1.3 JP Morgan Securities, LLC 2026 1 2026-04-30T19:52:11Z 2026 01 96.00 66.25 4.74 24.37 4.63 G1 Execution Services, LLC 25.77 36.76 28.33 0.29 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Virtu Americas, LLC 17.40 20.72 20.10 9.00 11.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. JP Morgan Securities, LLC 14.79 20.39 25.58 0.28 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm's Wealth Management division can route orders to the Firm's Commercial and Investment Bank division for execution in a principal capacity. In connection with this order flow, the Firm's Commercial and Investment Bank division: (i) does not charge the Wealth Management division for executions and (ii) does not provide the Wealth Management division payment for this order flow. When trading as principal for the Firm's account, the Commercial and Investment Bank division may realize a profit or incur a loss on each trade. CITADEL SECURITIES LLC 14.49 16.64 15.19 9.04 11.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 9.33 0.00 0.00 30.86 38.91 -3.37 -29.3801 0.10 16.5500 13551.34 25.9108 416.85 2.2487 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity), (6) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Jane Street Capital 6.06 4.44 9.39 8.82 11.34 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. New York Stock Exchange LLC 4.68 0.06 0.09 13.93 26.65 -44.83 -6.2922 -1.04 -5.1067 4807.66 18.8790 231.39 1.4714 Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity), Adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010 per share), MPL Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE Arca, Inc. 1.83 0.00 0.00 7.49 0.00 -1.07 -33.9460 -0.20 -25.1139 3192.65 20.5156 0.00 0.0000 Firm qualified for Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and MPL Tier 7 for adding average daily volume in MPL orders of 2 million (a rebate of $0.0020 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.51 0.00 0.00 6.20 0.00 -0.07 -40.1111 -0.01 -32.6667 1832.47 13.0454 2.37 9.4864 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 1.31 0.00 0.00 5.36 0.00 -0.05 -16.9643 -0.07 -15.3636 2143.96 18.1221 0.00 0.0000 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06% or average daily added volume that excludes executions in securities priced below $1.00 as a percentage of total consolidated volume that excludes executions in securities priced below $1.00 of at least 0.06% (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 99.12 62.94 7.45 25.32 4.30 CITADEL SECURITIES LLC 37.80 49.83 45.56 9.23 16.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Virtu Americas, LLC 22.38 27.54 27.37 9.04 16.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. G1 Execution Services, LLC 8.53 12.59 7.79 0.10 0.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 8.17 0.06 0.45 26.16 34.42 -381.91 -11.5771 111.94 10.2134 112598.01 26.7380 3240.17 3.4343 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, 3) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (4) the rebate provided for adding greater than .03% of the total consolidated volume of non-displayed liquidity, including midpoint orders for Tape A & B securities (($.0010 per share) and Tape C Securities ($.0005 per share), (5) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders and (7) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. GTS SECURITIES LLC 5.05 6.99 7.00 0.52 0.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Jane Street Capital 4.70 1.71 9.08 8.81 16.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. NYSE Arca, Inc. 3.95 0.96 1.89 12.65 0.01 -3718.18 -15.5233 -492.44 -5.6526 38791.61 19.8310 0.43 21.4600 Firm qualified for Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and MPL Tier 7 for adding average daily volume in MPL orders of 2 million (a rebate of $0.0020 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. New York Stock Exchange LLC 3.18 0.04 0.05 9.76 15.69 -124.77 -6.6166 72.15 4.4629 29047.83 19.7813 1920.74 5.1900 Firm qualified for providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010), Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 2.03 0.19 0.64 7.34 0.01 -744.12 -16.4587 -84.47 -9.4678 23310.75 19.4390 25.82 18.0531 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06% or average daily added volume that excludes executions in securities priced below $1.00 as a percentage of total consolidated volume that excludes executions in securities priced below $1.00 of at least 0.06% (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.53 0.00 0.00 6.03 0.00 -4.02 -26.6983 -0.08 -30.2800 16859.61 15.1167 2.89 11.5688 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 100.00 7.04 5.84 19.75 67.37 Dash/IMC Financial Markets 48.43 19.39 17.21 18.17 63.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Complete fee data for this venue was not available at the time this Q1 2026 report was published. The Firm will publish an amended Q1 2026 report reflecting this information after it becomes available. CITADEL SECURITIES LLC 10.85 29.83 33.63 32.41 0.