1.2 NORTHERN TRUST SECURITIES INC 2026 2 2026-07-29T19:48:16Z 2026 04 100.00 87.42 2.87 6.36 3.25 Clearpool Execution Services, LLC CPEM 95.77 99.00 83.05 58.78 94.03 -454.6576 -8.0000 -22.5024 -8.0000 -14.6880 -8.0000 -3.9800 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. 100.00 77.61 10.19 10.13 1.97 Clearpool Execution Services, LLC CPEM 86.25 91.37 68.57 65.81 80.33 -1658.4224 -8.0000 -1031.7472 -8.0000 -408.1104 -8.0000 -19.1280 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. Citadel Securities LLC CDRG 6.57 2.29 12.38 31.31 18.03 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client. 100.00 0.00 1.50 6.62 91.89 NASDAQ PHLX OPTIONS XPHO 23.12 0.00 0.00 0.19 25.14 0.0000 0.0000 0.0000 0.0000 -0.2000 -5.0000 -171.3800 -5.7782 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE STOCK EXCHANGE XCBO 21.03 0.00 36.51 27.11 20.34 0.0000 0.0000 -454.4775 -10.6710 -1050.9725 -8.1591 -506.1600 -0.9225 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate NYSE ARCA OPTIONS ARCO 16.55 0.00 0.00 45.97 14.70 0.0000 0.0000 0.0000 0.0000 454.8600 27.6175 1799.5000 38.9502 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate ISE GEMINI EXCHANGE XISX 13.10 0.00 2.07 0.00 14.22 0.0000 0.0000 -29.7900 -51.3621 0.0000 0.0000 420.1400 26.0471 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE EDGX OPTIONS EXCHANGE EDGO 12.13 0.00 12.86 0.00 12.99 0.0000 0.0000 -4.6400 -4.0000 0.0000 0.0000 529.6600 25.6867 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE BZX OPTIONS EXCHANGE BATO 8.60 0.00 0.00 20.36 7.89 0.0000 0.0000 0.0000 0.0000 387.7000 43.2219 1571.3400 50.7211 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate 2026 05 100.00 86.69 2.66 9.20 1.17 Clearpool Execution Services, LLC CPEM 95.05 99.25 89.47 58.88 88.00 -570.4952 -8.0000 -36.4944 -8.0000 -28.5416 -8.0000 -8.6848 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. 100.00 80.77 8.77 9.01 1.13 Clearpool Execution Services, LLC CPEM 88.37 91.64 76.47 72.92 66.67 -3396.2376 -8.0000 -1452.54 -8.0000 -643.6936 -8.0000 -9.9240 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. Citadel Securities LLC CDRG 5.49 2.64 11.50 22.14 31.25 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client. 100.00 0.00 2.42 8.51 89.07 CBOE STOCK EXCHANGE XCBO 23.29 0.00 36.48 23.43 22.92 0.0000 0.0000 -162.7500 -4.2773 -41.1450 -0.4763 -619.3725 -0.8243 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate NYSE ARCA OPTIONS ARCO 17.31 0.00 0.00 52.27 14.44 0.0000 0.0000 0.0000 0.0000 444.4000 29.2561 3328.3800 35.0984 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate NASDAQ PHLX OPTIONS XPHO 16.56 0.00 0.00 0.06 18.58 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 -184.2500 -7.8438 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate ISE GEMINI EXCHANGE XISX 10.91 0.00 1.64 0.00 12.21 0.0000 0.0000 -9.2400 -33.0000 0.0000 0.0000 559.8500 28.8880 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE BZX OPTIONS EXCHANGE BATO 10.80 0.00 0.00 21.10 10.11 0.0000 0.0000 0.0000 0.0000 182.4000 36.1188 2379.9800 33.5161 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE EDGX OPTIONS EXCHANGE EDGO 10.55 0.00 17.21 0.00 11.38 0.0000 0.0000 -12.6400 -4.0000 0.0000 0.0000 810.2000 30.3332 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate ISE MERCURY, LLC MCRY 3.02 0.00 0.82 0.00 3.37 0.0000 0.0000 9.1000 26.0000 0.0000 0.0000 -12.6000 -2.5100 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate 2026 06 100.00 90.29 1.84 7.13 0.57 Clearpool Execution Services, LLC CPEM 96.48 99.18 88.89 64.94 85.71 -558.3792 -8.0000 -56.7456 -8.0000 -43.0992 -8.0000 -2.9944 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. 100.00 82.53 8.04 8.26 1.01 Clearpool Execution Services, LLC CPEM 82.86 88.35 56.56 55.40 74.42 -3455.6968 -8.0000 -388.6984 -8.0000 -437.0168 -8.0000 -14.2072 -8.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. Citadel Securities LLC CDRG 6.80 2.78 18.66 32.39 25.58 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Northern Trust Securities, Inc. is not charged commission but pays exchange, regulatory, market data and clearing fees and passes on price improvement to client. GOLDMAN SACHS & CO LLC GSCO 3.17 2.64 8.16 3.98 0.00 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 Northern Trust Securities, Inc. receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Such payment is variable based on the size and spread in the security at the time of order execution and averages less than $0.0018 per share. Under some circumstances, the amount of such remuneration may exceed the amount that NTSI is charged by such trading venues. This does not alter NTSI's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed and efficiency. 100.00 0.00 2.16 6.47 91.37 CBOE STOCK EXCHANGE XCBO 22.60 0.00 30.59 25.65 22.20 0.0000 0.0000 -83.4225 -5.1977 -102.4850 -0.6777 -558.3600 -1.2728 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate ISE GEMINI EXCHANGE XISX 17.29 0.00 1.05 0.00 18.90 0.0000 0.0000 -4.7500 -29.6875 0.0000 0.0000 687.0000 23.2173 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate NASDAQ PHLX OPTIONS XPHO 15.38 0.00 0.00 0.07 16.83 0.0000 0.0000 0.0000 0.0000 0.0000 0.0000 -139.8100 -7.1042 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE EDGX OPTIONS EXCHANGE EDGO 14.30 0.00 15.61 0.00 15.28 0.0000 0.0000 -10.6800 -4.0000 0.0000 0.0000 697.5800 39.3224 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate NYSE ARCA OPTIONS ARCO 13.52 0.00 0.00 46.93 11.48 0.0000 0.0000 0.0000 0.0000 677.4000 31.7879 2399.2400 35.3870 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate CBOE BZX OPTIONS EXCHANGE BATO 7.40 0.00 0.00 22.55 6.50 0.0000 0.0000 0.0000 0.0000 365.0000 35.0288 1449.4000 29.7130 Routing decisions for customer orders are not influenced by any agreement that provides an incentive to route to the market or meeting minimum order flow. Northern Trust Securities, Inc. receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate