1.2A.G.P./Alliance Global Partners202612026-04-30T17:28:45Z20261100.0028.801.162.1167.93StoneX Financial Inc.INTL32.1733.8339.1348.8130.830.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG30.9634.0928.260.0030.65-134.2470-10.0000-9.8000-10.00000.00000.0000-29.6890-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA30.3932.0830.4348.8129.090.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN6.430.002.172.389.350.00000.0000-7.5000-500.0000-5.7500-500.0000-83.4000-500.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to DFIN, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from DFIN when its clearing firms route order flow to this venue. VIRTU Americas LLCNITE0.050.000.000.000.070.00000.00000.00000.00000.00000.0000-0.1692-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.100.0047.585.243.5543.63StoneX Financial Inc.INTL32.6034.4932.1454.9328.770.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA30.5831.9333.7138.4928.070.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG30.1333.5529.240.9928.88-1191.5870-10.0000-228.0500-10.0000-11.2500-10.0000-888.6670-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.DASH FINANCIAL TECHNOLOGIES LLDFIN6.520.024.915.2613.90-5.0000-500.0000-225.3000-500.0000-157.8000-500.0000-352.0000-500.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to DFIN, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from DFIN when its clearing firms route order flow to this venue. VIRTU Americas LLCNITE0.150.000.000.000.350.00000.00000.00000.00000.00000.0000-5.1516-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.A.G.P. / ALLIANCE GLOBAL PARTNALNC0.020.000.000.330.030.00000.00000.00000.00000.00000.00000.00000.0000100.009.9211.6256.8421.61NYSE ARCA OptionsARCO21.650.000.0037.960.310.00000.00000.000041.16755708.700041.1675-17.8200-54.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NYSE ARCA Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from ARCO and has no profit-sharing relationship with this venue.Bofa Securities, Inc.MLCO9.920.000.000.5344.530.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. MLCO is an execution venue utilized by AGP to execute orders. AGP may receive payment from BofA Securities Incorporated for directing order flow to this venue as passed thru by the equity exchange or a percentage of exchange rebate for options.MATRIX EXECUTIONS, LLCREDG4.6345.640.000.180.000.00000.00000.00000.00000.00000.00000.00000.0000BOX ExchangeXBOX3.860.0033.240.000.000.00000.000043.50005.97530.00005.97530.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to BOX Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XBOX and has no profit-sharing relationship with this venue.CBOE ExchangeXCBO3.660.0031.520.000.000.00000.0000-60.4275-5.25000.0000-5.25000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to CBOE Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XCBO and has no profit-sharing relationship with this venue.Miami Intl ExchangeXMIO2.230.0018.340.000.460.00000.0000-20.8500-5.00000.0000-5.0000-0.7500-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Miami International Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XMIO and has no profit-sharing relationship with this venueMIAX SapphireSPHR1.630.000.000.007.550.00000.00000.00000.00000.00000.0000689.530049.1468ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Sapphire via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from SPHR and has no profit-sharing relationship with this venue.Cboe EDGX OptionsEDGO1.230.008.020.001.390.00000.0000-4.4000-4.00000.0000-4.0000-7.0000-4.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Cboe EDGX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from EDGO and has no profit-sharing relationship with this venue.ISE Mercury OptionsMCRY0.830.007.160.000.000.00000.000085.210024.98830.000024.98830.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to ISE Mercury Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from MCRY and has no profit-sharing relationship with this venueNasdaq OMXXBXO0.430.000.000.002.000.00000.00000.00000.00000.00000.0000-83.6100-50.6727ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq OMX BX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XBXO and has no profit-sharing relationship with this venue.Nasdaq OptionsXNDQ0.330.000.000.121.230.00000.00000.00000.00000.00000.0000-65.8800-61.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq Options Market via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XNDQ and has no profit-sharing relationship with this venue.MEMX OptionsMXOP0.300.000.000.001.390.00000.00000.00000.00000.00000.0000-33.3300-55.5500ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MEMX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from MXOP and has no profit-sharing relationship with this venue.NYSE American OptionsAMXO0.170.000.000.000.770.00000.00000.00000.00000.00000.0000-0.6500-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NYSE American Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from AMXO and has no profit-sharing relationship with this venue.MIAX Pearl, LLCMPRL0.130.000.000.000.620.00000.00000.00000.00000.00000.0000-5.8800-65.3333ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Pearl. The Firm does not receive payment for order flow or any other form of consideration from MPRL and has no profit-sharing relationship with this venue.Nasdaq ISEXISX0.130.001.150.000.000.00000.00006.350048.84620.000048.84620.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq ISE via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XISX and has no profit-sharing relationship with this venue.C2 Options Exchange, Inc.C2OX0.070.000.000.000.310.00000.00000.00000.00000.00000.0000-24.4800-48.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to C2 Options Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from C2OX and has no profit-sharing relationship with this venue.Nasdaq GEMX, LLCGMNI0.070.000.570.000.000.00000.00003.820042.44440.000042.44440.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq GEMX via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from GMNI and has no profit-sharing relationship with this venue.Nasdaq PHLXXPHO0.030.000.000.000.150.00000.00000.00000.00000.00000.0000-0.0500-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq PHLX via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XPHO and has no profit-sharing relationship with this venue.20262100.0031.311.171.9065.62StoneX Financial Inc.INTL34.2831.9837.8451.6734.810.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG33.1435.2237.841.6732.98-102.4360-10.0000-16.2830-10.0000-0.3020-10.0000-25.6400-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.5432.7924.3246.6732.160.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.VIRTU Americas LLCNITE0.030.000.000.000.050.00000.00000.00000.00000.00000.0000-0.0120-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.100.0045.815.683.9744.55StoneX Financial Inc.INTL34.2932.0429.7558.8235.000.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG33.2534.0838.923.1734.35-736.6700-10.0000-292.3460-10.0000-20.6250-10.0000-1345.2320-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA32.3233.8431.3338.0130.360.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.VIRTU Americas LLCNITE0.110.000.000.000.240.00000.00000.00000.00000.00000.0000-6.2280-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.A.G.P. / ALLIANCE GLOBAL PARTNALNC0.040.040.000.000.040.00000.00000.00000.00000.00000.00000.00000.0000100.0014.707.3954.9822.94Bofa Securities, Inc.MLCO11.730.000.003.1743.540.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. MLCO is an execution venue utilized by AGP to execute orders. AGP may receive payment from BofA Securities Incorporated for directing order flow to this venue as passed thru by the equity exchange or a percentage of exchange rebate for options.NYSE ARCA OptionsARCO9.930.000.0017.651.000.00000.00000.000040.38514446.800040.3851-72.3600-55.6615ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NYSE ARCA Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from ARCO and has no profit-sharing relationship with this venue.MATRIX EXECUTIONS, LLCREDG5.5531.510.261.640.000.00000.00000.00000.00000.00000.00000.00000.0000CBOE ExchangeXCBO2.070.0027.980.000.000.00000.0000-89.6700-5.25000.0000-5.25000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to CBOE Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XCBO and has no profit-sharing relationship with this venue.BOX ExchangeXBOX1.890.0025.650.000.000.00000.000073.40007.58260.00007.58260.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to BOX Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XBOX and has no profit-sharing relationship with this venue.Miami Intl ExchangeXMIO1.360.0016.320.000.670.00000.0000-26.4500-5.00000.0000-5.0000-1.8000-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Miami International Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XMIO and has no profit-sharing relationship with this venueMIAX SapphireSPHR1.090.000.000.004.750.00000.00000.00000.00000.00000.0000893.270052.6382ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Sapphire via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from SPHR and has no profit-sharing relationship with this venue.Cboe EDGX OptionsEDGO1.010.0010.100.001.170.00000.0000-11.1200-4.00000.0000-4.0000-6.2000-4.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Cboe EDGX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from EDGO and has no profit-sharing relationship with this venue.ISE Mercury OptionsMCRY0.610.008.290.000.000.00000.000096.850034.83810.000034.83810.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to ISE Mercury Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from MCRY and has no profit-sharing relationship with this venueCboe BZX Options ExchangeBATO0.230.000.000.001.000.00000.00000.00000.00000.00000.0000-59.3600-53.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Cboe BZX Options Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from BATO and has no profit-sharing relationship with this venue.C2 Options Exchange, Inc.C2OX0.190.000.000.000.830.00000.00000.00000.00000.00000.0000-62.8800-48.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to C2 Options Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from C2OX and has no profit-sharing relationship with this venue.MEMX OptionsMXOP0.190.000.000.000.830.00000.00000.00000.00000.00000.0000-95.6400-65.0612ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MEMX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from MXOP and has no profit-sharing relationship with this venue.Nasdaq PHLXXPHO0.170.000.000.000.750.00000.00000.00000.00000.00000.0000-2.4000-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq PHLX via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XPHO and has no profit-sharing relationship with this venue.Nasdaq OptionsXNDQ0.130.000.000.070.420.00000.00000.000075.00000.750075.0000-3.9600-66.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq Options Market via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XNDQ and has no profit-sharing relationship with this venue.MIAX Pearl, LLCMPRL0.110.000.000.000.500.00000.00000.00000.00000.00000.0000-57.6600-83.5652ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Pearl. The Firm does not receive payment for order flow or any other form of consideration from MPRL and has no profit-sharing relationship with this venue.NYSE American OptionsAMXO0.100.000.000.000.420.00000.00000.00000.00000.00000.0000-0.8000-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NYSE American Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from AMXO and has no profit-sharing relationship with this venue.Nasdaq ISEXISX0.080.001.040.000.000.00000.0000-4.8900-40.75000.0000-40.75000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq ISE via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XISX and has no profit-sharing relationship with this venue.Nasdaq GEMX, LLCGMNI0.040.000.520.000.000.00000.0000-6.8900-53.00000.0000-53.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Nasdaq GEMX via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from GMNI and has no profit-sharing relationship with this venue.National Financial Services LLNFSC0.040.000.000.000.170.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NFSC through one of the Firm’s order management systems. In this context, NFSC is acting as an execution venue and not in its capacity as the Firm’s clearing firm. NFSC selects the downstream execution venues to which customer options orders are routed on behalf of the Firm’s customers. The Firm does not receive payment for order flow or any other form of consideration from NFSC with respect to options orders routed in this manner. MIAX Emerald, LLC.EMLD0.020.000.000.000.080.00000.00000.00000.00000.00000.0000-27.5000-55.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Emerald via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from EMLD and has no profit-sharing relationship with this venue.20263100.0033.750.491.3764.39Citadel Securities LLCCDRG34.7436.0347.062.1334.66-124.2220-10.0000-12.6000-10.0000-0.5000-10.0000-30.3010-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.StoneX Financial Inc.INTL33.6631.7223.5353.1934.340.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA31.5732.2429.4144.6830.950.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.VIRTU Americas LLCNITE0.030.000.000.000.050.00000.00000.00000.00000.00000.0000-0.3000-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.100.0054.255.144.2136.40StoneX Financial Inc.INTL34.7733.1537.6751.6334.820.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to INTL, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from INTL when its clearing firms route order flow to this venue.Citadel Securities LLCCDRG33.2135.2433.003.2533.69-1021.5010-10.0000-224.9350-10.0000-16.5920-10.0000-724.5040-10.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CRDG, from which it receives payment for order flow in the amount of up to $0.001 per share. The Firm does not receive payment from CDRG when its clearing firms route order flow to this venue.CODA MARKETS, INC.CODA31.8431.6129.3345.1231.010.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes a portion of non-directed customer order flow to CODA, from which it receives payment for order flow in the amount of up to $0.003 per share. The Firm does not receive payment from CODA when its clearing firms route order flow to this venue.VIRTU Americas LLCNITE0.170.000.000.000.470.00000.00000.00000.00000.00000.0000-6.6480-12.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm does not receive payment or any form of consideration for order flow from NITE.100.0096.540.262.570.63National Financial Services LLNFSC96.1499.540.271.390.000.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NFSC through one of the Firm’s order management systems. In this context, NFSC is acting as an execution venue and not in its capacity as the Firm’s clearing firm. NFSC selects the downstream execution venues to which customer options orders are routed on behalf of the Firm’s customers. The Firm does not receive payment for order flow or any other form of consideration from NFSC with respect to options orders routed in this manner. Bofa Securities, Inc.MLCO0.380.004.584.2341.550.00000.00000.00000.00000.00000.00000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. MLCO is an execution venue utilized by AGP to execute orders. AGP may receive payment from BofA Securities Incorporated for directing order flow to this venue as passed thru by the equity exchange or a percentage of exchange rebate for options.NYSE ARCA OptionsARCO0.330.000.0012.750.760.00000.00000.000036.90213981.000036.9021-9.1800-54.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to NYSE ARCA Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from ARCO and has no profit-sharing relationship with this venue.MATRIX EXECUTIONS, LLCREDG0.250.201.352.330.000.00000.00000.00000.00000.00000.00000.00000.0000CBOE ExchangeXCBO0.060.0024.530.000.000.00000.0000-99.6975-5.25000.0000-5.25000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to CBOE Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XCBO and has no profit-sharing relationship with this venue.BOX ExchangeXBOX0.060.0022.910.000.000.00000.000048.40005.96060.00005.96060.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to BOX Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XBOX and has no profit-sharing relationship with this venue.MIAX SapphireSPHR0.050.000.000.007.740.00000.00000.00000.00000.00000.0000882.530047.4734ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to MIAX Sapphire via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from SPHR and has no profit-sharing relationship with this venue.Cboe EDGX OptionsEDGO0.040.006.200.003.050.00000.0000-5.0000-4.00000.0000-4.0000-9.3200-4.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Cboe EDGX Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from EDGO and has no profit-sharing relationship with this venue.Miami Intl ExchangeXMIO0.030.009.970.000.760.00000.0000-17.9000-5.00000.0000-5.0000-1.5000-5.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to Miami International Exchange via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from XMIO and has no profit-sharing relationship with this venueISE Mercury OptionsMCRY0.030.009.970.000.000.00000.000096.180032.06000.000032.06000.00000.0000ADOPTION OF CLEARING FIRM REPORTS BY REFERENCE — FINRA RULE 6151 Pursuant to SEC Rule 606(a) and FINRA Rule 6151, A.G.P./Alliance Global Partners (“the Firm”) hereby adopts by reference the Rule 606(a) quarterly order routing reports of its clearing firms, National Financial Services LLC (“NFS”) and RBC Capital Markets, LLC (“RBC”), with respect to customer order flow routed to those clearing firms for further routing and execution where the clearing firm makes the routing decision. The Firm has examined the reports of each clearing firm and has no reason to believe that these reports materially misrepresent the order routing practices described therein. The Firm does not receive payment for order flow from NFS or RBC in connection with order flow routed to those clearing firms for execution. The Rule 606(a) reports of the Firm and its clearing firms are available on the FINRA Data Portal at https://www.finra.org/finra-data/606-nms-data?combine=8361&field_firmname_value=&field_firmcrdnb_value=&field_context_identifier_value= OPTIONS — MATERIAL ASPECTS Note on Routing Infrastructure — DASH Financial Technologies LLC (DFIN): The Firm utilizes DASH Financial Technologies LLC (“DASH”) as an order management and routing system to transmit non-directed customer options orders to various options exchanges for execution. DASH functions solely as a routing conduit and does not itself execute options orders, nor are customer orders exposed to DASH’s or any affiliate’s market-making activity. Accordingly, DASH is not treated as a consolidator or execution venue for purposes of Rule 606(a)(1)(ii), and the downstream options exchanges listed in this report are the venues to which orders are routed for execution. The Firm receives payment for order flow in the amount of up to $0.65 per contract. Net payment figures reflected in the options venue table represent exchange-level fee and rebate activity passed through DASH and are not indicative of amounts received directly by the Firm from those venues. The Firm routes non-directed customer options orders to ISE Mercury Options via DASH Financial Technologies LLC. The Firm does not receive payment for order flow or any other form of consideration from MCRY and has no profit-sharing relationship with this venue