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/. Global Execution Brokers LP 8.39 24.41 24.52 25.70 0.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Jane Street Capital 7.16 23.87 21.39 20.99 0.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Nasdaq PHLX LLC 3.50 0.00 0.00 0.00 5.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 -52514.05 -14.2556 Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE ARCA OPTIONS 3.09 0.00 0.00 0.00 4.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 -4398.01 -1.6537 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe Exchange, Inc. 2.16 0.00 0.00 0.00 3.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 -46935.24 -25.9724 Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Nasdaq ISE, LLC 2.06 0.00 0.00 0.00 3.06 0.00 0.0000 0.00 0.0000 0.00 0.0000 -5727.90 -3.4232 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. MEMX LLC 1.47 0.00 0.00 0.00 2.19 0.00 0.0000 0.00 0.0000 0.00 0.0000 -44986.73 -20.7128 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. The NASDAQ Options Market LLC 1.32 0.00 0.00 0.00 1.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 -137661.45 -42.5611 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 2026 02 96.01 65.81 4.87 24.73 4.60 G1 Execution Services, LLC 24.56 35.34 25.62 0.24 0.02 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. JP Morgan Securities, LLC 18.93 26.32 31.42 0.33 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm's Wealth Management division can route orders to the Firm's Commercial and Investment Bank division for execution in a principal capacity. In connection with this order flow, the Firm's Commercial and Investment Bank division: (i) does not charge the Wealth Management division for executions and (ii) does not provide the Wealth Management division payment for this order flow. When trading as principal for the Firm's account, the Commercial and Investment Bank division may realize a profit or incur a loss on each trade. CITADEL SECURITIES LLC 16.02 18.97 15.83 8.93 12.03 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Virtu Americas, LLC 12.43 13.53 15.92 9.00 11.55 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 9.91 0.00 0.02 32.23 42.08 -7.09 -28.3429 -0.75 -34.3211 14455.33 27.2214 669.81 4.0879 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (3) the rebate provided for adding over 0.03% of the total consolidated volume of non-displayed liquidity, including midpoint orders, for Tape A/B securities ($0.0010 per share) and Tape C securities ($0.0005 per share) for adding non-displayed liquidity, (4) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, (5) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity), (6) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), and (7) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Jane Street Capital 6.36 4.76 9.84 8.94 11.61 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. New York Stock Exchange LLC 4.13 0.05 0.10 12.32 22.66 -43.24 -6.8088 -2.84 -2.0275 4416.35 18.9569 281.20 2.5788 Firm qualified for Providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity), Adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010 per share), MPL Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), and Routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE Arca, Inc. 1.90 0.00 0.00 7.69 0.00 -0.16 -34.7111 0.00 0.0000 3233.21 20.4524 7.30 18.2475 Firm qualified for Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and MPL Tier 7 for adding average daily volume in MPL orders of 2 million (a rebate of $0.0020 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.55 0.00 0.00 6.28 0.00 -0.15 -30.4800 -0.17 -34.9600 1509.15 12.4082 0.00 0.0000 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 1.30 0.00 0.00 5.26 0.01 -0.06 -34.7059 -0.01 -15.4000 1642.91 17.8291 3.93 15.1108 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06% or average daily added volume that excludes executions in securities priced below $1.00 as a percentage of total consolidated volume that excludes executions in securities priced below $1.00 of at least 0.06% (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 98.82 63.10 7.15 25.30 4.45 Virtu Americas, LLC 29.13 37.55 32.69 9.36 16.43 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. CITADEL SECURITIES LLC 29.03 36.92 36.79 9.34 16.57 0.00 0.0000 -0.51 -0.0001 0.00 0.0000 0.00 0.0000 Firm not charged. GTS SECURITIES LLC 9.93 14.06 12.38 0.66 0.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 7.87 0.07 0.27 24.97 33.36 -445.89 -11.8159 113.55 12.5822 88620.71 28.2571 3188.45 3.6193 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, 3) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (4) the rebate provided for adding greater than .03% of the total consolidated volume of non-displayed liquidity, including midpoint orders for Tape A & B securities (($.0010 per share) and Tape C Securities ($.0005 per share), (5) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders and (7) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. G1 Execution Services, LLC 5.68 8.37 5.37 0.06 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Jane Street Capital 4.79 1.69 9.89 9.00 16.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. NYSE Arca, Inc. 3.94 0.91 1.79 12.79 0.01 -3052.26 -15.6089 -490.82 -5.8852 26139.03 20.1291 15.41 19.9149 Firm qualified for Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and MPL Tier 7 for adding average daily volume in MPL orders of 2 million (a rebate of $0.0020 per share). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nyse-arca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. New York Stock Exchange LLC 3.46 0.09 0.08 10.44 17.07 -158.53 -2.7204 -34.59 -2.8466 21153.17 19.4722 1399.12 4.2186 Firm qualified for providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010), Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 2.08 0.20 0.62 7.52 0.01 -535.29 -13.4318 -154.94 -14.6487 15332.01 19.0320 1.96 15.1015 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06% or average daily added volume that excludes executions in securities priced below $1.00 as a percentage of total consolidated volume that excludes executions in securities priced below $1.00 of at least 0.06% (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.47 0.00 0.00 5.80 0.00 -28.93 -18.6696 0.00 0.0000 10700.82 14.8637 0.74 14.8920 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 100.00 8.09 6.33 21.52 64.06 Dash/IMC Financial Markets 43.44 22.11 20.72 20.56 56.07 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Complete fee data for this venue was not available at the time this Q1 2026 report was published. The Firm will publish an amended Q1 2026 report reflecting this information after it becomes available. CITADEL SECURITIES LLC 11.63 29.05 32.60 31.57 0.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/. Jane Street Capital 10.54 32.29 27.88 27.94 0.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Global Execution Brokers LP 5.83 13.73 15.18 16.86 0.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Nasdaq PHLX LLC 3.56 0.00 0.00 0.00 5.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 -43649.35 -13.4443 Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE ARCA OPTIONS 3.43 0.00 0.00 0.00 5.35 0.00 0.0000 0.00 0.0000 0.00 0.0000 -507.89 -0.2015 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe Exchange, Inc. 3.15 0.00 0.00 0.00 4.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 -62889.77 -28.6574 Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Nasdaq ISE, LLC 2.31 0.00 0.00 0.00 3.61 0.00 0.0000 0.00 0.0000 0.00 0.0000 -18858.45 -10.4393 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. MEMX LLC 1.71 0.00 0.00 0.00 2.67 0.00 0.0000 0.00 0.0000 0.00 0.0000 -66980.03 -25.6215 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 1.46 0.00 0.00 0.00 2.27 0.00 0.0000 0.00 0.0000 0.00 0.0000 -27306.09 -19.0338 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/options/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. 2026 03 94.33 66.61 4.60 23.89 4.89 JP Morgan Securities, LLC 22.87 31.44 39.73 0.44 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The Firm's Wealth Management division can route orders to the Firm's Commercial and Investment Bank division for execution in a principal capacity. In connection with this order flow, the Firm's Commercial and Investment Bank division: (i) does not charge the Wealth Management division for executions and (ii) does not provide the Wealth Management division payment for this order flow. When trading as principal for the Firm's account, the Commercial and Investment Bank division may realize a profit or incur a loss on each trade. G1 Execution Services, LLC 22.67 32.52 20.64 0.24 0.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. CITADEL SECURITIES LLC 15.03 17.62 13.51 8.89 11.16 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Virtu Americas, LLC 11.66 12.49 15.34 8.78 11.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 9.35 0.00 0.02 30.82 40.48 -10.65 -31.4241 3.69 28.8484 13553.45 27.5012 261.34 1.6610 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, 3) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (4) the rebate provided for adding greater than .03% of the total consolidated volume of non-displayed liquidity, including midpoint orders for Tape A & B securities (($.0010 per share) and Tape C Securities ($.0005 per share), (5) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders and (7) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Jane Street Capital 6.21 4.73 9.30 8.81 10.