1.2Northern Trust Securities Inc202612026-04-03T13:34:01Z20261100.0083.332.856.607.22CLEARPOOL EXECUTION SERVICES, LLCCPEM95.3299.4775.4070.0078.30-481.8232-8.0000-9.0520-8.0000-11.6792-8.0000-26.4528-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.100.0074.238.178.698.90CLEARPOOL EXECUTION SERVICES, LLCCPEM85.7793.8655.0066.8864.73-1283.0056-8.0000-103.9896-7.9720-110.8560-8.0000-117.3784-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.Citadel Securities LLCCDRG8.472.5419.6824.1832.360.00000.00000.00000.00000.00000.00000.00000.0000Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client.100.000.000.000.00100.00DASH ATSDASH86.210.000.000.0086.210.00000.00000.00000.00000.00000.00000.00000.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rateDASH FINANCIAL TECHNOLOGIES LLCDFIN6.100.000.000.006.100.00000.00000.00000.00000.00000.0000-24024.6000-10.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate.TJM Investments, LLCTJMI5.020.000.000.005.020.00000.00000.00000.00000.00000.0000-16955.5000-25.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate20262100.0079.412.567.2510.77CLEARPOOL EXECUTION SERVICES, LLCCPEM93.5398.3196.6270.6873.00-377.3472-8.0000-13.9136-8.0000-10.4944-8.0000-30.2928-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.Citadel Securities LLCCDRG5.030.213.3826.9426.200.00000.00000.00000.00000.00000.00000.00000.0000Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client.100.0062.0114.2212.9710.80CLEARPOOL EXECUTION SERVICES, LLCCPEM81.6594.4169.7565.1743.79-1030.5776-8.0000-155.1192-8.0000-104.0472-8.0000-64.1344-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.Citadel Securities LLCCDRG8.691.146.7120.5640.360.00000.00000.00000.00000.00000.00000.00000.0000Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client.100.000.000.000.00100.00DASH ATSDASH82.290.000.000.0082.290.00000.00000.00000.00000.00000.00000.00000.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rateDASH FINANCIAL TECHNOLOGIES LLCDFIN5.980.000.000.005.980.00000.00000.00000.00000.00000.0000-34350.6000-10.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate.MATRIX EXECUTIONS, LLCMTRX5.610.000.000.005.610.00000.00000.00000.00000.00000.00000.00000.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate20263100.0078.303.426.1412.14CLEARPOOL EXECUTION SERVICES, LLCCPEM90.4297.9879.7461.6759.32-483.8912-8.0000-30.9904-8.0000-10.0168-8.0000-42.9344-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.Citadel Securities LLCCDRG6.780.0510.8135.3334.600.00000.00000.00000.00000.00000.00000.00000.0000Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client.100.0062.8815.4710.9910.66CLEARPOOL EXECUTION SERVICES, LLCCPEM78.6791.3768.8659.7437.39-1151.2504-8.0000-226.0128-7.5265-57.9520-8.0000-31.1720-8.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.Citadel Securities LLCCDRG8.150.327.6724.6438.040.00000.00000.00000.00000.00000.00000.00000.0000Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client.GOLDMAN SACHS AND CO.GSCO4.231.105.495.9019.11-288.3970-10.0000-361.5990-10.0000-29.6910-10.0000-91.8830-10.0000Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency.100.000.000.000.00100.00DASH ATSDASH82.960.000.000.0082.960.00000.00000.00000.00000.00000.00000.00000.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rateDASH FINANCIAL TECHNOLOGIES LLCDFIN6.440.000.000.006.440.00000.00000.00000.00000.00000.0000-35026.1000-10.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate.TJM Investments, LLCTJMI5.010.000.000.005.010.00000.00000.00000.00000.00000.0000-15724.5000-25.0000Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate