1.3 UBS Financial Services, Inc. 2026 2 2026-07-30T19:46:41Z 2026 04 100.00 90.06 6.05 3.70 0.19 CITADEL SECURITIES LLC 21.54 23.74 2.15 0.03 13.71 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 21.46 23.71 1.46 0.03 14.13 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 20.61 22.82 0.27 0.01 21.28 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 8.88 5.00 58.15 21.32 35.78 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Virtu Americas, LLC 8.82 9.68 1.47 0.01 6.32 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Hudson River Trading (HRT) 6.20 6.79 1.41 0.01 0.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 5.85 6.40 1.23 0.02 4.55 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.57 0.32 6.25 24.48 2.28 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. Cboe EDGX Exchange, Inc. 1.57 0.00 4.73 34.52 0.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. NEW YORK STOCK EXCHANGE, INC. 1.29 0.45 3.17 18.78 0.74 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. 100.00 81.58 15.80 2.15 0.46 CITADEL SECURITIES LLC 20.30 23.95 4.51 0.91 5.05 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 20.18 23.91 4.03 0.71 5.41 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. G1 Execution Services, LLC 18.81 22.95 0.29 0.65 5.78 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 8.77 4.40 30.05 14.34 27.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Virtu Americas, LLC 8.56 9.69 3.99 0.37 2.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material relationship exists between UBSFS and Virtu Americas LLC Hudson River Trading (HRT) 6.11 6.81 3.45 0.34 0.98 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 5.84 6.45 3.51 0.25 2.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.76 0.14 7.35 20.38 10.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. Cboe EDGX Exchange, Inc. 1.71 0.00 6.84 28.06 6.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. NYSE Arca, Inc. 1.37 0.11 6.90 7.29 7.17 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. 100.00 26.37 7.29 62.62 3.72 Global Execution Brokers LP 28.18 36.57 18.67 27.35 1.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 27.77 33.96 18.63 27.49 6.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE ARCA OPTIONS 14.96 1.03 3.81 23.01 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 9.90 19.89 8.56 1.54 82.48 2649.66 2.0000 298.31 1.9999 2895.33 2.0000 35.09 1.9994 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. At the end of April 2026, UBSFS was charged $0.18 per share for customer liquidity removal of >=100 ETF contracts, $0.001 per share for equity leg - Cowen (capped at $50/execution), $0.2 per share for firm manual, $0.25 per share for customer routed to AMEX, BOX, EDGX, MIAX, SPHR, PHLX, ETF, Equity (excl SPY to PHLX), $0.75 customer routed to ARCA, BX, BZX, C2, ISE, GMNI, MERC, EMLD, PERL, NOM, MEMX, ETF, Equity, Penny (incl SPY to PHLX), $0.07 per share for customer XSP, MRUT, DJX, >=10 contracts, $0.00 per share for customer liquidity removal on <100 ETF contracts, $0.00 per share for customer liquidity addition on ETF contracts, $0.00 per share for customer Equity and ETF, $0.36 per share customer premium <$1.00 SPX, $0.45 per share for customer premium >=$1.00 or premium recalculated after market close SPX, $0.17 per share for customer premium $0.11-$0.99 VIX complex, $0.30 per share for customer premium $1.00-$1.99 VIX complex and rebate of $0.3 for customer XSP, MRUT, DJX <10 contracts. UBSFS' volume tier for the month was Tier 1. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. Dash/IMC Financial Markets 6.11 1.46 6.28 7.97 7.41 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. BOX Exchange LLC 3.79 4.29 21.45 1.75 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Nasdaq ISE, LLC 3.77 0.27 0.90 5.80 0.00 1.54 25.6667 1.40 28.0000 77.26 27.0140 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq ISE, by UBSFS, in accordance with Nasdaq ISE published fee and volume-tier schedule. At the end of April 2026, UBSFS was charged $0.00 per quantity for complex priority customer maker, $0.00 per quantity for complex priority customer taker, $73.2 per quantity for customer penny route, $0.00 per quantity for non-penny priority customer taker and $7.00 per quantity for non-penny priority customer taker fee vs cust.. Please note that Nasdaq ISE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq ISE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq ISE pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. NYSE American LLC 2.44 1.68 10.65 1.96 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. UBS Securities, LLC 1.73 0.08 0.26 2.67 0.46 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS securities that are option contracts to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Nasdaq PHLX LLC 1.18 0.73 10.48 0.35 0.04 2213.72 6.4407 8746.90 6.4407 2519.68 8.6525 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq PHLX, by UBSFS, in accordance with Nasdaq PHLX published fee and volume-tier schedule. At the end of April 2026, UBSFS was charged $0.00 per quantity for multi-listed customer fee, $224.64 per quantity for routed Arca customer penny, $759.15 per quantity for routed BXO customer penny non SPY/QQQ/TWM/AAPL, $202.16 per quantity for routed BXO customer SPY/QQQ/TWM/AAPL, $36.4 per quantity for routed BOX customer, $335.28 per quantity for routed C2 customer penny, $1,693.44 per quantity for routed C2 customer specified symbols, $167.67 per quantity for routed CBOE Equity, $376.68 per quantity for routed EMLD customer penny, $30.29 per quantity for routed Edgx customer non-penny, $286.84 per quantity for routed GMNI customer penny, $6.15 per quantity for routed ISE customer non-penny, $85.32 per quantity for routed MEMX customer non-penny, $446.43 per quantity for routed MEMX customer penny, $37.49 per quantity for routed MIAX customer standard, $15.47 per quantity for routed Mercury customer penny NOT in SPY/QQQ/TWM, $3.24 per quantity for routed NOM customer non-penny, $4746.96 per quantity for routed NOM customer penny, $575.81 per quantitiy for routed Pearl customer penny, $77.28 per quantitiy for routed sapphire ALL, $169.74 per quantity for routed AMEX Standard, $571.55 per quantity for routed BATS customer penny and $0.00 per quantity for single listed FX customer fee. Please note that Nasdaq PHLX in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq PHLX transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq PHLX pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. 2026 05 100.00 90.25 6.04 3.47 0.24 G1 Execution Services, LLC 22.74 25.11 0.34 0.04 21.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 20.52 22.55 2.07 0.08 13.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 20.48 22.55 1.56 0.07 12.45 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 8.92 5.04 60.54 17.74 40.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Hudson River Trading (HRT) 6.11 6.66 1.56 0.05 0.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 6.08 6.62 1.57 0.04 3.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 6.06 6.60 1.53 0.04 3.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. StoneX Financial, Inc. 3.39 3.76 0.05 0.01 0.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NEW YORK STOCK EXCHANGE, INC. 1.77 0.85 2.74 24.12 0.53 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. Cboe EDGX Exchange, Inc. 1.49 0.00 4.67 34.60 0.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. 100.00 82.44 14.84 2.41 0.30 G1 Execution Services, LLC 21.02 25.36 0.38 0.33 15.97 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 19.32 22.64 4.15 0.56 10.37 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 19.31 22.69 3.81 0.42 10.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 9.31 4.79 33.19 13.61 35.09 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Virtu Americas, LLC 6.09 6.67 3.82 0.20 4.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material relationship exists between UBSFS and Virtu Americas LLC Hudson River Trading (HRT) 6.03 6.70 3.40 0.19 1.41 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Two Sigma Securities, LLC 6.03 6.68 3.41 0.18 4.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. StoneX Financial, Inc. 3.11 3.76 0.05 0.03 0.11 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.94 0.15 8.57 22.13 5.26 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. Cboe EDGX Exchange, Inc. 1.83 0.00 7.42 29.93 2.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. 100.00 26.00 7.85 62.65 3.51 Global Execution Brokers LP 28.23 35.05 15.96 28.47 0.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 27.98 33.11 15.36 28.65 6.18 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE ARCA OPTIONS 14.53 1.07 9.88 21.52 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 10.08 22.30 10.92 0.84 82.61 2782.24 3.0000 416.04 3.0000 3198.27 3.0000 364.03 3.0001 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. At the end of May 2026, UBSFS was charged $0.18 per share for customer liquidity removal of >=100 ETF contracts, $0.2 per share for firm manual, $0.43 per share for Firm, Electronic, Penny, $0.25 per share for customer routed to AMEX, BOX, EDGX, MIAX, SPHR, PHLX, ETF, Equity (excl SPY to PHLX), $0.75 customer routed to ARCA, BX, BZX, C2, ISE, GMNI, MERC, EMLD, PERL, NOM, MEMX, ETF, Equity, Penny (incl SPY to PHLX), $0.07 per share for customer XSP, MRUT, DJX, >=10 contracts, $0.00 per share for customer liquidity removal on <100 ETF contracts, $0.00 per share for customer liquidity addition on ETF contracts, $0.00 per share for customer Equity and ETF, $0.36 per share customer premium <$1.00 SPX, $0.45 per share for customer premium >=$1.00 or premium recalculated after market close SPX, $0.17 per share for customer premium $0.11-$0.99 VIX complex, $0.30 per share for customer premium $1.00-$1.99 VIX complex and rebate of $0.3 for customer XSP, MRUT, DJX, <10 contracts. UBSFS' volume tier for the month was Tier 1. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. Dash/IMC Financial Markets 6.57 1.03 5.70 8.88 8.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. BOX Exchange LLC 3.90 4.70 21.27 1.60 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Nasdaq ISE, LLC 3.60 0.29 1.25 5.46 0.00 1.51 1.2689 1.96 1.2810 68.50 1.2809 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq ISE, by UBSFS, in accordance with Nasdaq ISE published fee and volume-tier schedule. At the end of May 2026, UBSFS was charged $0.00 per quantity for complex priority customer maker, $0.00 per quantity for complex priority customer taker, $19.32 per quantity for penny far MM/Firm/BD/ professional taker fee and $52.65 per quantity for penny priority customer taker. Please note that Nasdaq ISE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq ISE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq ISE pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. NYSE American LLC 2.17 1.59 10.88 1.45 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. UBS Securities, LLC 1.74 0.11 0.09 2.72 0.04 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS securities that are option contracts to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Nasdaq PHLX LLC 1.10 0.70 8.63 0.36 0.34 35.34 2.8477 131.32 2.8467 41.95 2.8460 1.15 2.8750 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq PHLX, by UBSFS, in accordance with Nasdaq PHLX published fee and volume-tier schedule. At the end of May 2026, UBSFS was charged $209.76 per quantity for complex remove surcharge penny and $0.00 per quantity for multi-listed customer fee. Please note that Nasdaq PHLX in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq PHLX transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq PHLX pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. 2026 06 100.00 92.93 3.44 3.43 0.19 G1 Execution Services, LLC 24.20 25.96 0.77 0.16 23.28 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 21.64 23.16 2.26 0.21 14.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 21.39 22.92 1.86 0.22 11.59 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 6.68 3.95 69.27 16.56 30.15 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Two Sigma Securities, LLC 6.48 6.91 1.32 0.07 4.92 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 6.47 6.89 1.58 0.08 5.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Hudson River Trading (HRT) 5.28 5.62 1.42 0.03 2.53 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. StoneX Financial, Inc. 3.51 3.77 0.12 0.03 1.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe EDGX Exchange, Inc. 1.35 0.00 3.13 36.16 0.73 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. The Nasdaq Stock Market LLC 1.32 0.28 4.62 26.10 3.85 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. 100.00 87.17 9.99 2.48 0.36 G1 Execution Services, LLC 22.79 25.98 0.73 0.81 13.51 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 20.61 23.10 4.11 0.93 10.65 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Jane Street Capital 20.49 22.97 4.14 0.81 10.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. UBS Securities, LLC 7.56 4.07 35.79 13.35 29.51 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS stocks to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Two Sigma Securities, LLC 6.40 6.90 3.61 0.27 4.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Virtu Americas, LLC 6.37 6.84 3.86 0.32 4.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 No material relationship exists between UBSFS and Virtu Americas LLC Hudson River Trading (HRT) 5.21 5.57 3.36 0.13 3.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. StoneX Financial, Inc. 3.31 3.78 0.11 0.18 1.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. The Nasdaq Stock Market LLC 1.65 0.20 8.01 26.68 4.39 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. Cboe EDGX Exchange, Inc. 1.37 0.00 6.81 27.11 3.58 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules Please note that UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimus; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. 100.00 27.48 7.42 60.79 4.31 Global Execution Brokers LP 28.96 33.58 15.95 30.36 2.23 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. CITADEL SECURITIES LLC 28.21 31.57 15.59 29.69 7.62 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. NYSE ARCA OPTIONS 12.36 1.00 9.06 18.77 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Cboe Exchange, Inc. 10.85 22.08 9.50 0.94 81.29 4547.63 3.4262 395.45 3.4262 4284.00 3.4262 362.49 3.4262 The net payments reflected above solely include transaction fees paid to and rebates received from the CBOE, by UBSFS, in accordance with CBOE's published volume-tier schedule. At the end of June 2026, UBSFS was charged $0.18 per share for customer liquidity removal of >=100 ETF contracts, $0.45 per share for customer premium>=$2.00 VIX Complex, $0.001 per share for equity leg-Cown (capped at$50/execution), $0.75 customer routed to ARCA, BX, BZX, C2, ISE, GMNI, MERC, EMLD, PERL, NOM, MEMX, ETF, Equity, Penny (incl SPY to PHLX), $0.07 per share for customer XSP, MRUT, DJX, >=10 contracts, $0.00 per share for customer liquidity removal on <100 ETF contracts, $0.00 per share for customer liquidity addition on ETF contracts, $0.00 per share for customer Equity and ETF, $0.36 per share customer premium <$1.00 SPX, $0.45 per share for customer premium >=$1.00 or premium recalculated after market close SPX, $0.17 per share for customer premium $0.11-$0.99 VIX complex, $0.30 per share for customer premium $1.00-$1.99 VIX complex and rebate of $0.3 for customer XSP, MRUT, DJX, <10 contracts. UBSFS' volume tier for the month was Tier 1. Please note that CBOE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for CBOE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about CBOE's pricing schedule is available at: http://www.cboe.com/trading-resources/fee-schedules. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. Dash/IMC Financial Markets 7.09 1.27 7.24 9.66 7.76 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. BOX Exchange LLC 3.70 5.98 20.22 0.91 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 UBSFS did not receive any payment and or make any payment for order flow from or have any profit-sharing arrangement with this venue during the calendar quarter. Nasdaq ISE, LLC 3.18 0.55 1.60 4.79 0.00 78.15 31.8980 61.13 31.8385 1503.43 31.8996 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq ISE, by UBSFS, in accordance with Nasdaq ISE published fee and volume-tier schedule. At the end of June 2026, UBSFS was charged $0.00 per quantity for complex priority customer maker, $843.6 per quantity for customer penny route, $0.00 per quantity for penny customer crossing order fee, $0.00 per quantity for penny priority customer adder and $799.11 per quantity for penny priority customer taker. Please note that Nasdaq ISE in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq ISE transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq ISE pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive. NYSE American LLC 2.93 3.35 11.20 1.94 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 When routing orders to this market center for execution, UBSS may qualify for volume-based fees and rebates based on the volume-tier schedule publicly provided by this market center. However, UBSS does not pass through to UBSFS the rebates or fees applicable to UBSFS's customer orders. UBS Securities, LLC 1.76 0.07 0.26 2.81 0.28 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Both UBSFS and UBS Securities LLC (UBSS) are registered broker-dealers that are wholly owned by UBS AG. UBSFS routes most of its customer held orders in NMS securities that are option contracts to UBSS for further order handling. UBSS may then either route the orders as agent to other venues for execution or, with respect to UBSFS's brokerage customer orders, UBSS may execute such orders on a principal basis, subject to the principles of best execution. When executing UBSFS customer orders as principal, UBSS stands to realize any of the profits or losses generated by this activity. When handling UBSFS customer orders as agent, UBSS may route the orders to other venues, including but not limited to, national securities exchanges and broker-dealers. When UBSS routes orders to certain securities exchanges, UBSS may qualify for volume-based fees and rebates from such exchanges based on the volume-tier schedule published by the exchange. UBSS does not pass any such rebates through to UBSFS. In addition, UBSFS does not receive or make any payment for order flow from or have any profit-sharing arrangement with UBSS. For more information about UBSS's routing of its customer orders in NMS securities and the material aspects of its relationships with its identified venues (including rebates received), see UBSS's quarterly public disclosure, available at: https://public.s3.com/rule606/ubss/ Nasdaq PHLX LLC 0.75 0.52 7.86 0.04 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 The net payments reflected above solely include transaction fees paid to and rebates received from Nasdaq PHLX, by UBSFS, in accordance with Nasdaq PHLX published fee and volume-tier schedule. At the end of June 2026, UBSFS was charged $0.00 per quantity for multi-listed customer fee. Please note that Nasdaq PHLX in its sole discretion may add, remove, and change volume tiers as well as exchange fees and rebates month-to-month. Overall transaction fees and rebates for Nasdaq PHLX transactions executed by UBSFS will vary month-to-month depending on trading activity level including volume and type of order flow. From time to time, the amount of rebates that UBSFS receives from an exchange may exceed the amount of fees that UBSFS is charged by such exchange. In these limited circumstances, the receipt of net payments from an exchange would constitute payment for order flow. More information about Nasdaq PHLX pricing schedule is available at: https://www.nasdaqtrader.com/trader.aspx?id=bx_pricing. UBSFS does not base equities or options order routing decisions on the receipt of payment for order flow. To the extent that any exchange provides UBSFS with a rebate or similar payment, such payments: (i) are provided according to exchange fee schedules and rules approved by the SEC; (ii) are not actively solicited or sought after by UBSFS; (iii) if received, are de minimis; and (iv) do not influence UBSFS's order routing practices, which are determined by UBSFS's duty of best execution. UBSFS effectively manages this potential conflict of interest by (i) providing customer disclosures regarding its payment for order flow practices; (ii) not seeking out or negotiating payments for order flow; and (iii) making order routing determinations wholly independently from any rebates or similar payments that UBSFS may receive.