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. New York Stock Exchange LLC 4.76 0.08 0.13 14.25 26.51 -75.78 -5.6227 -3.56 -2.1330 4747.17 18.9942 205.54 1.5242 Firm qualified for providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010), Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE Arca, Inc. 1.80 0.00 0.00 7.54 0.01 -0.01 -32.0000 0.01 8.0000 2658.04 20.5868 6.53 18.6506 Firm qualified for (1)Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), (2) Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and (3) MPL Tier 6 for adding average daily volume in MPL orders of 3 million (rebate of $0.0025 per share).The Firm achieved the aforementioned tiers based on its aggregated order flow for the month,i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nysearca/NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.49 0.00 0.00 6.21 0.00 -0.92 -32.7821 0.00 0.0000 1534.55 13.0720 0.00 0.0000 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 1.26 0.00 0.00 5.25 0.00 -0.06 -30.8000 -0.01 -15.3333 1885.95 18.1707 0.00 0.0000 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06 or average daily added volume that excludes executions in securities priced below $1.00 (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. 98.18 62.83 6.91 25.98 4.28 Virtu Americas, LLC 26.56 34.06 29.93 9.30 15.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. CITADEL SECURITIES LLC 17.62 20.39 25.42 9.16 15.79 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. GTS SECURITIES LLC 15.97 22.90 20.09 0.76 0.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. G1 Execution Services, LLC 13.16 19.57 12.12 0.13 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. The Nasdaq Stock Market 8.01 0.07 0.11 24.73 35.72 -427.96 -15.8299 -54.90 -9.4641 112994.20 28.7653 5270.53 5.4199 Firm qualified for (1) the rebate provided for adding over 0.35% of the total consolidated volume and removing over 0.75% of the total consolidated volume ($0.0028 per share) for adding displayed liquidity, (2) the rebate provided for executing ADV of at least 1 million shares through midpoint and Midpoint Extended Life Orders versus the volume of such executed orders in June 2021 ($0.00005 per share) for adding displayed liquidity, 3) the rebate provided for adding greater than 5 million shares of midpoint liquidity and 8 million shares of non-displayed liquidity ($0.0025 per share for adding midpoint non-displayed liquidity), (4) the rebate provided for adding greater than .03% of the total consolidated volume of non-displayed liquidity, including midpoint orders for Tape A & B securities (($.0010 per share) and Tape C Securities ($.0005 per share), (5) Closing Cross Tier A (a fee of $0.0008 per share for orders participating in the Closing Cross), (6) a cap of $35,000 for opening cross charges from Market-On-Open and Limit-On-Open orders and (7) the rebate for achieving QMM Tier 1 Incentive (an incremental rebate of $0.0001 per share for adding displayed liquidity. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: http://www.nasdaqtrader.com/Trader.aspx?id=PriceListTrading2. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Jane Street Capital 4.76 1.73 9.53 9.08 15.45 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. NYSE Arca, Inc. 4.17 0.91 1.92 13.33 0.01 -3426.80 -15.5549 -237.57 -3.9482 33791.67 20.4416 5.45 21.7840 Firm qualified for (1)Tier 5 for adding 0.15% of consolidated ADV (a rebate of $0.0022 per share for Tape A and Tape C securities and $0.0020 per share for Tape B securities for adding displayed liquidity), (2) Limit Non-Displayed Order Step-Up Tier 4 for adding 0.02% of limit non-display and MPL order combined average daily volume over July 2020 (a rebate of $0.0004 per share), and (3) MPL Tier 6 for adding average daily volume in MPL orders of 3 million (rebate of $0.0025 per share).The Firm achieved the aforementioned tiers based on its aggregated order flow for the month,i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/nysearca/ NYSE_Arca_Marketplace_Fees.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. New York Stock Exchange LLC 3.36 0.06 0.07 9.97 17.09 -171.61 -5.7868 -2.60 -0.1421 24709.09 19.3991 1679.59 4.9626 Firm qualified for providing Tier 2 (a rebate of $0.0020 per share for adding displayed liquidity in Tape A securities), adding Tier 2 for Tape C securities (an incremental rebate of $0.0023 per share for adding liquidity), Step-Up Tier 2 for adding average daily volume in non-displayed limit orders and MPL orders in Tapes A, B, and C combined (excluding any liquidity added by a designated market maker) that is at least 0.04% and less than 0.08% of the NYSE consolidated average daily volume over the Firm's May 2020 figures taken as a percentage of NYSE consolidated average daily volume (a rebate of $0.0010), Tier 5 for adding average daily volume in MPL orders that is at least 0.0075% of the consolidated average daily