.00 0.69 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.03 0.24 4.97 1.73 0.05 -153.37 -2.5107 -333.52 -4.0091 1850.27 29.2626 -1.89 -5.1338 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. UBS Securities, LLC 0.73 1.45 0.02 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. 100.00 48.58 4.06 45.68 1.68 BofA Securities, Inc. 76.99 56.54 88.55 96.90 99.02 -12497.09 -0.1988 -155145.90 -5.6766 655184.34 21.2288 9407.49 1.3509 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 12.45 25.62 0.00 0.00 0.02 -53832.26 -7.0000 0.00 0.0000 0.00 0.0000 -7.34 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. “MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 2.02 4.15 0.10 0.00 0.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 1.98 4.04 0.26 0.00 0.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.49 3.07 0.07 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 1.16 2.37 0.06 0.00 0.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 1.00 2.04 0.05 0.00 0.52 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 0.66 1.36 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE Arca, Inc. 0.62 0.16 3.39 0.88 0.03 -2348.19 -15.0240 -5538.80 -14.5203 2546.36 22.1180 -1.31 -0.7999 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. The Nasdaq Stock Market LLC 0.59 0.11 2.74 0.92 0.02 -394.76 -3.9307 -8103.82 -21.5524 6336.47 22.8242 0.34 0.2688 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. 100.00 5.06 22.23 63.05 9.66 NYSE ARCA OPTIONS 43.45 0.00 15.92 62.29 6.59 0.00 0.0000 127471.66 44.3041 712245.16 53.1986 -1111.80 -4.5547 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing during this quarter. In January and February, BofAS qualified for an additional $0.25 customer posting rebate and $0.24 pro-customer posting rebate in Penny Interval Program symbols. In March, BofAS qualified for an additional $0.20 customer posting rebate in Penny Interval Program symbols. In January and February, BofAS qualified for an additional $0.25 customer and pro-customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Information reflecting NYSE Arca’s (Options) fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Nasdaq PHLX LLC 8.40 0.03 2.29 11.50 6.66 86.10 65.2273 3229.78 8.8970 24771.81 25.4493 -778.46 -3.8147 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207. Information reflecting Nasdaq PHLX’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. The NASDAQ Options Market LLC 7.60 0.00 1.94 11.36 0.08 0.00 0.0000 -16180.53 -14.8966 210662.69 66.3515 -1.58 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing benefits during this quarter. In Q1 2026, BofAS qualified for an additional $0.30 customer posting rebate in Penny Interval Program symbols and an additional $0.30 customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207. Information reflecting The Nasdaq Options Market’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. CITADEL SECURITIES LLC 5.78 37.77 13.50 1.38 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Global Execution Brokers, LP 5.23 35.78 10.92 1.57 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 4.67 0.01 3.88 3.41 17.20 -2.42 -48.4000 -4582.60 -6.1149 20591.30 12.4440 14230.29 5.6974 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s SEC approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Information reflecting Cboe Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. MIAX SAPPHIRE LLC 3.97 0.00 16.60 0.43 0.13 0.00 0.0000 167970.16 41.7254 700.20 7.1202 -67.77 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Sapphire. Information reflecting MIAX Sapphire’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Dash/IMC Financial Markets 3.58 26.41 2.63 1.33 8.53 288.54 0.2650 20350.82 19.4503 29408.70 32.9720 22605.20 32.9844 Orders routed to this market center for execution may be executed by such center or may be further routed by Dash to other venues (such as exchanges or other market centers) for execution. For MLPF&S’s customer orders routed to exchanges, Dash pays fees or receives credits in accordance with the published fee schedules of the relevant exchanges, may receive incremental pricing benefits in accordance with such published fee schedules, and may participate in fee programs sponsored by the relevant exchanges. In some cases, the credits or rebates offered by relevant exchanges to Dash over a period of time may exceed the charges assessed and, in such cases, Dash passes through to BofAS the net credit or net charge attributable to MLPF&S customer orders, which BofAS in turn passes through to MLPF&S. BOX Exchange LLC 1.90 0.00 3.97 0.43 7.73 0.00 0.0000 -1149.40 -1.1293 -121.58 -2.5488 -2152.04 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://boxexchange.com/regulatory/fees/. Information reflecting BOX Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Cboe EDGX Exchange, Inc. 1.80 0.00 3.32 0.39 8.45 0.00 0.0000 26049.72 24.8803 243.64 5.6940 -349.31 -2.0139 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s SEC approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/. Information reflecting CBOE EDGX Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. 2026 02 100.00 48.38 2.14 48.00 1.48 BofA Securities, Inc. 74.05 50.91 86.29 96.09 98.50 -6040.00 -0.4160 -6416.29 -2.6098 126249.87 23.7080 3451.51 2.4538 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 14.69 30.36 0.00 0.00 0.03 -29450.67 -7.0000 0.00 0.0000 0.00 0.0000 -1.28 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 2.07 4.27 0.08 0.00 0.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 2.04 4.19 0.27 0.00 0.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.57 3.24 0.08 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NEW YORK STOCK EXCHANGE, INC. 1.29 0.40 7.30 1.95 0.05 -214.77 -2.2394 -288.83 -2.4013 975.35 17.7326 -3.09 -3.7703 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. Two Sigma Securities, LLC 1.22 2.51 0.05 0.00 0.22 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.10 0.25 5.42 1.79 0.05 -167.94 -2.6866 -598.50 -6.6841 1652.87 27.6386 -13.32 -6.0027 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. G1 Execution Services, LLC 1.05 2.15 0.05 0.00 0.72 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 0.70 1.44 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. 100.00 46.57 3.96 47.92 1.56 BofA Securities, Inc. 77.32 55.70 87.75 96.77 99.01 -11866.86 -0.2264 -140779.12 -5.6849 495402.96 20.1043 8655.57 1.6454 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 12.18 26.15 0.00 0.00 0.04 -48546.86 -7.0000 0.00 0.0000 0.00 0.0000 -9.74 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. “MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 1.96 4.20 0.10 0.00 0.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 1.93 4.12 0.20 0.00 0.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.47 3.14 0.09 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 1.13 2.42 0.06 0.00 0.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 0.98 2.08 0.05 0.00 0.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE Arca, Inc. 0.69 0.18 3.50 0.98 0.02 -2167.63 -15.0519 -5601.75 -15.9658 2189.43 19.2782 1.08 1.7753 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. UBS Securities, LLC 0.65 1.39 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 0.63 0.11 2.87 0.96 0.02 -326.03 -3.4846 -8258.41 -20.3310 6986.30 22.5887 0.48 0.2367 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. 100.00 5.19 21.87 61.77 11.17 NYSE ARCA OPTIONS 43.24 0.00 15.30 63.27 7.30 0.00 0.0000 112631.07 47.6477 627985.97 53.6187 -1099.64 -4.5740 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing during this quarter. In January and February, BofAS qualified for an additional $0.25 customer posting rebate and $0.24 pro-customer posting rebate in Penny Interval Program symbols. In March, BofAS qualified for an additional $0.20 customer posting rebate in Penny Interval Program symbols. In January and February, BofAS qualified for an additional $0.25 customer and pro-customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Information reflecting NYSE Arca’s (Options) fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Nasdaq PHLX LLC 8.64 0.03 2.15 11.86 7.54 73.20 65.9459 2260.17 7.7295 17137.20 23.5246 -882.82 -4.2246 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207. Information reflecting Nasdaq PHLX’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. The NASDAQ Options Market LLC 7.25 0.00 1.81 11.10 0.03 0.00 0.0000 -8119.12 -9.7112 191282.20 68.3309 -14.40 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing benefits during this quarter. In Q1 2026, BofAS qualified for an additional $0.30 customer posting rebate in Penny Interval Program symbols and an additional $0.30 customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207. Information reflecting The Nasdaq Options Market’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. CITADEL SECURITIES LLC 5.80 37.27 13.69 1.41 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Global Execution Brokers, LP 5.21 35.47 10.92 1.60 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 4.52 0.00 4.35 3.21 14.19 -17.20 -43.0000 -4338.48 -5.8465 19862.94 13.5017 10864.61 8.1139 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s SEC approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Information reflecting Cboe Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. MIAX SAPPHIRE LLC 3.98 0.00 17.11 0.37 0.05 0.00 0.0000 143194.02 42.4130 299.55 5.4178 -40.77 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Sapphire. Information reflecting MIAX Sapphire’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Dash/IMC Financial Markets 3.52 27.22 2.62 1.27 6.71 162.30 0.1507 17474.03 20.4892 26653.61 32.3604 16659.33 31.1128 Orders routed to this market center for execution may be executed by such center or may be further routed by Dash to other venues (such as exchanges or other market centers) for execution. For MLPF&S’s customer orders routed to exchanges, Dash pays fees or receives credits in accordance with the published fee schedules of the relevant exchanges, may receive incremental pricing benefits in accordance with such published fee schedules, and may participate in fee programs sponsored by the relevant exchanges. In some cases, the credits or rebates offered by relevant exchanges to Dash over a period of time may exceed the charges assessed and, in such cases, Dash passes through to BofAS the net credit or net charge attributable to MLPF&S customer orders, which BofAS in turn passes through to MLPF&S. BOX Exchange LLC 2.02 0.00 4.19 0.29 8.26 0.00 0.0000 208.39 0.2652 -62.28 -2.2882 -2083.82 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://boxexchange.com/regulatory/fees/. Information reflecting BOX Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Nasdaq ISE, LLC 1.85 0.00 1.86 0.85 8.23 0.00 0.0000 -10919.28 -22.6503 7142.89 29.4686 -1173.03 -2.0494 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/ise/rules. 2026 03 100.00 46.84 1.93 49.99 1.24 BofA Securities, Inc. 72.71 47.00 85.25 95.66 98.72 -5773.03 -0.3924 -4932.57 -1.9477 123144.15 23.9683 3356.30 2.2923 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 15.27 32.61 0.00 0.00 0.02 -34363.38 -7.0000 0.00 0.0000 0.00 0.0000 -0.25 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 2.20 4.69 0.09 0.00 0.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 2.16 4.59 0.34 0.00 0.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.65 3.52 0.08 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NEW YORK STOCK EXCHANGE, INC. 1.38 0.42 7.60 2.08 0.09 -180.90 -1.9572 -219.47 -2.2070 968.59 17.6112 -42.86 -5.5611 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse/NYSE_Price_List.pdf. Two Sigma Securities, LLC 1.29 2.75 0.05 0.00 0.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.28 0.23 5.91 2.10 0.03 -114.39 -2.4170 -729.96 -9.0531 1899.54 27.4297 1.33 2.2077 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. G1 Execution Services, LLC 1.11 2.34 0.06 0.00 0.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 0.74 1.57 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. 100.00 46.13 4.03 48.39 1.45 BofA Securities, Inc. 76.87 54.25 88.45 96.79 99.09 -11724.88 -0.2213 -141658.68 -5.6960 599777.80 21.4180 8454.88 1.5621 Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") is a broker-dealer that executes its customer orders in National Market System (“NMS”) securities as agent. MLPF&S routes the bulk of its customer held orders in NMS stocks and NMS securities that are option contracts to its affiliated broker-dealer under common control, BofA Securities, Inc. (“BofAS”), for further order handling, leveraging BofAS’s connectivity and other infrastructure. As further described below, BofAS then may either further route, as agent, MLPF&S customer orders to other venues for execution or, with respect to MLPF&S’s brokerage customer orders in NMS stocks, BofAS may execute such MLPF&S customer orders on a principal basis. BofAS acts as a registered market maker in numerous Nasdaq and other exchange-listed securities and may execute customer orders in such securities on a principal basis. BofAS also may principally commit capital to facilitate customer transactions or serve as the contra-side to customer orders executed internally through one or more alternative trading systems operated by BofAS. BofAS, however, does not transact on a principal basis with respect to any orders executed on behalf of MLPF&S investment advisory customers or with respect to any MLPF&S customer orders in option contracts. BofAS stands to realize 100% of any profits or losses generated when BofAS trades as agent or principal with respect to MLPF&S customer orders. In addition, BofAS may route MLPF&S customer orders to other venues including but not limited to national securities exchanges, multi-lateral trading facilities, other alternative trading systems or external liquidity providers, or broker-dealers. For information about BofAS’s routing of its customer orders in NMS securities and the material aspects of its relationships with its identified trading venues, see BofAS’s quarterly public disclosure, available at http://public.s3.com/rule606/bofas. When BofAS routes orders to certain SEC-registered securities exchanges, BofAS pays fees and receives credits in accordance with that market center’s published fee schedule filed with the SEC, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by a market center to BofAS over a period of time will exceed the charges assessed. Likewise, in some cases, the charges over a period of time will exceed the credits. BofAS passes through to MLPF&S the net credit or net charge attributable to MLPF&S customer orders. Aside from holdings that BofAS may acquire from time to time as part of its ordinary market making, block positioning, client facilitation and related hedging activities, an MLPF&S affiliate under common control may acquire equity stakes in market centers as part of a strategic investment. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Pearl, LLC and MIAX Emerald, LLC. Additionally, BofAS owns and is the broker-dealer operator of Instinct X®, an NMS stock Alternative Trading System in the United States Level Markets, LLC 12.53 27.17 0.00 0.00 0.02 -64503.33 -7.0000 0.00 0.0000 0.00 0.0000 -4.36 -7.0000 MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. “MLPF&S did not receive any payment for order flow or have any profit-sharing arrangement with this venue during the calendar quarter. MLPF&S may pay SEC transaction fees other trade reporting fees for orders routed to this venue for execution. CITADEL SECURITIES LLC 2.01 4.35 0.08 0.00 0.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 1.95 4.20 0.23 0.00 0.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 1.49 3.22 0.06 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 1.15 2.49 0.05 0.00 0.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 0.99 2.12 0.05 0.00 0.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE Arca, Inc. 0.68 0.16 3.51 0.96 0.03 -2171.22 -15.0571 -6566.80 -15.9839 3185.89 21.3363 -18.16 -21.6820 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. UBS Securities, LLC 0.66 1.43 0.03 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 0.63 0.10 2.64 1.00 0.04 -205.95 -2.4276 -8825.56 -20.0761 6867.30 23.3945 -40.81 -17.9524 When routing orders to this market center for execution, including client orders, BofAS pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-equity-7. 100.00 5.16 21.92 62.57 10.35 NYSE ARCA OPTIONS 43.70 0.00 15.41 63.26 7.22 0.00 0.0000 99180.97 40.8307 570669.32 47.1536 -1129.58 -4.5158 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing during this quarter. In January and February, BofAS qualified for an additional $0.25 customer posting rebate and $0.24 pro-customer posting rebate in Penny Interval Program symbols. In March, BofAS qualified for an additional $0.20 customer posting rebate in Penny Interval Program symbols. In January and February, BofAS qualified for an additional $0.25 customer and pro-customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf. Information reflecting NYSE Arca’s (Options) fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Nasdaq PHLX LLC 8.84 0.03 2.18 12.13 7.42 34.45 61.5179 3345.08 11.0977 16761.44 23.5764 -1072.78 -4.4926 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Options%207. Information reflecting Nasdaq PHLX’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. The NASDAQ Options Market LLC 7.34 0.00 1.78 11.11 0.00 0.00 0.0000 -6626.94 -7.9712 189736.33 69.5135 0.00 0.0000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS qualified for various tier pricing benefits during this quarter. In Q1 2026, BofAS qualified for an additional $0.30 customer posting rebate in Penny Interval Program symbols and an additional $0.30 customer posting rebate in non-Penny Interval Program symbols. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/Nasdaq%20Options%207. Information reflecting The Nasdaq Options Market’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. CITADEL SECURITIES LLC 5.72 37.42 13.25 1.41 0.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Global Execution Brokers, LP 5.12 35.21 10.51 1.59 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 MLPF&S did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 4.56 0.00 4.55 3.21 14.98 -6.02 -43.0000 -7033.89 -9.4968 17522.22 11.8761 10554.47 11.9180 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s SEC approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Information reflecting Cboe Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. MIAX SAPPHIRE LLC 4.00 0.00 17.26 0.34 0.07 0.00 0.0000 141760.10 39.4973 176.46 2.2470 -47.52 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees. BofAS or an affiliate also own an equity stake in Miami International Holdings, Inc., which is the parent company of the MIAX family of options exchanges, including MIAX Sapphire. Information reflecting MIAX Sapphire’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Dash/IMC Financial Markets 3.63 27.34 2.64 1.35 7.68 332.42 0.2934 15777.44 19.0450 26031.95 33.0934 17838.56 31.6567 Orders routed to this market center for execution may be executed by such center or may be further routed by Dash to other venues (such as exchanges or other market centers) for execution. For MLPF&S’s customer orders routed to exchanges, Dash pays fees or receives credits in accordance with the published fee schedules of the relevant exchanges, may receive incremental pricing benefits in accordance with such published fee schedules, and may participate in fee programs sponsored by the relevant exchanges. In some cases, the credits or rebates offered by relevant exchanges to Dash over a period of time may exceed the charges assessed and, in such cases, Dash passes through to BofAS the net credit or net charge attributable to MLPF&S customer orders, which BofAS in turn passes through to MLPF&S. BOX Exchange LLC 1.88 0.00 4.50 0.18 7.59 0.00 0.0000 -52.38 -0.0642 -73.68 -2.5733 -1439.42 -4.5000 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule available at: https://boxexchange.com/regulatory/fees/. Information reflecting BOX Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report. Cboe EDGX Exchange, Inc. 1.72 0.00 3.40 0.08 8.98 0.00 0.0000 22857.98 24.3709 124.41 11.9053 -315.48 -1.3427 When routing orders to this market center for execution, including client orders, BofA Securities, Inc. (“BofAS”) pays fees or receives credits in accordance with this market center’s published fee schedule, and may receive incremental pricing benefits if certain volume thresholds are met in accordance with such published fee schedule. In some cases, the credits offered by this market center to BofAS over a period of time may exceed the charges assessed. In addition, BofAS participates in, and may receive a marketing fee credit under this exchange’s SEC approved and administered Marketing Fee Program. BofAS did not qualify for any preferred tier pricing during this quarter. For additional information regarding the pricing tiers offered by this market center, please refer the current fee schedule at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/. Information reflecting CBOE EDGX Exchange’s fee schedule for Q1 2026, as applicable to BofAS, can be found in the enclosed BofAS Tiered Rate Card 2026Q1 that accompanies this report.