volume of Tapes A, B and C combined (excluding any liquidity added by a designated market maker) (a rebate of $0.0020 per share for adding MPL), MOC/LOC Tier 1 (a fee of $0.0007 per share for Market-On-Close and Limit-On-Close orders), NYSE d-Order Tier 1 charges applicable for Executions at the Close after the first 750,000 ADV of aggregate executions at the close (a reduced fee of $0.0011 per share for d-Orders last modified in the last 3 minutes before the scheduled close of trading), Remove Tier 3 for Tape A securities (a fee of $0.0030 per share for removing liquidity) and Tape B and Tape C securities (a fee of $0.00295 per share for removing liquidity), routing Tier 1 for adding average daily volume in Tapes A, B and C combined that is at least 0.20% of Tapes A, B and C consolidated average daily volume combined (a fee of $0.0030 per share for orders routed). The venue provided a fee cap of $35,000 for the month for opening executions. The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/nyse/trading-info/fees. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe BZX Exchange, Inc. 2.13 0.22 0.63 7.50 0.00 -724.32 -13.3961 -118.14 -13.6721 19947.55 19.2908 2.10 14.0200 Firm qualified for Add/Remove Volume Tier 1 for having average daily added volume as a percentage of total consolidated volume of at least 0.06 or average daily added volume that excludes executions in securities priced below $1.00 (an incremental rebate of $0.0004 per share for adding displayed liquidity) and Non-Displayed Add Volume Tier 1 for having average daily added volume equal to or greater than 0.06% of the total consolidated volume in the form of Non-Displayed orders that yield certain hidden order related fee codes (incremental rebates of $0.0010 per share for adding hidden liquidity). The Firm achieved the aforementioned tiers based on its aggregated order flow for the month, i.e., not limited to the held, non-directed order flow that is the subject of this report. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/bzx/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe EDGX Exchange, Inc. 1.52 0.00 0.00 5.86 0.00 -11.40 -27.1834 -1.60 -26.3822 16568.35 15.3337 2.70 10.7936 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://markets.cboe.com/us/equities/membership/fee_schedule/edgx/. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. 100.00 8.84 6.39 23.30 61.48 Dash/IMC Financial Markets 40.31 22.81 22.31 21.79 51.71 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Complete fee data for this venue was not available at the time this Q1 2026 report was published. The Firm will publish an amended Q1 2026 report reflecting this information after it becomes available. Jane Street Capital 12.26 35.39 30.67 30.48 0.12 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. CITADEL SECURITIES LLC 11.36 27.49 28.74 28.81 0.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Citadel Securities LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.citadelsecurities.com/rule-605-606-statements/. Global Execution Brokers LP 4.39 8.45 11.43 12.29 0.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Nasdaq PHLX LLC 3.71 0.00 0.00 0.00 6.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 -46565.58 -12.6581 Firm did not qualify for tiered pricing. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/phlx-options-7. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Cboe Exchange, Inc. 3.58 0.00 0.00 0.00 5.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 -105948.81 -35.2075 Firm did not qualify for tiered pricing with respect to customer order flow. Firm received marketing fees from preferenced market makers pursuant to marketing fee program sponsored by exchange. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://cdn.cboe.com/resources/membership/Cboe_FeeSchedule.pdf. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. NYSE ARCA OPTIONS 3.46 0.00 0.00 0.00 5.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 -9205.99 -2.8615 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Please note the exchange’s publicly available Fees Schedule URL link and applicable rates may change without notice. Wolverine Execution Services, LLC 2.56 5.86 6.85 6.62 0.10 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Firm not charged. Wolverine Execution Services, LLC's recent reports pursuant to SEC Rule 606(a) are available at: https://www.tradewex.com/Home/Rule606. Nasdaq ISE, LLC 2.40 0.00 0.00 0.00 3.91 0.00 0.0000 0.00 0.0000 0.00 0.0000 -43363.98 -16.2318 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice. MEMX LLC 1.82 0.00 0.00 0.00 2.96 0.00 0.0000 0.00 0.0000 0.00 0.0000 -97166.28 -27.4846 Firm did not qualify for tiered pricing. A description of the current fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/. Please note the exchange's publicly available Fees Schedule URL link and applicable rates may change without notice.